LEGAL ISSUE: Determining the cut-off date for eligibility criteria in civil service appointments, specifically regarding disciplinary proceedings.

CASE TYPE: Service Law

Case Name: State of Haryana and Others vs. Dinesh Singh and Another

[Judgment Date]: December 14, 2023

Date of the Judgment: December 14, 2023
Citation: 2023 INSC 1070
Judges: Justice M.M. Sundresh and Justice Aravind Kumar
Can a government employee be deemed ineligible for promotion if disciplinary action was contemplated against them after the initial eligibility date but before the final selection? The Supreme Court of India recently addressed this question in a case concerning appointments to the Haryana Civil Service (Executive Branch). The core issue revolved around determining the correct cut-off date for assessing eligibility, particularly concerning pending or contemplated disciplinary proceedings against candidates. This judgment clarifies the interpretation of relevant service rules and sets a precedent for similar cases. The majority opinion was authored by Justice Aravind Kumar, with Justice M.M. Sundresh concurring.

Case Background

Dinesh Singh, the respondent, was initially appointed as a Naib Tehsildar in the Department of Revenue and Disaster Management on August 12, 2008, and later served as a Tehsildar. He sought appointment to the Haryana Civil Service (Executive Branch). The department deemed him ineligible for selection to Register A-1, a register of accepted candidates for the service, because they believed action was being contemplated against him as of the date of consideration, even though no disciplinary proceedings were pending. Dinesh Singh contended that he was not facing any disciplinary proceedings, nor was any action being contemplated against him, and challenged his exclusion in the High Court.

Timeline

Date Event
August 12, 2008 Dinesh Singh appointed as Naib Tehsildar.
2016 Vacancies for HCS (Executive Branch) up to the year 2016 were to be filled.
April 17, 2017 Department issued communication to fill 9 vacancies of HCS (Executive Branch) from Register A-1, with eligibility conditions as on 01.11.2016.
February 16, 2017 Rule 9 of the Haryana Civil Service (Executive Branch) Rules, 2008 was amended.
November 1, 2018 Cut-off date mentioned in the notification for age-related eligibility.
January 5-6, 2019 Dinesh Singh was absent from duty as Duty Magistrate during the Haryana Teacher’s Eligibility Test.
January 9, 2019 Deputy Commissioner, Kurukshetra recommended formal inquiry against Dinesh Singh.
February 5, 2019 Decision taken to charge-sheet Dinesh Singh.
May 30, 2019 Fresh communication issued to forward a list of eligible candidates with eligibility conditions as on 01.11.2018.
July 9, 2019 Clarification issued stating 01.11.2018 was cut-off only for age, and other conditions to be tested on the date of consideration.
August 31, 2019 Date of consideration by the Committee.
December 11, 2019 Disciplinary proceedings against Dinesh Singh were dropped.
April 23, 2021 Single Judge of High Court dismissed Dinesh Singh’s writ petition.
High Court Division Bench of High Court set aside the order of the Single Judge.
December 14, 2023 Supreme Court of India set aside the order of the Division Bench of the High Court.

Course of Proceedings

The Single Judge of the High Court dismissed the writ petition filed by Dinesh Singh and other similarly situated persons. The Division Bench of the High Court, on appeal, set aside the order of the Single Judge and directed the State to consider Dinesh Singh for appointment from Register A-1. The State of Haryana then appealed to the Supreme Court.

Legal Framework

The case is governed by the Haryana Civil Service (Executive Branch) Rules, 2008. Rule 7 of these Rules states that appointments to the Service shall be made from the registers of accepted candidates. Rule 8 specifies the maintenance of various registers, including Register A-I for District Revenue Officers/Tehsildars. Rule 9 outlines the selection process for Register A-1, requiring the Financial Commissioner to prepare a list of eligible officers and submit it to a Committee for consideration.

