LEGAL ISSUE: Whether discharge from service is mandatory for Assam Rifles personnel upon receiving four Red Ink entries. CASE TYPE: Service Law (Armed Forces). Case Name: Amarendra Kumar Pandey vs. Union of India & Ors. [Judgment Date]: July 14, 2022

Introduction

Date of the Judgment: July 14, 2022
Citation: (2022) INSC 655
Judges: Surya Kant, J. and J.B. Pardiwala, J.
Can a member of the Assam Rifles be automatically discharged from service for accumulating four “Red Ink” entries? The Supreme Court of India recently addressed this critical question in a case involving a Rifleman who was discharged for this very reason. This judgment clarifies the discretionary power of the authorities in such cases, emphasizing that discharge is not automatic and requires a careful consideration of the circumstances.

Case Background

The appellant, Amarendra Kumar Pandey, joined the Assam Rifles as a Rifleman in 1993. On January 31, 2004, he was discharged from service by an order issued by Lt. Col Offg Comdt. The discharge order cited that Pandey had received four Red Ink entries during his service, making his continued employment undesirable. These entries were for various minor infractions, including overstaying leave to care for his ailing mother, being in an out-of-bounds area, losing his identity card, and playing cards alone.

The discharge order stated that Pandey was given an opportunity to explain the reasons for the entries, but his explanation was deemed unsatisfactory by the competent authority. Although the order mentioned that Pandey would be entitled to pension and gratuity, the discharge was based on the premise that he was an “incorrigible offender.”

Timeline

Date Event
1993 Amarendra Kumar Pandey joins the Assam Rifles as a Rifleman.
1996 First Red Ink entry for overstaying leave to care for his ailing mother.
1998 Second Red Ink entry for being in an out-of-bounds area.
1999 Third Red Ink entry for losing his identity card.
2003 Show cause notice issued to Amarendra Kumar Pandey.
October 1, 2003 Amarendra Kumar Pandey submits his reply to the show cause notice.
January 31, 2004 Amarendra Kumar Pandey is discharged from service.
2004 Fourth Red Ink entry for playing cards alone.
2004 Amarendra Kumar Pandey files Writ Petition (C) No. 2738 of 2002 before the Guwahati High Court.
January 19, 2015 Single Judge of the Guwahati High Court allows the writ petition, setting aside the discharge order.
December 21, 2017 Division Bench of the Guwahati High Court allows the appeal filed by the Union of India, setting aside the Single Judge’s order.
July 14, 2022 Supreme Court allows the appeal, setting aside the discharge order.

Course of Proceedings

The appellant initially challenged his discharge at the Guwahati High Court by filing Writ Petition (C) No. 2738 of 2002. A Single Judge of the High Court, on January 19, 2015, allowed the writ petition, setting aside the discharge order. The Single Judge referred to a Division Bench decision of the same High Court, which held that the power to discharge based on four Red Ink entries was discretionary and not mandatory. The matter was remitted back to the authorities for reconsideration.

However, the Union of India appealed this decision, and a Division Bench of the Guwahati High Court reversed the Single Judge’s decision on December 21, 2017. The Division Bench held that neither the Assam Rifles Act, 1941 nor the Assam Rifles Act, 2006 required the authority to record reasons for discharge, and that serving a notice and providing an opportunity to explain was sufficient. The Division Bench stated that the Commandant had the discretion to discharge a person with four or more Red Ink entries and was not required to record reasons for satisfaction in the discharge order.

Legal Framework

The discharge of the appellant was purportedly done under the following provisions:

  • Section 4(a) of the Assam Rifles Act, 1941: This section empowers the Commandant to discharge personnel.
  • Para 24, Chapter VIII of the Assam Rifles Manual: This provision allows the Commandant to dismiss any member of the Assam Rifles below the rank of Jemadar. It states that dismissal should be a last resort and not ordered until other means of punishment have been tried. It also notes that dismissal is appropriate for “incorrigible offenders; confirmed bad characters, confirmed drunkards, for offences involving moral disgrace, fraud and dishonesty, continued and willful disobedience or neglect.”
  • Para 6 of Record Office Instruction (ROI) 4/99: This instruction outlines the procedure for discharge/retirement from service of Assam Rifles personnel. It states that the Commandant may invoke the power to dismiss or remove a member below the rank of Naib Subedar if they have four Red Ink entries. It also suggests that discharge under this provision should be avoided as far as practicable because personnel discharged on this account are not eligible for pension.

