LEGAL ISSUE: Interpretation of State Judicial Service Rules regarding the filling of vacancies.

CASE TYPE: Service Law

Case Name: High Court of Kerala vs. Reshma A. & Others

[Judgment Date]: 11 January 2021

Introduction

Date of the Judgment: 11 January 2021

Citation: (2021) INSC 14

Judges: Dr Dhananjaya Y Chandrachud, J and Indira Banerjee, J

Can a select list for judicial appointments be used to fill vacancies that arise after the notification of the selection process? The Supreme Court of India recently addressed this important question in a case concerning the appointment of Munsiff-Magistrates in Kerala. This judgment clarifies the extent to which a select list can be used to fill vacancies that arise after the initial notification, emphasizing the importance of adhering to the principles of fair and equal opportunity in public employment. The Supreme Court, in this case, has clarified the interpretation of the Kerala Judicial Service Rules, 1991, specifically concerning the filling of vacancies for the post of Munsiff-Magistrate. The bench comprised of Dr. Dhananjaya Y Chandrachud, J and Indira Banerjee, J.

Case Background

On 1 February 2019, the High Court of Kerala issued a notification for the appointment of Munsiff-Magistrates, specifying 37 “probable” vacancies, including one for persons with disabilities, and eight vacancies under the “No Candidates Available” (NCA) category. Following a competitive examination, a merit list was published on 20 February 2020. The Governor of Kerala approved the list on 7 May 2020, and 32 candidates were appointed against regular vacancies and 5 against NCA vacancies. Subsequently, two petitions were filed in the High Court, claiming that additional vacancies had arisen after 7 May 2020, which should also be filled from the same merit list, based on Rule 7(2) of the Kerala Judicial Service Rules, 1991, as amended in 2019.

The High Court of Kerala argued that appointments should be limited to the notified vacancies, citing the directions of the Supreme Court in Malik Mazhar Sultan (3) v. Uttar Pradesh Public Service Commission [(2008) 17 SCC 703], which mandates that notifications are for vacancies available until 31 December of the notification year. However, the petitioners contended that Rule 7(2) requires all vacancies arising within one year of the merit list approval to be filled from that list. A Single Judge of the High Court ruled in favor of the petitioners, stating that all vacancies arising within one year of the merit list approval should be filled from the same list. This decision was upheld by a Division Bench of the High Court, which led to the current appeal before the Supreme Court.

Timeline

Date Event
1 February 2019 Notification issued by the High Court for Munsiff-Magistrate posts (37 probable vacancies + 8 NCA).
26 March 2019 Preliminary examination held.
19 July 2019 Result of preliminary examination declared.
31 August 2019 – 1 September 2019 Main examination held.
21 December 2019 Result of main examination declared.
8-25 January 2020 Interviews conducted.
20 February 2020 Merit list published.
7 May 2020 Merit list approved by the Governor of Kerala, 32 candidates appointed against regular vacancies and 5 candidates appointed against NCA vacancies.
May 2020 Two petitions filed in the High Court claiming additional vacancies should be filled from the same merit list.
30 June 2020 Fresh notification issued by the High Court for 47 probable regular posts of Munsiff-Magistrate.
30 July 2020 Corrigendum issued deleting the term ‘probable’ from the number of regular vacancies notified.
9 July 2020 Single Judge of the High Court rules in favor of the petitioners.
26 August 2020 Division Bench of the High Court affirms the Single Judge’s decision.
11 January 2021 Supreme Court sets aside the High Court’s judgment.

Course of Proceedings

The Single Judge of the High Court held that Rule 7(2) of the Kerala Judicial Service Rules, 1991, mandates that vacancies arising within one year from the date of approval of the merit list must be filled from the same list, unless a fresh list is notified before the lapse of a year. The Single Judge rejected the High Court’s argument that appointments should be limited to the number specified in the notification, stating that the term ‘probable’ indicated a possibility of variance. The Single Judge also held that denying appointments to additional vacancies would violate Articles 14 and 16 of the Constitution.