Rule 9(1)(a) of the Haryana Civil Service (Executive Branch) Rules, 2008, as amended, states that a candidate’s name shall be submitted if they:

  • (i) has completed eight years of continuous Government service including service rendered as Naib-Tehsildar;
  • (ii) has not attained the age of fifty years on the first day of November immediately preceding the date of submission of names by the concerned authority;
  • (iii) is not facing disciplinary proceedings and against whom action is being contemplated;
  • (b) is a graduate of a recognised University.

Arguments

Appellant’s Arguments:

  • The cut-off date of 01.11.2018, as mentioned in the rules, applies only to the age-related eligibility criteria under Rule 9(a)(ii), and not to other conditions.
  • The eligibility regarding disciplinary proceedings should be tested as of the ‘date of consideration,’ which is the date the Committee recommended names to the Commission (30.09.2018).
  • Treating 01.11.2018 as a uniform cut-off date for all eligibility conditions would create an anomaly, as candidates against whom disciplinary action was contemplated after that date would still be considered eligible.
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Respondent’s Arguments:

  • Rule 9 contemplates only one cut-off date for all eligibility conditions, which is 01.11.2018.
  • Notification dated 30.05.2019 specified that the DRO’s/Tehsildars should fulfill the conditions as on 01.11.2018 which included the condition qua pendency/contemplation of disciplinary proceedings.
  • The government’s clarification letter dated 09.07.2019, which states that 01.11.2018 is only for age eligibility, amounts to changing the rules of the game.
  • Even if 31.08.2019 is considered the cut-off date, no disciplinary action was contemplated against the Respondent.

Submissions of Parties

Main Submission Sub-Submission (Appellant) Sub-Submission (Respondent)
Cut-off Date for Eligibility 01.11.2018 is only for age; other conditions are tested on the date of consideration. 01.11.2018 is the uniform cut-off date for all eligibility conditions.
Interpretation of Rule 9 Literal reading of Rule 9 indicates that 01.11.2018 applies only to age. Rule 9 contemplates only one cut-off date for all conditions.
Validity of Clarification Clarification dated 09.07.2019 correctly interprets the rule. Clarification dated 09.07.2019 changes the rules of the game.
Disciplinary Proceedings Disciplinary action was contemplated against the Respondent as on the date of consideration. No disciplinary action was contemplated against the Respondent as on the date of consideration or even 01.11.2018.

Issues Framed by the Supreme Court

The Supreme Court framed the following issues for consideration:

  1. Whether 01.11.2018 is the cut-off date uniformly applicable to all eligibility conditions under Rule 9(1)(a) and (b), or if it is only for age-related eligibility.
  2. If 01.11.2018 is only for age, whether Dinesh Singh satisfied other eligibility conditions, particularly if any disciplinary action was pending or contemplated against him as of the date of consideration.

Treatment of the Issue by the Court

Issue Court’s Decision Brief Reasons
Cut-off date for all eligibility conditions 01.11.2018 is not the cut-off date for all eligibility conditions. Rule 9(1)(a)(ii) specifically mentions 01.11.2018 only for age. Other conditions are to be tested on the date of consideration.
Eligibility of Dinesh Singh Dinesh Singh did not satisfy the eligibility conditions. Disciplinary action was contemplated against him as on the date of consideration (31.08.2019).

Authorities

The Court considered the following authorities:

Cases

Case Name Court Legal Point How the case was used
State of M.P. v. Bani Singh, 1990 Supp SCC 738 Supreme Court of India Impact of pending disciplinary proceedings on promotion Cited to highlight that mere pendency of disciplinary proceedings should not impact consideration for promotion.
H.Surendra Shetty v. Vijaya Bank, MG Road Bangalore & Ors., ILR 2000 Kar 2883 Karnataka High Court Meaning of “contemplation” Explained that contemplation is a process in the mind and falls short of a decision.
Govt. of India Ministry of Home Affairs & ors. v. Tarak Nath Ghosh 1971 AIR SC 823 Supreme Court of India Initiation of disciplinary proceedings Held that disciplinary proceedings start when complaints are entertained and a prima facie case is made.
P .R. Nayak v. Union of India, (1972) 1 SCC 332 Supreme Court of India Contemplation of disciplinary proceedings Clarified that suspension cannot be ordered merely when disciplinary proceedings are contemplated.
Kul Bhusan Chopra v. Punjab National Bank and Ors. (1979) IILLJ 86 Del Delhi High Court Meaning of “contemplated” in disciplinary context Explained that “contemplated” means an inquiry is under consideration or proposed.
State Of U.P v. Jai Singh Dixit and Others (1976) ILLJ 246 All Allahabad High Court Contemplation of inquiry Held that formal departmental inquiry is contemplated when the authority considers the case might lead to such an inquiry.
Santi Kumar Ganguly v. The State of Tripura and Ors. (1982 GLR 1 21) Gujarat High Court Meaning of “contemplate” Stated that to contemplate is to have in view, expect, or take into account as a contingency.
Champaklal Chimanlal Shah vs The Union of India 1964 AIR SC 1854 Supreme Court of India Termination of service Discussed the circumstances under which termination of service does not amount to infliction of penalty.
S. Govinda Menon v. Union of India 1967 AIR SC 1274 Supreme Court of India Suspension under service rules Interpreted the term “charges” in the context of suspension rules.
Shahroj Anwar Khan v. State of U.P ., 2007 SCC OnLine All 389 Allahabad High Court Suspension during preliminary inquiry Held that suspension can be ordered when an inquiry is under consideration or is proposed.
Rajendra Shenkar Nigam v. State of U.P ., 1973 SCC OnLine All 381 Allahabad High Court Meaning of “contemplated” in inquiry context Explained that “contemplated” indicates a stage where an inquiry is imminently expected.
Dr. Subash Chand v. State of U.P ., 2005 SCC OnLine All 1712 Allahabad High Court Contemplation of Inquiry Held that an inquiry is contemplated when a decision has been taken to start a formal inquiry.
State of U.P . v. Jawahar Lal Bhargava, 1974 SCC OnLine All 45 Allahabad High Court Meaning of “Inquiry” and “Contemplation” Clarified that “inquiry” means formal disciplinary proceedings and “contemplation” means having a formal inquiry in view.
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Legal Provisions

Provision Statute Description How the provision was used
Rule 7 Haryana Civil Service (Executive Branch) Rules, 2008 Appointments to the Service from registers of accepted candidates Cited to show that appointments are made from the registers of accepted candidates.
Rule 8 Haryana Civil Service (Executive Branch) Rules, 2008 Maintenance of registers of accepted candidates Cited to show the maintenance of Register A-I for District Revenue Officers/Tehsildars.
Rule 9 Haryana Civil Service (Executive Branch) Rules, 2008 Selection process for Register A-1 Cited to show the selection process and eligibility criteria for Register A-1.
Rule 9(1)(a) Haryana Civil Service (Executive Branch) Rules, 2008 Eligibility conditions for Register A-1 Cited to discuss the specific eligibility conditions and the cut-off date.
Rule 9(1)(a)(ii) Haryana Civil Service (Executive Branch) Rules, 2008 Age-related eligibility condition Cited to show the cut-off date for age-related eligibility.
Rule 9(1)(a)(iii) Haryana Civil Service (Executive Branch) Rules, 2008 Condition regarding disciplinary proceedings Cited to show the condition regarding pending or contemplated disciplinary proceedings.
Rule 7 Haryana Civil Services (Punishment and Appeal) Rules, 2016 Charge sheet under the rules Cited to indicate that the decision to charge sheet the respondent was under this rule.

