LEGAL ISSUE: Whether a death sentence should be upheld in a case of child rape and murder, considering the possibility of reformation.

CASE TYPE: Criminal Law

Case Name: Pappu vs. State of Uttar Pradesh

[Judgment Date]: 9 February 2022

Introduction

Date of the Judgment: 9 February 2022

Citation: (2022) INSC 172

Judges: A.M. Khanwilkar, J., Dinesh Maheshwari, J., and C.T. Ravikumar, J.

Can a death sentence be justified when there’s a possibility of the convict’s reformation? The Supreme Court of India recently grappled with this question in a deeply disturbing case involving the rape and murder of a seven-year-old girl. The court ultimately commuted the death sentence, emphasizing the need to consider mitigating factors alongside the severity of the crime.

Case Background

The case began on May 13, 2015, when a seven-year-old girl, referred to as ‘Am’, was enticed by the appellant, Pappu, under the pretext of picking lychees. According to the victim’s mother, Nisha (PW-1), and aunt, Anita (PW-2), Pappu took Am away from where she was playing with other children. When Am did not return, a search was initiated. The next day, on May 14, 2015, Nisha filed a complaint at the Kasya Police Station, suspecting Pappu of rape, murder, and concealing the body.

The police investigation led to the arrest of Pappu, who, according to the prosecution, disclosed the location of Am’s body near a riverbank. The body was recovered along with the victim’s clothes. A post-mortem examination revealed multiple injuries, and a forensic report confirmed the presence of sperm on the victim’s underwear.

Timeline

Date Event
May 13, 2015, Evening Am was taken by Pappu on the pretext of picking lychees.
May 13-14, 2015, Night Search for Am was conducted by family members.
May 14, 2015, 12:35 PM Nisha (PW-1) filed a complaint at Kasya Police Station.
May 14, 2015, Afternoon Pappu was arrested near the Community Health Centre.
May 14, 2015, Evening Am’s body was recovered based on Pappu’s disclosure.
May 15, 2015 Post-mortem examination was conducted.
August 12, 2015 Charge-sheet was filed against Pappu.
December 7, 2016 Trial Court found Pappu guilty.
December 8, 2016 Trial Court awarded death sentence to Pappu.
October 6, 2017 High Court affirmed the death sentence.
February 9, 2022 Supreme Court commuted the death sentence to life imprisonment with a minimum of 30 years.

Course of Proceedings

The Trial Court, after examining the evidence, convicted Pappu of offences under Sections 376, 302, and 201 of the Indian Penal Code, 1860, and Section 5/6 of the Protection of Children from Sexual Offences Act, 2012. The court sentenced him to death for the murder, along with other punishments. The High Court of Judicature at Allahabad upheld the Trial Court’s decision, affirming both the conviction and the death sentence.

The High Court reasoned that the case fell under the ‘rarest of rare’ category due to the heinous nature of the crime, involving the brutal rape and murder of a minor. The High Court also relied on the discovery of the body based on the appellant’s information, as per Section 27 of the Evidence Act, 1872.

Legal Framework

The judgment primarily revolves around the following legal provisions:

  • Section 302 of the Indian Penal Code, 1860 (IPC): This section defines the punishment for murder.
  • Section 376 of the Indian Penal Code, 1860 (IPC): This section defines the punishment for rape.
  • Section 201 of the Indian Penal Code, 1860 (IPC): This section deals with causing disappearance of evidence of offence, or giving false information to screen offender.
  • Section 5/6 of the Protection of Children from Sexual Offences Act, 2012 (POCSO): This section outlines the punishment for aggravated sexual assault on a child.
  • Section 27 of the Indian Evidence Act, 1872: This section deals with the admissibility of information leading to discovery of facts.
  • Section 354(3) of the Code of Criminal Procedure, 1973 (CrPC): This section mandates stating special reasons for awarding a death sentence.

The Supreme Court’s analysis also touches upon the constitutional aspects of capital punishment and the balance between the rights of the accused and the interests of society.