The Division Bench upheld the Single Judge’s decision, stating that Rule 7(2) makes the merit list valid for notified vacancies and vacancies arising within one year from the date of approval by the Governor. The Division Bench also noted that the operation of the Kerala Rules was not in contradiction with the guidelines in Malik Mazhar Sultan (3), as the Supreme Court had directed that selections be made according to the existing judicial service rules of the states. The Division Bench interpreted the term ‘probable’ vacancies as indicating a possibility of variance between actual and advertised vacancies.

Legal Framework

The Kerala Judicial Service Rules, 1991, issued under Articles 234 and 235 of the Constitution and Section 2(1) of the Kerala Public Services Act, 1968, govern appointments to the Kerala Judicial Service. Rule 7 outlines the process for preparing lists of approved candidates and the reservation of appointments.

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Originally, Rule 7(2) stated:

“The list approved by the Governor shall come into force from the date of the approval and shall remain in force for a period of three years or until a fresh approved list is prepared, whichever is earlier.”

The 2019 amendment substituted Rule 7(2) with:

“(2) The merit list prepared by the High Court shall be forwarded for the approval of the Governor. The list approved by the Governor shall come into force from the date of the approval and shall be valid till the notified vacancies and the vacancies that may arise within one year from the date of approval of the list, are filled up or a fresh list comes into force, whichever is earlier.”

Article 234 of the Constitution empowers the Governor to make appointments to the judicial service of a State, in accordance with rules made after consulting with the State Public Service Commission and the High Court. Article 235 vests control over district courts and subordinate courts in the High Court.

Arguments

The appellant, the High Court of Kerala, argued that Rule 7(2), if interpreted literally, would conflict with the directions in Malik Mazhar Sultan (3), which mandates an annual selection process and that appointments should be made only against notified vacancies. The appellant contended that the term ‘probable’ allows for minor adjustments in vacancies due to unforeseen circumstances, but not for filling vacancies beyond the recruitment year. The appellant also argued that filling vacancies beyond those notified would violate Articles 14 and 16 of the Constitution, denying equal opportunity to those who become eligible in subsequent years. The appellant relied on Rakhi Ray v. High Court of Delhi [(2010) 2 SCC 637], Prem Singh & Ors v. Haryana State Electricity Board & Ors [(1996) 4 SCC 319], and Bedanga Talukdar v. Saifudaullah Khan & Ors [(2011) 12 SCC 85] to support their claim that appointments cannot exceed the notified vacancies.

The respondents argued that Rule 7(2), as amended, specifically allows for filling vacancies arising within one year of the merit list approval from the same list. They contended that the term ‘probable’ was consciously deleted from the 2020 notification, indicating that the number of vacancies was not definite. The respondents also argued that the Kerala Rules, 1991, have not been challenged as unconstitutional, and the High Court cannot claim its own rules are in violation of Articles 14 and 16. They further stated that there has been inordinate delay in filling judicial vacancies, and if the 2019 merit list is not used, the vacancies will remain unfilled until 2023. The respondents relied on Virender S Hooda v. State of Haryana [(1999) 3 SCC 696] to support their claim that appointments can be made against vacancies arising after the merit list is notified. They also cited Hirandra Kumar v. High Court of Judicature at Allahabad (2019 SCC Online SC 254) to emphasize that selection and appointment to judicial posts have to be conducted strictly in adherence to existing judicial service rules.

Submissions of Parties

Main Submission Appellant’s Sub-Submissions Respondents’ Sub-Submissions
Interpretation of Rule 7(2)
  • Rule 7(2) must be read with the directions in Malik Mazhar Sultan (3).
  • The rule should not be interpreted to fill all vacancies arising within one year.
  • The term ‘probable’ denotes adjustments for unforeseen vacancies not an expansion of vacancies.
  • Rule 7(2) mandates that the merit list is valid for one year, during which all vacancies should be filled from the list.
  • The amendment to Rule 7(2) was made with specific reference to Malik Mazhar Sultan (3).
  • The term ‘probable’ was consciously deleted from the 2020 notification.
Adherence to Malik Mazhar Sultan (3)
  • Malik Mazhar Sultan (3) requires an annual selection process.
  • Vacancies are to be considered as on 1 December of each recruitment year.
  • The direction for 10% unforeseen vacancies was superseded by a later order.
  • Selection and appointment must adhere to existing judicial service rules as held in Malik Mazhar Sultan.
  • The intent of Malik Mazhar Sultan (3) was not to interfere with statutory rules.
Constitutional Validity
  • A literal interpretation of Rule 7(2) would violate Articles 14 and 16.
  • Appointments should not exceed notified vacancies.
  • Harmonious interpretation of the rules and the directions of this Court is necessary.
  • The Kerala Rules, 1991 have not been challenged as unconstitutional.
  • Appointments from a subsisting merit list can be made against vacancies arising after the merit list is notified.

