LEGAL ISSUE: Whether inclusion in a waitlist (Additional List) creates a right to appointment.

CASE TYPE: Service Law

Case Name: State of Karnataka & Ors. vs. Smt. Bharathi S.

Judgment Date: May 19, 2023

Date of the Judgment: May 19, 2023

Citation: 2023 INSC 573

Judges: Dr. Dhananjaya Y Chandrachud, CJI and Pamidighantam Sri Narasimha, J.

Does being on a waitlist for a government job guarantee you the position? The Supreme Court of India recently addressed this question, clarifying that merely being on an additional list or waitlist does not create an automatic right to be appointed. This judgment clarifies the legal position regarding the rights of candidates on waitlists for government jobs. The bench comprised of Chief Justice of India Dr. Dhananjaya Y Chandrachud and Justice Pamidighantam Sri Narasimha.

Case Background

The case involves Smt. Bharathi S., who applied for the post of Assistant Teacher in a Government Primary School in Chikkaballapur District, Karnataka. After the selection process, a final list of five candidates was published on January 20, 2016. Smt. Bharathi S. was not on this list. However, an Additional List (waitlist) was published on February 29, 2016, which included only her name. The Additional List stated that inclusion in the list did not guarantee appointment and was subject to government directions.

Later, on July 21, 2016, one of the selected candidates declined the position. Smt. Bharathi S. then requested on September 8, 2016, that she be considered for the position as she was the only candidate on the Additional List. The State rejected her request on February 17, 2017, citing a government order from April 11, 2003, which stated that an Additional List remains valid for six months from its publication date or until all posts are filled, whichever is earlier. Since the Additional List was published on February 29, 2016, it expired on August 28, 2016, before Smt. Bharathi S. made her request.

Timeline

Date Event
2015-03-23 Selection process for Assistant Teacher commenced.
2016-01-20 Final select list of five candidates was published.
2016-02-29 Additional List (waitlist) containing the name of the Respondent was published.
2016-07-21 A selected candidate declined the position.
2016-08-28 Additional List expired as per government order.
2016-09-08 Respondent requested consideration for the position.
2017-02-17 State rejected the Respondent’s request.
2020-01-31 High Court of Karnataka directed the State to appoint the Respondent.
2023-05-19 Supreme Court set aside the order of the High Court.

Course of Proceedings

Smt. Bharathi S. challenged the State’s decision before the Karnataka Administrative Tribunal, which dismissed her application, relying on the government order dated April 11, 2003. She then filed a writ petition before the High Court of Karnataka under Article 226 of the Constitution. The High Court set aside the Tribunal’s order, stating that the State failed to inform the respondent about the vacancy and that there were delays in filling it. The High Court directed the State to appoint Smt. Bharathi S. within three months. The State then appealed to the Supreme Court.

Legal Framework

The case revolves around the interpretation of the Karnataka Education Department Services (Department of Public Instructions) (Recruitment) Rules, 1967, specifically Entry 66 of the Schedule, which deals with the ‘Primary School Assistant Cadre’. This rule states:

“The Selection authority shall prepare an additional list of candidates not included in the main list not exceeding ten per cent of the vacancies available. The list so prepared shall be published in the Official Gazette and shall cease to be operative from the date of publication of Notification for the subsequent recruitment of Primary School Teachers under these rules or any other rules specifically made for the recruitment of primary school teachers. However, the recruitment shall be limited to the extent of notified vacancies only.”

Additionally, the State relied on a government order dated April 11, 2003, which clarifies the validity of the Additional List:

“For this, answer is up to 6 months of the announcement of additional list or by filling all the posts which has been already announced, whichever occurs first is to be taken into consideration.”