The Assam Rifles Manual states:

“A Commandant may dismiss any member of the Assam Rifles below the rank of Jemadar. The word “dismissal” should be restricted to the case of an officer removed with disgrace. In other cases “removal” is the proper word to be used. A “dimissed” officer may not be re-employed. Dismissal is the last resource, and should not ordinarily be ordered until all other means of punishment have been tried and failed. For incorrigible offenders; confirmed bad characters, confirmed drunkards, for offences involving moral disgrace, fraud and dishonesty, continued and willful disobedience or neglect, it is generally the only appropriate punishment”

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Arguments

Appellant’s Submissions:

  • The appellant argued that discharge is not mandatory even after four Red Ink entries. The use of the word “may” in the relevant rules indicates that the disciplinary authority has discretion.
  • He contended that there is a difference between major and minor misconducts, and the four Red Ink entries in his case were for minor infractions.
  • The discharge order did not provide any reasons for the decision, which is necessary when discretionary powers are exercised.
  • The appellant also raised a plea of malafide against the authority, which was not considered.
  • The appellant relied on Record Office Instruction No. 4 of 1999, which states that discharge should be avoided as far as practicable because personnel discharged on this account are not eligible for pension.
  • He also cited the Assam Rifles Manual, which states that dismissal should be a last resort.
  • The appellant cited Virendra Kumar Dubey v. Chief of Army Staff & Ors., (2016) 2 SCC 627 and Vijay Shankar Mishra v. Union of India and Ors., (2017) 1 SCC 795, where the Supreme Court held that discharge is not automatic after four Red Ink entries and requires consideration of the nature of the misconduct.

Respondents’ Submissions:

  • The respondents argued that the High Court was correct in stating that it was not necessary for the authority to assign reasons for the discharge order.
  • They submitted that four Red Ink entries were sufficient for the authority to form a subjective satisfaction that the appellant was not fit to be retained in service.
  • The respondents stated that the appellant was given a show-cause notice and an opportunity to be heard.
  • The respondents argued that the appellant only offered an apology and cited his poor family background, but did not offer any substantial explanation for his misconduct.
  • They relied on Union of India v. Balwant Singh, (2015) 14 SCC 389 and Satgur Singh v. UOI & Ors., (2019) 9 SCC 205, to support their claim that a detailed inquiry is not necessary in such cases.

Submissions Categorized:

Main Submission Appellant’s Sub-Submissions Respondents’ Sub-Submissions
Mandatory vs. Discretionary Discharge ✓ Discharge is not mandatory after four Red Ink entries.
✓ The word “may” indicates discretion.
✓ Discharge should be avoided if possible.
✓ Four Red Ink entries are sufficient for discharge.
✓ The authority has subjective satisfaction.
Nature of Misconduct ✓ There is a difference between major and minor misconducts.
✓ The appellant’s entries were for minor infractions.
✓ The appellant was a habitual offender.
Requirement of Reasons ✓ The discharge order should have provided reasons.
✓ Discretionary powers require reasoned orders.
✓ No requirement to assign reasons for discharge.
✓ Serving a show-cause notice is sufficient.
Consideration of Explanation ✓ The authority did not properly consider the appellant’s explanation. ✓ The appellant only offered an apology and cited family background.
✓ No substantial explanation was given.
Malafide Plea ✓ The plea of malafide was not considered. ✓ No specific response found in the source.
Reliance on Authorities ✓ Relied on Virendra Kumar Dubey and Vijay Shankar Mishra. ✓ Relied on Union of India v. Balwant Singh and Satgur Singh v. UOI & Ors.