Issues Framed by the Supreme Court

The Supreme Court framed the following issues for determination:

  1. Whether Rule 7 of the Kerala Rules, 1991, is contrary to the directions of this Court in Malik Mazhar Sultan (3); and
  2. Whether the respondents and similarly placed candidates who find place in the merit list approved by the Governor can be appointed to vacancies arising within one year from the date of approval of the merit list, in excess of those specified in the notification.

Treatment of the Issue by the Court

The following table demonstrates as to how the Court decided the issues

Issue Court’s Decision Brief Reasons
Whether Rule 7 of the Kerala Rules, 1991, is contrary to the directions of this Court in Malik Mazhar Sultan (3) No, but needs harmonious interpretation. The Court held that the rules are not contrary to the directions in Malik Mazhar Sultan (3), but they need to be interpreted harmoniously with the directions to ensure annual selection process and filling of vacancies within the recruitment year.
Whether the respondents can be appointed to vacancies arising within one year of the merit list approval, in excess of those specified in the notification. No. The Court held that appointments cannot exceed the number of vacancies notified. The term ‘probable’ in Rule 7(1) means the number of vacancies anticipated for the recruitment year, not future vacancies of subsequent years.
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Authorities

Authorities Considered by the Court

Authority Court How Considered
All India Judges’ Association v. Union of India [(2002) 4 SCC 247] Supreme Court of India Referred to as the earlier decision where the court had envisaged that existing vacancies should be filled by 31 March 2003.
Malik Mazhar Sultan (3) v. Uttar Pradesh Public Service Commission [(2008) 17 SCC 703] Supreme Court of India Cited for the directions regarding the mode of determining vacancies and the manner of selection every year. The Court harmonized the Kerala Rules with the directions in this case.
Malik Mazhar Sultan and anr. vs. Uttar Pradesh Public Service Commission & Ors. [(2009) 17 SCC 24] Supreme Court of India Cited for modifying the 10% unforeseen vacancy rule in the original judgment.
Rakhi Ray v. High Court of Delhi [(2010) 2 SCC 637] Supreme Court of India Cited to emphasize that selection must be made as per existing rules and appointments must adhere to statutory provisions. The court also held that any appointment made beyond the number of vacancies advertised is without jurisdiction.
Prem Singh v. Haryana State Electricity Board [(1996) 4 SCC 319] Supreme Court of India Cited to highlight that the selection process can be initiated for clear and anticipated vacancies but not for future vacancies.
Bedanga Talukdar v. Saifudaullah Khan [(2011) 12 SCC 85] Supreme Court of India Cited to emphasize that all appointments to public office must be made in conformity with Article 14 of the Constitution.
Hirandra Kumar v. High Court of Judicature at Allahabad (2019 SCC Online SC 254) Supreme Court of India Cited to reiterate that selections must be conducted as per existing judicial service rules.
Virender S Hooda v. State of Haryana [(1999) 3 SCC 696] Supreme Court of India Discussed but distinguished based on the specific facts of the case and the absence of consideration of the principle that appointments cannot exceed notified vacancies.
Anurag Kumar Singh v. State of Uttarakhand [(2016) 9 SCC 426] Supreme Court of India Cited to emphasize that only the number of vacancies advertised can be filled up.
Rahul Dutta v. State of Bihar [(2019) 5 SCC 158] Supreme Court of India Cited to highlight that restricting the field of a written examination is arbitrary and violative of Malik Mazhar Sultan (3).