Arguments

Arguments by the State of Karnataka:

  • The State argued that the Additional List is valid for only six months from the date of its publication, as per the government order dated April 11, 2003.
  • Since the Additional List was published on February 29, 2016, it expired on August 28, 2016. The respondent’s request made on September 8, 2016, was therefore beyond the validity period.
  • The State also relied on the judgments of the Supreme Court in Subha B. Nair & Ors. v. State of Kerala & Ors. [ (2008) 7 SCC 210 ] and Shankarsan Dash v. Union of India [(1991) 3 SCC 47] to contend that mere inclusion in a waitlist does not create a right to appointment.
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Arguments by Smt. Bharathi S.:

  • The respondent argued that the government order dated April 11, 2003, is merely an executive instruction and cannot override the statutory rules.
  • She contended that as per Entry 66 of the Karnataka Education Department Services (Department of Public Instructions) (Recruitment) Rules, 1967, the Additional List remains valid until a subsequent notification for recruitment of primary school teachers is issued.
  • She argued that the State failed to inform her about the vacancy that arose when one of the selected candidates declined the position.

The core of the dispute was whether the executive order or the statutory rules would prevail in determining the validity of the additional list and whether the candidate had a right to appointment based on her position in the additional list.

Main Submission Sub-Submissions
State of Karnataka
  • The Additional List is valid for six months as per the government order.
  • The respondent’s request was made after the expiry of the list.
  • Mere inclusion in a waitlist does not guarantee appointment.
Smt. Bharathi S.
  • The government order is an executive instruction and cannot override statutory rules.
  • The Additional List remains valid until a subsequent notification for recruitment.
  • The State failed to inform her about the vacancy.

Issues Framed by the Supreme Court

The Supreme Court considered the following issue:

  1. Whether the High Court was correct in directing the State to give effect to the Additional List and appoint the respondent within three months.

Treatment of the Issue by the Court

Issue How the Court Dealt with it
Whether the High Court was correct in directing the State to give effect to the Additional List and appoint the respondent within three months. The Supreme Court held that the High Court was incorrect. The Court clarified that the Additional List does not create a right to appointment. The State is not obligated to fill vacancies from the Additional List unless there is a mandatory rule requiring it. The Court also held that the State’s decision not to fill the vacancy was not arbitrary.

Authorities

The Supreme Court considered the following authorities:

Cases:

  • Subha B. Nair & Ors. v. State of Kerala & Ors. [(2008) 7 SCC 210] – The Supreme Court held that the decision to fill existing vacancies is within the employer’s domain, and a court should not interfere unless there is discrimination or arbitrariness.
  • K. Thulaseedharan v. Kerala State Public Service Commission [(2007) 6 SCC 190] – The Supreme Court reiterated that if an employer decides not to fill existing vacancies, a person on the select list cannot compel the employer to fill them.
  • Shankarsan Dash v. Union of India [(1991) 3 SCC 47] – The Supreme Court held that merely being on a select list does not create an indefeasible right to be appointed. The State is not legally bound to fill all vacancies unless the recruitment rules mandate it.

Legal Provisions:

  • Entry 66 of the Schedule to the Karnataka Education Department Services (Department of Public Instructions) (Recruitment) Rules, 1967 – This rule allows for the preparation of an additional list of candidates, but does not mandate appointments from it.
Authority Type How the Court Considered it
Subha B. Nair & Ors. v. State of Kerala & Ors. [(2008) 7 SCC 210], Supreme Court of India Case Followed – The Court relied on this case to support the principle that an employer has the discretion to fill vacancies and that mere inclusion in a waitlist does not create a right to appointment.
K. Thulaseedharan v. Kerala State Public Service Commission [(2007) 6 SCC 190], Supreme Court of India Case Followed – The Court used this case to further support the principle that an employer is not obligated to fill all vacancies even if candidates are on a select list.
Shankarsan Dash v. Union of India [(1991) 3 SCC 47], Supreme Court of India Case Followed – The Court cited this case to reiterate that a waitlist does not grant an indefeasible right to appointment and that the State is not bound to fill all vacancies unless mandated by rules.
Entry 66 of the Schedule to the Karnataka Education Department Services (Department of Public Instructions) (Recruitment) Rules, 1967 Legal Provision Interpreted – The Court interpreted this rule to mean that while it allows for the preparation of an additional list, it does not impose an obligation on the State to make appointments from it.

Judgment

The Supreme Court allowed the appeal filed by the State of Karnataka and set aside the judgment of the High Court. The Court held that the High Court erred in assuming that Entry 66 of the Schedule to the 1967 Rules created a right to be appointed. The Court clarified that the rule does not mandate the State to make appointments from the Additional List.