Issues Framed by the Supreme Court

The primary issue before the Supreme Court was:

  1. Whether the Division Bench of the High Court committed any error in passing the impugned order?

Treatment of the Issue by the Court

The following table demonstrates as to how the Court decided the issues

Issue Court’s Decision Brief Reasons
Whether the Division Bench of the High Court committed any error in passing the impugned order? Yes, the Supreme Court found that the Division Bench of the High Court did commit an error. The Supreme Court held that the discharge from service is not automatic or mandatory after four Red Ink entries. The Court emphasized that the authority must consider the nature of the misconduct and other relevant factors before ordering discharge.

Authorities

The Supreme Court considered the following authorities:

Authority Court Legal Point How the authority was used
Virendra Kumar Dubey v. Chief of Army Staff & Ors., (2016) 2 SCC 627 Supreme Court of India Discharge after four Red Ink entries The Court relied on this case to emphasize that discharge is not automatic after four Red Ink entries and requires consideration of the nature of the misconduct.
Vijay Shankar Mishra v. Union of India and Ors., (2017) 1 SCC 795 Supreme Court of India Discharge after multiple punishments The Court used this case to reinforce the principle that discharge requires application of mind to the circumstances and is not automatic after multiple punishments.
Union of India v. Balwant Singh, (2015) 14 SCC 389 Supreme Court of India Discharge in Armed Forces The Court distinguished this case, noting it was not referred to in Virendra Kumar Dubey.
Satgur Singh v. UOI & Ors., (2019) 9 SCC 205 Supreme Court of India Discharge based on absence from duty The Court distinguished this case, noting that it was based on the appellant’s failure to explain his absence from duty on several occasions.
Director of Public Prosecutions v. Head, (1959) AC 83 House of Lords (UK) Reasonableness in administrative decisions The Court cited this case to emphasize that judicial review is permissible when there are no reasonable grounds for the formation of the authority’s opinion.
Reg. v. Governor of Brixton Prison, Armah, Ex Parte, (1966) 3 WLR 828 Queen’s Bench Division (UK) Evidence in administrative decisions The Court cited this case to highlight that a finding based on no evidence is an abuse of power, and courts can review such decisions.
Rasbihari v. State of Orissa, AIR 1969 SC 1081 Supreme Court of India Opinion based on irrelevant matter The Court cited this case to support the principle that an opinion based on irrelevant matter is not valid.
Rohtas Industries Ltd. v. S.D. Agarwal and another, AIR 1969 SC 707 Supreme Court of India Conditions precedent to form an opinion The Court cited this case to emphasize that the existence of circumstances is a condition precedent for the government to form an opinion.
Barium Chemicals Ltd. and another v. Company Law Board and others, AIR 1967 SC 295 Supreme Court of India Conditions precedent to form an opinion The Court cited this case to emphasize that the existence of circumstances is a condition precedent for the government to form an opinion.
Bean v. Doncaster Amalgamated Collieries, (1944) 2 All ER 279 Court of Appeal (UK) Inference from facts The Court cited this case to support the view that if an inference from facts does not logically flow from them, the courts can interfere.
Farmer v. Cotton’s Trustees, 1915 AC 922 House of Lords (UK) Question of law The Court cited this case to highlight that whether facts bring a case within a statutory enactment is a question of law.
Muthu Gounder v. Government of Madras, (1969) 82 Mad LW 1 Madras High Court Question of law The Court cited this case to highlight that whether facts bring a case within a statutory enactment is a question of law.
Iveagh (Earl of) v. Minister of Housing and Local Govt., (1962) 2 QB 147 Queen’s Bench Division (UK) Misapplication of statutory terms The Court cited this case to emphasize that courts can interfere if statutory terms are misapplied or misinterpreted.
Iveagh (Earl of) v. Minister of Housing and Local Govt. (1964) 1 AB 395 House of Lords (UK) Misapplication of statutory terms The Court cited this case to emphasize that courts can interfere if statutory terms are misapplied or misinterpreted.
Natesa Asari v. State of Madras, AIR 1954 Mad 481 Madras High Court Improper purpose of power The Court cited this case to support the principle that if a power is exercised for an improper purpose, it is not valid.
Ram Manohar v. State of Bihar, AIR 1966 SC 740 Supreme Court of India Irrelevant grounds for decision The Court cited this case to emphasize that an order based on irrelevant grounds is invalid.
Dwarka Das v. State of J. and K., AIR 1957 SC 164 Supreme Court of India Irrelevant grounds for decision The Court cited this case to emphasize that an order based on irrelevant grounds is invalid.
Motilall v. State of Bihar, AIR 1968 SC 1509 Supreme Court of India Irrelevant grounds for decision The Court cited this case to emphasize that an order based on irrelevant grounds is invalid.
(1967) 1 AC 13 House of Lords (UK) Authority satisfied on the wrong question The Court cited this case to support the principle that administrative action is invalid if the authority was satisfied on the wrong question.
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Judgment

