Securities and Exchange Board of India Act, 1992 with Section 11B Archives

Compounding of Offences Under SEBI Act: Supreme Court Clarifies the Role of SEBI in Prakash Gupta vs. SEBI (23 July 2021)

Supreme Court Clarifies Compounding of SEBI Act Offences: Prakash Gupta vs. SEBI (2021) LEGAL ISSUE: Whether the Securities Appellate Tribunal (SAT) or a court can compound an offense under the Securities and Exchange Board of India Act, 1992 (“SEBI Act”) without the consent of the Securities and Exchange Board of India (SEBI). CASE TYPE: Securities […]

Supreme Court Clarifies Winding Up Process for Mutual Funds: Franklin Templeton Case (2021)

July 14, 2021 / Judges, S. Abdul Nazeer, Sanjiv Khanna, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 with Regulation 18(15)(c), Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 with Regulation 39, Securities and Exchange Board of India Act, 1992, Securities and Exchange Board of India Act, 1992 with Section 11B, Winding Up of Mutual Fund Schemes

Supreme Court Clarifies Winding Up Process for Mutual Funds: Franklin Templeton Case (2021) LEGAL ISSUE: Interpretation of Regulations governing the winding up of mutual fund schemes, specifically the interplay between Regulations 18(15)(c) and 39 to 42 of the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996. CASE TYPE: Securities Law, Mutual Funds Case

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