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The Court reiterated that the operation of the Additional List depends on the time specified in the rules and not on the knowledge of individual candidates. The Court also emphasized that the State’s decision not to fill the vacancy was not arbitrary.

Submission by Parties How the Court Treated the Submission
State of Karnataka: The Additional List is valid for only six months from the date of its publication. Accepted: The Court acknowledged the validity of the government order dated April 11, 2003, which specifies the six-month validity period for the Additional List.
State of Karnataka: Mere inclusion in a waitlist does not create a right to appointment. Accepted: The Court agreed with this submission based on the legal principles established in previous judgments.
Smt. Bharathi S.: The government order is an executive instruction and cannot override statutory rules. Partially Accepted: The Court acknowledged that the government order is an executive instruction but clarified that the statutory rule itself does not create a right to appointment.
Smt. Bharathi S.: The Additional List remains valid until a subsequent notification for recruitment. Rejected: The Court disagreed with this submission, stating that the Additional List’s validity is governed by the six-month period specified in the government order.
Smt. Bharathi S.: The State failed to inform her about the vacancy. Rejected: The Court held that the State’s failure to inform the respondent about the vacancy does not change the validity of the Additional List.
Authority How the Court Viewed the Authority
Subha B. Nair & Ors. v. State of Kerala & Ors. [(2008) 7 SCC 210] The Court relied on this case to support the principle that an employer has the discretion to fill vacancies and that mere inclusion in a waitlist does not create a right to appointment.
K. Thulaseedharan v. Kerala State Public Service Commission [(2007) 6 SCC 190] The Court used this case to further support the principle that an employer is not obligated to fill all vacancies even if candidates are on a select list.
Shankarsan Dash v. Union of India [(1991) 3 SCC 47] The Court cited this case to reiterate that a waitlist does not grant an indefeasible right to appointment and that the State is not bound to fill all vacancies unless mandated by rules.
Entry 66 of the Schedule to the Karnataka Education Department Services (Department of Public Instructions) (Recruitment) Rules, 1967 The Court interpreted this rule to mean that while it allows for the preparation of an additional list, it does not impose an obligation on the State to make appointments from it.

What weighed in the mind of the Court?

The Supreme Court’s decision was primarily influenced by the established legal principle that mere inclusion in a waitlist does not create a right to appointment. The Court emphasized that the State has the discretion to fill vacancies and is not obligated to do so unless mandated by specific rules. The Court also focused on the interpretation of Entry 66 of the Karnataka Education Department Services (Department of Public Instructions) (Recruitment) Rules, 1967, concluding that it does not create a mandatory obligation for appointments from the Additional List. The Court’s reasoning was also guided by precedents that have consistently upheld the employer’s discretion in filling vacancies.

Sentiment Percentage
Legal Precedent and Principles 40%
Interpretation of Rules 30%
Employer’s Discretion 20%
Absence of Mandatory Rule 10%
Category Percentage
Fact 30%
Law 70%

The Court’s decision was more heavily influenced by legal considerations (70%) than by the specific facts of the case (30%).

Issue: Does inclusion in the Additional List create a right to appointment?
Analysis of Entry 66 of the Karnataka Education Department Services (Department of Public Instructions) (Recruitment) Rules, 1967
Interpretation: Entry 66 does not mandate appointment from the Additional List
Reliance on precedents: Subha B. Nair, K. Thulaseedharan, Shankarsan Dash
Conclusion: Inclusion in the Additional List does not create a right to appointment

The Court’s reasoning was based on a step-by-step logical analysis, starting with the issue, moving to the interpretation of the relevant rule, and then relying on established legal precedents to reach its conclusion.

The Court considered the argument that the government order was an executive instruction that could not override the statutory rules. However, it clarified that the statutory rule itself did not create a right to appointment, thus making the executive instruction relevant in determining the validity period of the Additional List. The Court rejected the argument that the State’s failure to inform the respondent about the vacancy would alter the validity period of the Additional List.