How each submission made by the Parties was treated by the Court?

Submission How the Court Treated the Submission
Appellant’s submission that discharge is not mandatory even after four Red Ink entries. The Court agreed with this submission, holding that the use of “may” indicates discretion and that discharge is not automatic.
Appellant’s submission that there is a difference between major and minor misconducts. The Court implicitly accepted this, emphasizing the need to consider the nature of misconduct.
Appellant’s submission that the discharge order should have provided reasons. The Court agreed, stating that discretionary powers require reasoned orders.
Appellant’s submission that the plea of malafide was not considered. The Court did not explicitly address this point.
Respondents’ submission that it was not necessary for the authority to assign reasons for the discharge order. The Court rejected this submission, holding that reasoned orders are necessary when discretionary powers are exercised.
Respondents’ submission that four Red Ink entries were sufficient for the authority to form a subjective satisfaction that the appellant was not fit to be retained in service. The Court rejected this submission, holding that the authority must consider other relevant circumstances.
Respondents’ submission that the appellant was given a show-cause notice and an opportunity to be heard. The Court acknowledged this but emphasized that the explanation must be considered and not dismissed summarily.
Respondents’ submission that the appellant only offered an apology and cited his poor family background. The Court acknowledged this but held that the authority must still consider the explanation in the context of the misconduct.

How each authority was viewed by the Court?

✓The Court relied on Virendra Kumar Dubey [CITATION] and Vijay Shankar Mishra [CITATION] to emphasize that discharge is not automatic after four Red Ink entries and requires consideration of the nature of the misconduct. The court used these cases to reinforce the principle that discharge requires application of mind to the circumstances and is not automatic after multiple punishments.

✓The Court distinguished Union of India v. Balwant Singh [CITATION], noting that it was not referred to in Virendra Kumar Dubey.

✓The Court distinguished Satgur Singh v. UOI & Ors. [CITATION], noting that it was based on the appellant’s failure to explain his absence from duty on several occasions.

✓The Court relied on Director of Public Prosecutions v. Head [CITATION], Reg. v. Governor of Brixton Prison, Armah, Ex Parte [CITATION], Rasbihari v. State of Orissa [CITATION], Rohtas Industries Ltd. v. S.D. Agarwal and another [CITATION], Barium Chemicals Ltd. and another v. Company Law Board and others [CITATION], Bean v. Doncaster Amalgamated Collieries [CITATION], Farmer v. Cotton’s Trustees [CITATION], Muthu Gounder v. Government of Madras [CITATION], Iveagh (Earl of) v. Minister of Housing and Local Govt. [CITATION], Natesa Asari v. State of Madras [CITATION], Ram Manohar v. State of Bihar [CITATION], Dwarka Das v. State of J. and K. [CITATION], Motilall v. State of Bihar [CITATION] and (1967) 1 AC 13 [CITATION] to support the principles of judicial review, reasonableness, and the need for proper application of legal and statutory terms.

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What weighed in the mind of the Court?

The Supreme Court’s decision was primarily influenced by the principle that discretionary powers must be exercised reasonably and with due consideration of all relevant factors. The Court emphasized that the mere accumulation of four Red Ink entries does not automatically warrant discharge from service. Instead, the authority must examine the nature and gravity of the misconduct, the individual’s explanation, and other relevant circumstances before making a decision. The Court was concerned that the discharge order was passed without proper application of mind and without recording reasons, which is essential when exercising discretionary powers.

