Supreme Court clarifies SEBI registration for stock brokers operating across multiple exchanges: SEBI vs. National Stock Exchange Members Association (2022)

/ Ajay Rastogi, B.V. Nagarathna, Judges, Securities and Exchange Board of India Act, 1992, Securities and Exchange Board of India Act, 1992 with Section 12(1), Securities Contracts (Regulation) Act, 1956, Securities Contracts (Regulation) Act, 1956 with Fees, Securities Market Regulation, Stock Brokers, Stock Exchanges

Supreme Court clarifies SEBI registration for stock brokers operating across multiple exchanges: SEBI vs. National Stock Exchange Members Association (2022) LEGAL ISSUE: Whether a stock broker needs separate registrations with the Securities and Exchange Board of India (SEBI) for each stock exchange they operate in, or if a single registration is sufficient. CASE TYPE: Securities […]

Supreme Court clarifies SEBI registration for stock brokers operating across multiple exchanges: SEBI vs. National Stock Exchange Members Association (2022) Read Post »