The Court’s decision was based on the following reasons:

  • Entry 66 of the Karnataka Education Department Services (Department of Public Instructions) (Recruitment) Rules, 1967 does not create a right to be appointed.
  • The Additional List’s validity is limited to six months as per the government order dated April 11, 2003.
  • The State is not obligated to fill vacancies from the Additional List unless there is a mandatory rule requiring it.
  • The State’s decision not to fill the vacancy was not arbitrary.
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The Court quoted from the case of Shankarsan Dash v. Union of India [(1991) 3 SCC 47]:

“It is not correct to say that if a number of vacancies are notified for appointment and adequate number of candidates are found fit, the successful candidates acquire an indefeasible right to be appointed which cannot be legitimately denied. Ordinarily the notification merely amounts to an invitation to qualified candidates to apply for recruitment and on their selection they do not acquire any right to the post.”

The Court also quoted from the case of Subha B. Nair & Ors. v. State of Kerala & Ors. [(2008) 7 SCC 210]:

“A decision on the part of an employer whether to fill up the existing vacancies or not is within its domain. On this limited ground in the absence of discrimination or arbitrariness, a writ court ordinarily would not interfere in such matters.”

There was no minority opinion in this case. The bench was unanimous in its decision.

Key Takeaways

  • Inclusion in a waitlist or Additional List does not guarantee a right to appointment in government jobs.
  • The State has the discretion to fill vacancies and is not obligated to do so unless mandated by specific rules.
  • The validity of a waitlist is governed by the rules and orders in place and not by the knowledge of individual candidates.
  • Candidates on waitlists should not assume that a vacancy will automatically be filled from the waitlist.

This judgment clarifies the legal position regarding the rights of candidates on waitlists, emphasizing that the State’s discretion in filling vacancies is paramount unless a mandatory rule dictates otherwise. This decision will likely impact future cases involving waitlists for government jobs, reinforcing the principle that being on a waitlist does not create an indefeasible right to appointment.

Directions

The Supreme Court set aside the High Court’s order directing the State to appoint the respondent within three months.

Development of Law

The ratio decidendi of the case is that mere inclusion in a waitlist (Additional List) does not create a right to appointment. The State has the discretion to fill vacancies, and this discretion is not limited by the existence of a waitlist unless there is a mandatory rule requiring it. This judgment reinforces the established position of law that being on a select list or waitlist does not create an indefeasible right to be appointed, and it clarifies the application of this principle in the context of government service. This decision does not change any previous positions of law but rather reaffirms them.

Conclusion

The Supreme Court’s judgment in State of Karnataka vs. Smt. Bharathi S. clarifies that being on a waitlist for a government job does not guarantee appointment. The Court emphasized that the State has the discretion to fill vacancies and is not obligated to do so unless mandated by specific rules. This decision reinforces the principle that inclusion in a waitlist does not create a right to appointment and that the validity of such lists is governed by the rules and orders in place. The Court set aside the High Court’s order, upholding the State’s decision not to appoint the respondent.

Category

Parent category: Service Law

Child categories: Recruitment Rules, Waitlist, Appointment, Karnataka Education Department Services (Department of Public Instructions) (Recruitment) Rules, 1967.

Parent category: Karnataka Education Department Services (Department of Public Instructions) (Recruitment) Rules, 1967

Child categories: Entry 66 of the Schedule to the Karnataka Education Department Services (Department of Public Instructions) (Recruitment) Rules, 1967

FAQ

Q: Does being on a waitlist for a government job guarantee me the position?

A: No, being on a waitlist does not guarantee you the position. The Supreme Court has clarified that the State has the discretion to fill vacancies and is not obligated to do so just because you are on a waitlist.

Q: What does the Supreme Court say about the validity of a waitlist?

A: The Supreme Court has stated that the validity of a waitlist is governed by the rules and orders in place and not by the knowledge of individual candidates. In this case, the waitlist was valid for six months from the date of its publication.

Q: Can I challenge the State’s decision if they don’t appoint me from the waitlist?

A: You can challenge the State’s decision if it is arbitrary or discriminatory. However, the State has the discretion to fill vacancies and is not obligated to do so unless there is a mandatory rule requiring it.

Q: What should I do if my name is on a waitlist for a government job?

A: You should not assume that a vacancy will automatically be filled from the waitlist. You should stay informed about the rules and orders in place and continue to look for other opportunities.