Arguments

Appellant’s Arguments:

  • ✓ The FIR was likely ante-timed, as the body was discovered before the FIR was registered.
  • ✓ There were inconsistencies in the testimonies of the witnesses regarding the location where the children were playing and the timing of events.
  • ✓ The prosecution failed to prove that the body was recovered at the instance of the appellant, or that he had any knowledge of the location of the dead body.
  • ✓ The medical and forensic evidence was insufficient to connect the appellant to the crime.
  • ✓ The Courts below failed to consider mitigating circumstances, such as the appellant’s lack of criminal antecedents, poor socio-economic background, and family responsibilities.
  • ✓ The sentencing exercise by the Courts below did not conform to the ratio of the Supreme Court in Bachan Singh v. State of Punjab (1980) 2 SCC 684 and Mohd. Mannan Alias Abdul Mannan v. State of Bihar (2019) 16 SCC 584.
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Respondent’s Arguments:

  • ✓ The concurrent findings of the Trial Court and the High Court were based on a thorough appreciation of the evidence and did not warrant interference.
  • ✓ The victim was last seen with the appellant, and the burden was on him to explain what happened thereafter.
  • ✓ The discovery of the body at the instance of the appellant was a crucial piece of evidence.
  • ✓ The medical and forensic evidence corroborated the prosecution’s case, establishing rape and murder.
  • ✓ The heinous nature of the crime justified the death sentence.

The appellant relied on cases like Sudarshan and Anr. v. State of Maharashtra (2014) 12 SCC 312, Sharad Birdhichand Sarda v. State of Maharashtra (1984) 4 SCC 116, and Anjan Kumar Sarma and Ors. v. State of Assam (2017) 14 SCC 359, to argue that the circumstantial evidence was not conclusive and that the benefit of doubt should be given to the accused. The respondent, on the other hand, cited Inspector of Police, Tamil Nadu v. John David (2011) 5 SCC 509, to argue that minor irregularities in the investigation should not undermine the case.

Submissions Table

Main Submission Appellant’s Sub-Submissions Respondent’s Sub-Submissions
Validity of FIR
  • FIR was likely ante-timed.
  • Inconsistencies in witness testimonies.
  • Dead body was discovered before FIR was registered.
  • Minor discrepancies do not invalidate the FIR.
  • Testimonies were consistent on key facts.
Circumstantial Evidence
  • Inconsistencies in testimonies regarding the last seen theory.
  • Prosecution failed to prove recovery of the body at the instance of the appellant.
  • Victim was last seen with the appellant.
  • Recovery of body based on appellant’s information.
  • Appellant failed to explain his whereabouts.
Medical and Forensic Evidence
  • Medical and forensic evidence was insufficient to connect the appellant to the crime.
  • Medical and forensic evidence corroborated the prosecution’s case.
Sentencing
  • Courts below failed to consider mitigating circumstances.
  • Sentencing exercise did not conform to the ratio of Supreme Court.
  • Death sentence is not warranted in a case of circumstantial evidence.
  • Heinous nature of the crime justified the death sentence.
  • No substantial mitigating factors were found.

Issues Framed by the Supreme Court

The Supreme Court framed the following key issues for consideration:

  1. Whether the conviction of the appellant calls for any interference?
  2. If the conviction of the appellant is maintained, whether the sentence of death awarded to the appellant deserves to be maintained or deserves to be substituted by any other sentence?

Treatment of the Issue by the Court

Issue Court’s Decision Brief Reasons
Whether the conviction of the appellant calls for any interference? No interference required. The prosecution successfully established a chain of circumstances leading to the appellant’s guilt. The concurrent findings of the Trial Court and High Court were based on proper appreciation of evidence.
Whether the sentence of death awarded to the appellant deserves to be maintained or deserves to be substituted by any other sentence? Death sentence commuted to life imprisonment with a minimum of 30 years. The court found that the Trial Court and High Court did not give adequate consideration to the mitigating factors and the possibility of reformation. The court also considered the heinous nature of the crime while commuting the sentence.