Judgment

Treatment of Submissions

Submission Party Court’s Treatment
01.11.2018 as uniform cut-off date Respondent Rejected. The Court held that 01.11.2018 is only for age eligibility.
Date of consideration as cut-off date Appellant Accepted. The Court held that eligibility regarding disciplinary proceedings is to be tested on the date of consideration.
Government clarification as a change of rules Respondent Rejected. The Court held that the clarification was a correct interpretation of the rules.
Disciplinary action was not contemplated Respondent Rejected. The Court found that disciplinary action was contemplated against the respondent as on the date of consideration.

Treatment of Authorities

The Court relied on several authorities to interpret the term “contemplated” and to determine the cut-off date for eligibility.

The Court used the authorities to clarify that:

  • Mere pendency of disciplinary proceedings should not impact consideration for promotion.
  • “Contemplation” is a process of the mind, falling short of a decision.
  • Disciplinary proceedings are initiated when a formal charge sheet is issued.
  • Suspension cannot be ordered merely when disciplinary proceedings are contemplated.
  • A formal departmental inquiry is contemplated when the authority considers the case might lead to such an inquiry.

The court cited the following authorities in support of its reasoning:

  • State of M.P. v. Bani Singh, 1990 Supp SCC 738*: To highlight that mere pendency of disciplinary proceedings should not impact consideration for promotion.
  • H.Surendra Shetty v. Vijaya Bank, MG Road Bangalore & Ors., ILR 2000 Kar 2883*: To explain that contemplation is a process in the mind and falls short of a decision.
  • Govt. of India Ministry of Home Affairs & ors. v. Tarak Nath Ghosh 1971 AIR SC 823*: To hold that disciplinary proceedings start when complaints are entertained and a prima facie case is made.
  • P .R. Nayak v. Union of India, (1972) 1 SCC 332*: To clarify that suspension cannot be ordered merely when disciplinary proceedings are contemplated.
  • Kul Bhusan Chopra v. Punjab National Bank and Ors. (1979) IILLJ 86 Del*: To explain that “contemplated” means an inquiry is under consideration or proposed.
  • State Of U.P v. Jai Singh Dixit and Others (1976) ILLJ 246 All*: To hold that formal departmental inquiry is contemplated when the authority considers the case might lead to such an inquiry.
  • Santi Kumar Ganguly v. The State of Tripura and Ors. (1982 GLR 1 21)*: To state that to contemplate is to have in view, expect, or take into account as a contingency.
  • Champaklal Chimanlal Shah vs The Union of India 1964 AIR SC 1854*: To discuss the circumstances under which termination of service does not amount to infliction of penalty.
  • S. Govinda Menon v. Union of India 1967 AIR SC 1274*: To interpret the term “charges” in the context of suspension rules.
  • Shahroj Anwar Khan v. State of U.P ., 2007 SCC OnLine All 389*: To hold that suspension can be ordered when an inquiry is under consideration or is proposed.
  • Rajendra Shenkar Nigam v. State of U.P ., 1973 SCC OnLine All 381*: To explain that “contemplated” indicates a stage where an inquiry is imminently expected.
  • Dr. Subash Chand v. State of U.P ., 2005 SCC OnLine All 1712*: To hold that an inquiry is contemplated when a decision has been taken to start a formal inquiry.
  • State of U.P . v. Jawahar Lal Bhargava, 1974 SCC OnLine All 45*: To clarify that “inquiry” means formal disciplinary proceedings and “contemplation” means having a formal inquiry in view.
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What weighed in the mind of the Court?

The Court’s decision was primarily influenced by the interpretation of Rule 9 of the Haryana Civil Service (Executive Branch) Rules, 2008, and the meaning of the term “contemplated” in the context of disciplinary proceedings. The Court emphasized the importance of adhering to the specific language of the rules and the need to avoid creating anomalies. The court also took into consideration the clarification issued by the government on 09.07.2019.