Legal Provisions Considered by the Court

  • Article 14 of the Constitution of India: Guarantees equality before the law.
  • Article 16 of the Constitution of India: Guarantees equality of opportunity in matters of public employment.
  • Article 234 of the Constitution of India: Deals with the appointment of persons other than District Judges to the judicial service of a State.
  • Article 235 of the Constitution of India: Vests control over district courts and subordinate courts in the High Court.
  • Section 2(1) of the Kerala Public Services Act, 1968: Authorizes the Governor to make special rules for public services.
  • Rule 7 of the Kerala Judicial Service Rules, 1991: Deals with the preparation of lists of approved candidates and the reservation of appointments.

Judgment

How each submission made by the Parties was treated by the Court?

Submission Party Court’s Treatment
Rule 7(2) should be interpreted to fill all vacancies arising within one year, as per the amended rules. Respondents Rejected. The Court held that this interpretation would violate Articles 14 and 16 of the Constitution and would be inconsistent with the annual selection process mandated by Malik Mazhar Sultan (3).
Rule 7(2) is inconsistent with the directions in Malik Mazhar Sultan (3). Appellant Partially Accepted. The Court held that the rule is not inconsistent but needs harmonious interpretation with the directions in Malik Mazhar Sultan (3), to ensure an annual selection process.
Appointments should be limited to the vacancies notified in the advertisement. Appellant Accepted. The Court agreed that appointments cannot exceed the notified vacancies, as it would violate Articles 14 and 16.
The term ‘probable’ denotes an addition or deduction to cover imponderables, not an expansion of vacancies. Appellant Accepted. The Court held that ‘probable’ refers to vacancies anticipated for the recruitment year, not future vacancies.
Appointments can be made against vacancies arising after the merit list is notified. Respondents Rejected. The Court held that appointments cannot be made against vacancies that arise after the recruitment year.
The Kerala Rules, 1991 have not been challenged as unconstitutional, and the High Court cannot contend that its own rules violate Articles 14 and 16. Respondents Acknowledged but not accepted as a reason to allow appointments beyond notified vacancies. The Court emphasized that the rules must be interpreted in a manner that is consistent with the Constitution.

How each authority was viewed by the Court?

  • The court relied on All India Judges’ Association v. Union of India [(2002) 4 SCC 247] to highlight the need for filling vacancies in the judiciary but clarified that the present case is governed by the specific rules and directions in later judgments.
  • Malik Mazhar Sultan (3) v. Uttar Pradesh Public Service Commission [(2008) 17 SCC 703] was central to the judgment. The Court harmonized the Kerala Rules with the directions in this case, emphasizing the need for an annual selection process.
  • The court used Malik Mazhar Sultan and anr. vs. Uttar Pradesh Public Service Commission & Ors. [(2009) 17 SCC 24] to clarify the modification of the 10% unforeseen vacancy rule, emphasizing the need to notify existing and anticipated vacancies.
  • Rakhi Ray v. High Court of Delhi [(2010) 2 SCC 637] was used to support the principle that appointments cannot exceed the number of vacancies advertised and that selection must be as per existing rules.
  • Prem Singh v. Haryana State Electricity Board [(1996) 4 SCC 319] was cited to reiterate that selection processes can be started for clear and anticipated vacancies, but not for future vacancies.
  • Bedanga Talukdar v. Saifudaullah Khan [(2011) 12 SCC 85] was used to emphasize that all appointments to public office must conform with Article 14 of the Constitution.
  • Hirandra Kumar v. High Court of Judicature at Allahabad (2019 SCC Online SC 254) was cited to reiterate that selections must be conducted as per existing judicial service rules.
  • Virender S Hooda v. State of Haryana [(1999) 3 SCC 696] was discussed but distinguished based on the specific facts of the case and the absence of consideration of the principle that appointments cannot exceed notified vacancies.
  • Anurag Kumar Singh v. State of Uttarakhand [(2016) 9 SCC 426] was used to emphasize that only the number of vacancies advertised can be filled up.
  • Rahul Dutta v. State of Bihar [(2019) 5 SCC 158] was cited to highlight that restricting the field of a written examination is arbitrary and violative of Malik Mazhar Sultan (3).
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What weighed in the mind of the Court?

