Securities Appellate Tribunal

Supreme Court dismisses appeal in securities matter: CAB Securities vs. NSE (2020)

/ Appeals, Arun Mishra, Civil Procedure, Judges, M.R. Shah, Securities Appellate Tribunal, Securities Law

Supreme Court dismisses appeal in securities matter: CAB Securities vs. NSE (2020) LEGAL ISSUE: Whether the Securities Appellate Tribunal’s order warrants interference by the Supreme Court. CASE TYPE: Securities Law Case Name: CAB Securities Limited vs. National Stock Exchange of India Limited Judgment Date: 17 February 2020 Date of the Judgment: 17 February 2020 Citation: […]

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Supreme Court directs Securities Appellate Tribunal to reconsider penalty on PRRSAAR for financial irregularities: PRRSAAR vs. National Stock Exchange (2019)

/ A.M. Khanwilkar, Dinesh Maheshwari, Disciplinary Proceedings, Judges, National Stock Exchange of India, National Stock Exchange of India with Bye-law 8(a), National Stock Exchange of India with Chapter IV Rule 1, National Stock Exchange of India with Circular dated 27.06.2013, Securities Appellate Tribunal, Securities Law

Supreme Court directs Securities Appellate Tribunal to reconsider penalty on PRRSAAR for financial irregularities: PRRSAAR vs. National Stock Exchange (2019) LEGAL ISSUE: Whether the Securities Appellate Tribunal (SAT) properly considered the quantum of punishment imposed on a trading member by the National Stock Exchange (NSE) for financial irregularities. CASE TYPE: Securities Law, Disciplinary Proceedings Case

Supreme Court directs Securities Appellate Tribunal to reconsider penalty on PRRSAAR for financial irregularities: PRRSAAR vs. National Stock Exchange (2019) Read Post »

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