Authorities

The Supreme Court considered the following authorities:

Authority Court Legal Point How it was considered
Bachan Singh v. State of Punjab (1980) 2 SCC 684 Supreme Court of India Constitutionality of death penalty and guidelines for sentencing. Explained the ‘rarest of rare’ doctrine and the need for special reasons for awarding death penalty.
Sharad Birdhichand Sarda v. State of Maharashtra (1984) 4 SCC 116 Supreme Court of India Principles for proving a case based on circumstantial evidence. Reiterated the five golden principles for proving a case based on circumstantial evidence.
Sudarshan and Anr. v. State of Maharashtra (2014) 12 SCC 312 Supreme Court of India Ante-timing of FIR. Distinguished the case from the present one, where there was no evidence of ante-timing of the FIR.
Anjan Kumar Sarma and Ors. v. State of Assam (2017) 14 SCC 359 Supreme Court of India Last seen theory. Clarified that the last seen theory alone cannot form the basis of conviction without other corroborating evidence.
Inspector of Police, Tamil Nadu v. John David (2011) 5 SCC 509 Supreme Court of India Effect of minor irregularities in investigation. Held that minor irregularities in investigation cannot invalidate a case with strong circumstantial evidence.
Swamy Shraddananda (2) v. State of Karnataka (2008) 13 SCC 767 Supreme Court of India Special category of sentence in substitution of death sentence. Approved the special category of sentence of life imprisonment without remission.
Mohd. Mannan Alias Abdul Mannan v. State of Bihar (2019) 16 SCC 584 Supreme Court of India Principles of sentencing in death penalty cases. Reiterated that death sentence should be imposed only in the rarest of rare cases.
Rajendra Pralhadrao Wasnik v. State of Maharashtra (2019) 12 SCC 460 Supreme Court of India Importance of considering the possibility of reformation. Emphasized the need to consider the probability of reformation and rehabilitation of the convict.
Hanumant v. State of Madhya Pradesh AIR 1952 SC 343 Supreme Court of India Principles of circumstantial evidence. Referred to the locus classicus of Hanumant case and deduced five golden principles.
State of Rajasthan v. Kashi Ram (2006) 12 SCC 254 Supreme Court of India Burden of proof under Section 106 of the Evidence Act, 1872. Explained that when a person is last seen with the deceased, the burden is on him to explain what happened thereafter.
V. Sriharan Alias Murugan and Ors. (2016) 7 SCC 1 Supreme Court of India Special category of sentence in substitution of death sentence. Approved the special category of life sentence without remission.
Ravishankar Alias Baba Vishwakarma v. State of Madhya Pradesh (2019) 9 SCC 689 Supreme Court of India Theory of ‘residual doubt’. Invoked ‘residual doubt’ as a mitigating factor in commuting the death sentence.
Shatrughna Baban Meshram v. State of Maharashtra (2021) 1 SCC 596 Supreme Court of India Death penalty in circumstantial evidence cases. Held that death penalty is not entirely impermissible in circumstantial evidence cases but the evidence has to be of unimpeachable character.
Rajendra Pralhadrao Wasnik v. State of Maharashtra (2019) 12 SCC 460 Supreme Court of India Consideration of reformation and rehabilitation. Emphasized the need to consider the reformation and rehabilitation of the convict.
Kalu Khan v. State of Rajasthan (2015) 16 SCC 492 Supreme Court of India Mitigating factors in sentencing. Considered the absence of criminal antecedents as a mitigating factor.
M. A. Antony v. State of Kerala 2018 SCC OnLine SC 2800 Supreme Court of India Socio-economic factors in sentencing. Underscored that socio-economic factors relating to a convict should also be taken into consideration for the purpose of deciding whether to award life sentence or death sentence.
Shankar Kisanrao Khade v. State of Maharashtra (2013) 5 SCC 546 Supreme Court of India Tests for awarding death sentence. Reiterated the ‘crime test’, ‘criminal test’ and ‘rarest of rare test’ for awarding capital punishment.
Machhi Singh and Ors. v. State of Punjab (1983) 3 SCC 470 Supreme Court of India Application of ‘rarest of rare’ doctrine. Explained the philosophy pertaining to the death sentence and the pertinent queries for applying the ‘rarest of rare’ doctrine.
Dhananjoy Chatterjee Alias Dhana v. State of W.B. (1994) 2 SCC 220 Supreme Court of India Appropriate punishment based on atrocity of crime. Observed that imposition of appropriate punishment is the manner in which the Courts respond to the society’s cry for justice against the criminals.
Laxman Naik v. State of Orissa (1994) 3 SCC 381 Supreme Court of India Rape and murder of a minor by a relative. Analysed the fact situation and said that the victim must have reposed complete confidence in the appellant.
Kamta Tiwari v. State of M.P. (1996) 6 SCC 250 Supreme Court of India Rape and murder of a minor by a person close to the family. Enormity of crime coupled with the misuse of trust weighed with the Court in confirming the death sentence.
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Judgment

How each submission made by the Parties was treated by the Court?