The Supreme Court’s decision was primarily influenced by the need to balance the directions in Malik Mazhar Sultan (3) with the constitutional mandate of equality in public employment under Articles 14 and 16. The Court emphasized that while the State Judicial Service Rules are important, they must be interpreted in a manner that is consistent with the Constitution and the principles of fairness and equal opportunity. The Court also considered the practical implications of its decision, noting that allowing appointments beyond the notified vacancies would create administrative difficulties and would be unfair to candidates who become eligible in subsequent years.

Sentiment Analysis of Reasons Given by the Supreme Court

Reason Percentage
Constitutional mandate of equality in public employment under Articles 14 and 16. 35%
Need to harmonize the State Judicial Service Rules with the directions in Malik Mazhar Sultan (3). 30%
The principle that appointments cannot exceed notified vacancies. 20%
Practical implications of allowing appointments beyond notified vacancies. 15%

Fact:Law Ratio

Category Percentage
Fact (percentage of the consideration of the factual aspects of the case) 30%
Law (percentage of legal considerations) 70%

Logical Reasoning

Issue 1: Whether Rule 7 of the Kerala Rules, 1991, is contrary to the directions of this Court in Malik Mazhar Sultan (3)

Start: Analyze Rule 7 of Kerala Rules, 1991 and directions in Malik Mazhar Sultan (3)
Does Rule 7 directly contradict Malik Mazhar Sultan (3)?
No direct contradiction, but need for harmonious interpretation
Rule 7 must be interpreted to align with the annual selection process mandated by Malik Mazhar Sultan (3)

Issue 2: Whether the respondents can be appointed to vacancies arising within one year of the merit list approval, in excess of those specified in the notification.

Start: Analyze Rule 7(2) and its relation to the notified vacancies
Can vacancies arising after the notification be filled from the same list?
No, appointments cannot exceed notified vacancies as it violates Articles 14 and 16
The term ‘probable’ refers to vacancies anticipated for the recruitment year, not future vacancies

The court considered alternative interpretations of Rule 7(2), including the respondents’ argument that all vacancies arising within one year of the merit list approval should be filled from the same list. However, the court rejected this interpretation because it would violate the principles of equality and fairness in public employment, and would be inconsistent with the annual selection process mandated by Malik Mazhar Sultan (3). The court also considered the practical difficulties of implementing the respondents’ interpretation, including the logistical challenges of training candidates appointed against vacancies that had not yet arisen.

The court’s decision was based on a harmonious interpretation of Rule 7(1) and 7(2) of the Kerala Rules, 1991, the directions in Malik Mazhar Sultan (3), and the constitutional principles of equality in public employment. The court held that while the State Judicial Service Rules are important, they must be interpreted in a manner that is consistent with the Constitution and the principles of fairness and equal opportunity. The court also emphasized that appointments cannot exceed the number of vacancies notified, as it would violate Articles 14 and 16.

The court quoted the following from the judgment:

“The existing number of vacancies is an objective fact which is known to the particular High Court. Anticipated vacancies are those which arise as a part of the normal exigencies of service in the ensuing year due to factors such as promotion, death or resignation from service.”

“The expression ‘probable’ means what is anticipated, expected and likely. The expression thus comprehends the existing vacancies and those which are anticipated due to retirement, promotion, death or resignation and to which some vacancies can be added to incorporate imponderable events during the recruitment process.”

“The solution which has been suggested by theHigh Court of Kerala is that the expression ‘probable’ in Rule 7(1) means the number of vacancies anticipated for the recruitment year, and not future vacancies of subsequent years.”

Decision

The Supreme Court allowed the appeal filed by the High Court of Kerala and set aside the judgment of the Division Bench of the High Court. The Supreme Court held that the appointments could not exceed the number of vacancies notified in the advertisement and that the term ‘probable’ refers to vacancies anticipated for the recruitment year, not future vacancies of subsequent years. The Court directed the High Court to take steps to fill the notified vacancies in accordance with the merit list and to initiate a fresh recruitment process for subsequent vacancies.

The Supreme Court held that the High Court of Kerala was justified in its interpretation of Rule 7(1) of the Kerala Judicial Service Rules, 1991, and that the High Court is not bound to make appointments to vacancies arising after the recruitment year.