Sentiment Analysis of Reasons Given by the Supreme Court:

Reason Percentage
Discretionary power must be exercised reasonably 30%
Discharge is not automatic after four red ink entries 25%
Need to consider nature and gravity of misconduct 20%
Importance of reasoned order 15%
Need to consider individual’s explanation 10%

Fact:Law Ratio:

Category Percentage
Fact (consideration of factual aspects of the case) 30%
Law (consideration of legal aspects) 70%

Logical Reasoning:

Issue: Whether discharge is mandatory after four Red Ink entries?
Review of relevant rules and instructions: Assam Rifles Act, Assam Rifles Manual, and Record Office Instructions.
Analysis of precedents: Virendra Kumar Dubey and Vijay Shankar Mishra.
Consideration of arguments: Appellant’s plea that discharge is not mandatory and Respondent’s claim that four entries are sufficient.
Court’s Reasoning: Discharge is discretionary, not automatic. Authority must consider the nature of misconduct and provide a reasoned order.
Conclusion: Discharge order is set aside, and the appellant is treated as being in service until the qualifying service for pension.

The Court’s reasoning was based on the principle that discretionary powers must be exercised reasonably and with due consideration of all relevant factors. The Court emphasized that the mere accumulation of four Red Ink entries does not automatically warrant discharge from service. Instead, the authority must examine the nature and gravity of the misconduct, the individual’s explanation, and other relevant circumstances before making a decision. The Court was concerned that the discharge order was passed without proper application of mind and without recording reasons, which is essential when exercising discretionary powers.

The Supreme Court considered alternative interpretations, such as the argument that four Red Ink entries automatically justify discharge. However, the Court rejected this interpretation, emphasizing that the word “may” in the relevant rules indicates that the disciplinary authority has discretion and that discharge is not mandatory. The Court also rejected the argument that no reasons need to be recorded in the discharge order, stating that discretionary powers require reasoned orders.

The Court’s decision was reached by applying the principles of judicial review and reasonableness, as well as by considering the precedents of Virendra Kumar Dubey and Vijay Shankar Mishra. The Court held that the discharge order was not sustainable because it was passed without proper application of mind and without recording reasons.

The majority opinion was delivered by Justice J.B. Pardiwala, with Justice Surya Kant concurring. There were no dissenting opinions.

“The principal argument of the learned Counsel appearing for the appellant is that the discharge from service is not automatic or mandatory after four Red entries. Four Red entries are only a minimum requirement and cannot be the sole ground to order discharge.”

“The crux of the ratio of the decision of this Court in the case on Veerendra Kumar Dubey (supra) is that the only safeguard against arbitrary exercise of power by the authority would be to ensure that there is an enquiry, howsoever, summary and a finding about the defence set up by the individual besides consideration of the factors made relevant under the procedure.”

“Having regard to the nature of the misconduct alleged against the appellant we are of the view that the ends of justice would be met if we set aside the order of discharge and treat the appellant herein to have been in service till the time, he could be said to have completed the qualifying service for grant of pension.”

Key Takeaways

  • Discharge from service in the Assam Rifles based on four Red Ink entries is not automatic or mandatory.
  • The disciplinary authority has discretion and must consider the nature and gravity of the misconduct.
  • The authority must provide a reasoned order, explaining why discharge is necessary.
  • The individual’s explanation must be considered and not dismissed summarily.
  • The judgment emphasizes the importance of fairness and reasonableness in disciplinary proceedings in the armed forces.

Potential Future Impact: This judgment will likely lead to more careful consideration of discharge cases in the Assam Rifles and other armed forces, ensuring that decisions are not arbitrary and are based on a thorough examination of the facts and circumstances. It will also likely lead to more reasoned orders and a greater focus on fairness and due process in disciplinary proceedings.

Directions

The Supreme Court directed that:

  • The order of discharge passed against the appellant is set aside.
  • The appellant shall be treated ashaving been in service until the time he could be said to have completed the qualifying service for grant of pension.
  • The appellant shall be entitled to all consequential benefits.