Submission Court’s Treatment
Appellant’s submission that the FIR was ante-timed. Rejected. The Court found no evidence to support the claim of ante-timing. Minor discrepancies were considered natural.
Appellant’s submission that there were inconsistencies in the testimonies of the witnesses. Rejected. The Court found that the inconsistencies were minor and did not undermine the core facts.
Appellant’s submission that the prosecution failed to prove that the body was recovered at the instance of the appellant. Rejected. The Court found that the recovery was proven based on the appellant’s disclosure.
Appellant’s submission that the medical and forensic evidence was insufficient to connect the appellant to the crime. Rejected. The Court found that the medical and forensic evidence corroborated the prosecution’s case.
Appellant’s submission that the Courts below failed to consider mitigating circumstances. Accepted. The Court found that the Trial Court and High Court did not give adequate consideration to the mitigating factors.
Respondent’s submission that the concurrent findings of the Trial Court and the High Court were based on a thorough appreciation of the evidence. Accepted. The Court found no reason to interfere with the concurrent findings of guilt.
Respondent’s submission that the heinous nature of the crime justified the death sentence. Partially Accepted. The Court acknowledged the heinous nature of the crime but commuted the sentence, considering mitigating factors.

How each authority was viewed by the Court?

Bachan Singh v. State of Punjab (1980):* The Court reiterated the ‘rarest of rare’ doctrine and the need for special reasons for awarding death penalty.

Sharad Birdhichand Sarda v. State of Maharashtra (1984):* The Court reiterated the five golden principles for proving a case based on circumstantial evidence.

Sudarshan and Anr. v. State of Maharashtra (2014):* The Court distinguished the case from the present one, where there was no evidence of ante-timing of the FIR.

Anjan Kumar Sarma and Ors. v. State of Assam (2017):* The Court clarified that the last seen theory alone cannot form the basis of conviction without other corroborating evidence.

Inspector of Police, Tamil Nadu v. John David (2011):* The Court held that minor irregularities in investigation cannot invalidate a case with strong circumstantial evidence.

Swamy Shraddananda (2) v. State of Karnataka (2008):* The Court approved the special category of sentence of life imprisonment without remission.

Mohd. Mannan Alias Abdul Mannan v. State of Bihar (2019):* The Court reiterated that death sentence should be imposed only in the rarest of rare cases.

Rajendra Pralhadrao Wasnik v. State of Maharashtra (2019):* The Court emphasized the need to consider the probability of reformation and rehabilitation of the convict.

Hanumant v. State of Madhya Pradesh AIR 1952 SC 343:* The Court referred to the locus classicus of Hanumant case and deduced five golden principles.

State of Rajasthan v. Kashi Ram (2006):* The Court explained that when a person is last seen with the deceased, the burden is on him to explain what happened thereafter.

V. Sriharan Alias Murugan and Ors. (2016):* The Court approved the special category of life sentence without remission.

Ravishankar Alias Baba Vishwakarma v. State of Madhya Pradesh (2019):* The Court invoked ‘residual doubt’ as a mitigating factor in commuting the death sentence.

Shatrughna Baban Meshram v. State of Maharashtra (2021):* The Court held that death penalty is not entirely impermissible in circumstantial evidence cases but the evidence has to be of unimpeachable character.

Kalu Khan v. State of Rajasthan (2015):* The Court considered the absence of criminal antecedents as a mitigating factor.

M. A. Antony v. State of Kerala 2018 SCC OnLine SC 2800:* The Court Underscored that socio-economic factors relating to a convict should also be taken into consideration for the purpose of deciding whether to award life sentence or death sentence.

