LEGAL ISSUE: Whether a claim of juvenility can be raised at any stage of a legal proceeding, even after the final disposal of the case.

CASE TYPE: Criminal

Case Name: Vinod Katara vs. State of Uttar Pradesh

Judgment Date: 12 September 2022

Introduction

Date of the Judgment: 12 September 2022

Citation: Not Available

Judges: Justices Dinesh Maheshwari and J.B. Pardiwala

Can a person convicted of a crime claim they were a juvenile at the time of the offense, even after their appeals have been exhausted? The Supreme Court of India recently addressed this critical question in a case where a convict claimed to be a juvenile at the time of the offense, decades after the incident. This case highlights the importance of ensuring that the rights of juveniles are protected, even in cases where the claim of juvenility is raised belatedly.

The Supreme Court, in this judgment, examines the permissibility of raising a plea of juvenility at a belated stage and the procedure to be followed for determining the age of the accused. The bench comprised Justices Dinesh Maheshwari and J.B. Pardiwala, with the majority opinion authored by Justice J.B. Pardiwala.

Case Background

The petitioner, Vinod Katara, was convicted of murder along with other co-accused and sentenced to life imprisonment by the 5th Additional Sessions Judge, Agra on 06 January 1986. The case arose from a crime registered in 1982. Katara and the co-accused appealed to the Allahabad High Court, which dismissed their appeal on 04 March 2016, upholding the trial court’s decision. A Special Leave Petition filed before the Supreme Court was also dismissed on 16 August 2016. It is important to note that, until this point, the petitioner had not raised the issue of his juvenility at the time of the crime.

While serving his sentence, Katara underwent a medical examination by a Medical Board, constituted as per the directions of the Allahabad High Court in a Public Interest Litigation. The Medical Board’s report, dated 10 December 2021, indicated that Katara could have been around 15 years old on the date of the offense (10 September 1982). Further, a Family Register dated 02 March 2021, showed his year of birth as 1968, suggesting he was about 14 years old at the time of the offense. Based on these findings, Katara approached the Supreme Court claiming he was a juvenile at the time of the offense and should have been dealt with under the Juvenile Justice Act.

Timeline

Date Event
10 September 1982 Date of the alleged offense.
06 January 1986 Trial court convicts Vinod Katara and co-accused, sentencing them to life imprisonment.
04 March 2016 Allahabad High Court dismisses the appeal, upholding the trial court’s decision.
16 August 2016 Supreme Court dismisses the Special Leave Petition.
10 December 2021 Medical Board report suggests Katara was around 15 years old at the time of the offense.
02 March 2021 Family Register shows Katara’s year of birth as 1968.

Legal Framework

The Supreme Court examined the following legal provisions:

  • The Children Act, 1960: This Act was in force at the time of the offense and defined a child as a person who had not attained the age of 16 years in the case of a boy.
  • The Juvenile Justice Act, 1986: This Act came into force on 01 December 1986, and was not in force at the time of the offense or the conviction.
  • Section 302 read with 34 of the Indian Penal Code (IPC): This pertains to the offense of murder with common intention, for which the petitioner was convicted.
  • The Juvenile Justice (Care and Protection of Children) Act, 2000 (the 2000 Act): This Act raised the age of juvenility to 18 years and included provisions for pending cases.

    • Section 2(l) of the 2000 Act: Defines a juvenile in conflict with the law as someone who has not completed eighteen years of age on the date of the offense.
    • Section 7A of the 2000 Act: Allows a claim of juvenility to be raised before any court at any stage, even after the final disposal of the case. It mandates an inquiry to determine the age of the person.
    • Section 20 of the 2000 Act: Deals with special provisions for pending cases, stating that all proceedings in respect of a juvenile pending in any court shall be continued in that court as if the 2000 Act had not been passed.
    • Section 16 of the 2000 Act: Prohibits the sentencing of a juvenile to death or life imprisonment.
  • The Juvenile Justice (Care and Protection of Children) Act, 2015 (the 2015 Act): This Act repealed the 2000 Act and includes provisions for determining age.

    • Section 94 of the 2015 Act: Provides the procedure for determining age, similar to Rule 12 of the 2007 Rules.
  • The Juvenile Justice (Care and Protection of Children) Rules, 2007 (the 2007 Rules): These rules provide the procedure for determining age.

    • Rule 12(3) of the 2007 Rules: Specifies the documents to be considered for age determination, prioritizing matriculation certificates, school birth certificates, and birth certificates from local authorities. It also mentions the procedure for medical age determination.
  • Article 39 of the Constitution of India: This article directs the State to ensure that children are given opportunities to develop in a healthy manner and are protected against exploitation.
  • U.P. Panchayat Raj (Maintenance of Family Registers) Rules, 1970: These rules prescribe the preparation of a Family Register, which contains family-wise names and particulars of all persons ordinarily residing in the village.
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The Court emphasized that the Juvenile Justice Act is a beneficial legislation aimed at the reformation and rehabilitation of juveniles. The legal framework also highlights that the determination of juvenility should be done in a manner that promotes the best interests of the child.