Sentiment Analysis of Reasons

Reason Percentage
Literal interpretation of Rule 9 30%
Clarification issued by the government on 09.07.2019 25%
Meaning of “contemplated” 25%
Avoidance of anomalies 20%

Fact:Law Ratio

Category Percentage
Fact 30%
Law 70%

Logical Reasoning

Issue: Cut-off date for eligibility under Rule 9
Rule 9(1)(a)(ii) specifies 01.11.2018 for age only
Government clarification 09.07.2019 confirms this interpretation
Other eligibility conditions tested on “date of consideration”
Issue: Was disciplinary action contemplated against Dinesh Singh?
Decision to charge-sheet Dinesh Singh taken on 05.02.2019
“Contemplated” means a decision to initiate inquiry
Disciplinary action was contemplated as on date of consideration
Dinesh Singh was ineligible for selection

The Court considered alternative interpretations, but rejected them because they were not in line with the literal interpretation of the rules and would lead to anomalous results. The final decision was based on the clear language of the rules, the government’s clarification, and the meaning of the term “contemplated” as interpreted in previous court decisions.

The court’s reasoning was based on the following points:

  • The cut-off date of 01.11.2018 was specifically mentioned in Rule 9(1)(a)(ii) only for the age-related eligibility criteria.
  • The government’s clarification letter dated 09.07.2019 clearly stated that the cut-off date was only for age and that other conditions were to be tested as on the date of consideration.
  • The word “contemplated” means that a decision to initiate disciplinary proceedings has been taken.
  • As per the facts, a decision to initiate disciplinary proceedings was taken against Dinesh Singh prior to the date of consideration, making him ineligible.
  • The Court emphasized that it was not deciding on the correctness of the decision to initiate disciplinary proceedings, but only on the interpretation of the rules.

The Court quoted the following from the judgment:

  • “The finding of the Division Bench to the contrary was on the premise that the subject rule in itself had provided for 01.11.2018 to operate as the cut-off date qua all conditions of eligibility found in Rule 9.”
  • “From this clarificatory note, it becomes clear that if a candidate was less than 50 years of age as on 01.11.2018 and continued to be so till the date of recommendation, then his ACR and experience was to be counted till the date of recommendation.”
  • “Therefore, it cannot be held that Rule 9 contemplated a uniform cut-off date qua all the conditions of eligibility. 01.11.2018 was relevant only in so far as Rule 9(1)(a)(ii) was considered.”

There were no minority opinions in this judgment.

Key Takeaways

The key practical implications of this judgment are:

  • Cut-off dates for eligibility criteria in service rules must be interpreted literally, and any specific mention of a date applies only to the condition to which it is explicitly attached.
  • For conditions like pending or contemplated disciplinary proceedings, the relevant date is the date of consideration, not necessarily the initial cut-off date for other eligibility criteria.
  • Government clarifications, if consistent with the rules, are valid and must be followed.
  • The term “contemplated” in the context of disciplinary proceedings means that a decision to initiate disciplinary action has been taken.

The judgment clarifies the interpretation of service rules and provides a precedent for similar cases involving cut-off dates and disciplinary proceedings. It emphasizes the importance of adhering to the specific language of the rules and avoiding interpretations that could lead to anomalous results. This will likely impact future cases involving civil service appointments and promotions.

Directions

The Supreme Court set aside the order of the Division Bench of the High Court of Punjab and Haryana and affirmed the order of the Ld. Single Judge, subject to the observations made in the judgment.

Development of Law

The ratio decidendi of this case is that a specific cut-off date mentioned in a service rule applies only to the eligibility condition it is explicitly linked to. Other conditions, such as those relating to disciplinary proceedings, are to be assessed as of the date of consideration.

This judgment clarifies that:

  • Cut-off dates in service rules should be interpreted literally.
  • The term “contemplated” in the context of disciplinary proceedings means a decision to initiate a formal inquiry has been made.
  • The date of consideration by the committee is the relevant date for assessing eligibility concerning disciplinary proceedings.

This judgment reinforces the principle that service rules must be interpreted strictly and that courts should avoid interpretations that create anomalies. It also provides clarity on the meaning of “contemplated” in the context of disciplinary proceedings, which is a common issue in service law cases.