Shankar Kisanrao Khade v. State of Maharashtra (2013):* The Court Reiterated the ‘crime test’, ‘criminal test’ and ‘rarest of rare test’ for awarding capital punishment.

Machhi Singh and Ors. v. State of Punjab (1983):* The Court Explained the philosophy pertaining to the death sentence and the pertinent queries for applying the ‘rarest of rare’ doctrine.

Dhananjoy Chatterjee Alias Dhana v. State of W.B. (1994):* The Court Observed that imposition of appropriate punishment is the manner in which the Courts respond to the society’s cry for justice against the criminals.

Laxman Naik v. State of Orissa (1994):* The Court Analysed the fact situation and said that the victim must have reposed complete confidence in the appellant.

Kamta Tiwari v. State of M.P. (1996):* The Court Enormity of crime coupled with the misuse of trust weighed with the Court in confirming the death sentence.

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What weighed in the mind of the Court?

The Supreme Court’s decision to commute the death sentence was driven by a careful consideration of several factors. While acknowledging the heinous nature of the crime, the Court emphasized the importance of mitigating circumstances and the possibility of reformation. The Court noted that the Trial Court and the High Court focused primarily on the brutality of the crime and did not adequately consider the appellant’s socio-economic background, lack of criminal history, and family responsibilities.

The Court also highlighted that the appellant’s unblemished jail conduct indicated a potential for reform. The Supreme Court, therefore, concluded that the case did not fall within the ‘rarest of rare’ category, which would justify the death penalty.

Factor Description
Mitigating Circumstances The Court emphasized the appellant’s lack of criminal antecedents, poor socio-economic background, and family responsibilities. These were not adequately considered by the lower courts.
Possibility of Reformation The appellant’s unblemished jail conduct and the possibility of his rehabilitation were key factors in commuting the death sentence.
‘Rarest of Rare’ Doctrine The Court found that the case did not fall under the ‘rarest of rare’ category, which would justify the death penalty.
Balance of Justice The Court sought to balance the severity of the crime with the rights of the accused, emphasizing the need for a just and proportionate sentence.

Ratio of Fact to Law:

The judgment demonstrates a careful balance between the factual aspects of the case and the legal principles involved. The Court meticulously analyzed the factual evidence, including witness testimonies, medical reports, and the recovery of the body. The legal analysis was primarily focused on the sentencing aspect, with the Court emphasizing the need to consider mitigating factors and the possibility of reformation. The Court’s reliance on the ‘rarest of rare’ doctrine and the principles of sentencing in death penalty cases was crucial in its decision to commute the sentence.

Final Order

The Supreme Court, while upholding the conviction of the appellant, commuted the death sentence to life imprisonment with a minimum of 30 years of actual imprisonment without remission.

The Court directed that the appellant shall be entitled to the benefit of set-off under Section 428 of the Code of Criminal Procedure, 1973.

Flowchart of the Case

Incident: May 13, 2015
Police Investigation & Arrest: May 14, 2015
Trial Court: Conviction & Death Sentence: December 7-8, 2016
High Court: Affirmed Death Sentence: October 6, 2017
Supreme Court: Commuted Death Sentence to Life Imprisonment: February 9, 2022

Conclusion

The Supreme Court’s judgment in Pappu vs. State of Uttar Pradesh is significant for several reasons. It reinforces the importance of considering mitigating circumstances in death penalty cases and emphasizes the possibility of reformation as a crucial factor in sentencing. The judgment also highlights the need for a balanced approach, acknowledging the heinous nature of the crime while safeguarding the rights of the accused.

This case serves as a reminder that the ‘rarest of rare’ doctrine should be applied judiciously, and that the sentencing exercise must take into account all relevant factors, including the possibility of rehabilitation. The judgment underscores the constitutional mandate for a fair and just legal process, even in cases involving the most heinous of crimes.

The decision provides a significant precedent for future cases, particularly those involving circumstantial evidence and the imposition of capital punishment. It signals a commitment by the Supreme Court to ensure that the death penalty is reserved for the most exceptional cases, where there is no possibility of reformation and rehabilitation.