Arguments

Submissions on behalf of the writ applicant convict:

  • The counsel for the petitioner, Mr. Rishi Malhotra, argued that despite the delay in raising the plea of juvenility, the law allows it to be raised at any stage, even after the final disposal of the case, as per the Juvenile Justice (Care and Protection of Children) Amendment Act, 2011.
  • He contended that the Medical Board certificate and the Family Register provide clinching evidence that the writ applicant was around 15 years old in 1982.
  • He relied on the three-judge bench decision in Abuzar Hossain ALIAS Gulam Hossain v. State of West Bengal [(2012) 10 SCC 489] to support his arguments.
  • The counsel prayed for the writ petition to be allowed and directions to be issued for complete justice.

Submissions on behalf of the State:

  • The Additional Advocate General for the State, Mr. Ardhendhumauli Kr. Prasad, opposed the writ application, arguing that the Family Register is not admissible as evidence and its entries are not decisive in determining age.
  • He argued that the writ applicant had not placed any educational institution documents on record and that no ossification test or modern recognized method was used for age determination.
  • He referred to the order passed by a Coordinate Bench in Ashok v. State of Madhya Pradesh (Special Leave to Appeal (Criminal) No. 643 of 2020), which directed the Sessions Court to examine the claim of juvenility.
  • He prayed that the Sessions Court should look into the Medical Board certificate and the Family Register for authenticity and genuineness.

The innovativeness of the argument from the petitioner’s side lies in the fact that he raised the issue of juvenility after the dismissal of his appeal, and special leave petition, and relied on the medical board report and family register to support his claim.

Main Submission Sub-Submissions (Petitioner) Sub-Submissions (State)
Plea of Juvenility
  • Law permits raising plea of juvenility at any stage.
  • Medical Board certificate and Family Register show the applicant was a juvenile.
  • Relied on Abuzar Hossain ALIAS Gulam Hossain v. State of West Bengal [(2012) 10 SCC 489].
  • Family Register is not admissible evidence.
  • No educational documents were placed on record.
  • No ossification test was undertaken.
  • Relied on Ashok v. State of Madhya Pradesh (Special Leave to Appeal (Criminal) No. 643 of 2020).

Issues Framed by the Supreme Court

The Supreme Court framed the following issue for consideration:

  1. Whether the Sessions Court should examine the authenticity and genuineness of the documents relied upon by the writ applicant to support his plea of being a juvenile on the date of the commission of the alleged offense in the year 1982 and also subject the convict to further ossification test?

Treatment of the Issue by the Court

The following table demonstrates as to how the Court decided the issues

Issue Court’s Treatment
Whether the Sessions Court should examine the authenticity and genuineness of the documents relied upon by the writ applicant to support his plea of being a juvenile on the date of the commission of the alleged offense in the year 1982 and also subject the convict to further ossification test? The Supreme Court directed the Sessions Court to examine the documents and conduct a fresh ossification test, emphasizing that the Family Register’s authenticity should be verified and that the ossification test may not be conclusive due to the applicant’s age.

Authorities

The Supreme Court considered the following authorities:

Authority Legal Point How it was used
Abuzar Hossain ALIAS Gulam Hossain v. State of West Bengal [(2012) 10 SCC 489] (Supreme Court of India) Claim of juvenility can be raised at any stage. The Court relied on this case to reiterate that a claim of juvenility can be raised at any stage, even after the final disposal of the case.
Ashok v. State of Madhya Pradesh (Special Leave to Appeal (Criminal) No. 643 of 2020) (Supreme Court of India) Procedure for examining juvenility claims. The Court referred to this case to highlight that the Sessions Court should examine the claim of juvenility.
Pratap Singh v. State of Jharkhand, [(2005) 3 SCC 551] (Supreme Court of India) Effect of Section 20 of the 2000 Act. The Court cited this case to explain that Section 20 of the 2000 Act applies to cases where a person had ceased to be a juvenile under the 1986 Act but was still under 18 years of age when the 2000 Act came into force.
Bijender Singh v. State of Haryana, [(2005) 3 SCC 685] (Supreme Court of India) Legal position regarding Section 20 of the 2000 Act. The Court referred to this case to emphasize that a person not a juvenile under the 1986 Act could be treated as one under the 2000 Act for sentencing purposes.
Dharambir v. State (NCT of Delhi), [(2010) 5 SCC 344] (Supreme Court of India) Determination of juvenility even after conviction. The Court cited this case to support the view that a court can determine the juvenility of a person even after conviction.
Kalu v. State of Haryana, [(2012) 8 SCC 34] (Supreme Court of India) Special provisions for pending cases under Section 20 of the 2000 Act. The Court used this case to reiterate that the determination of juvenility would be in terms of Section 2(l) of the 2000 Act, even if the juvenile ceased to be so before the Act came into force.
Manoj v. State of Haryana, [(2022) 6 SCC 187] (Supreme Court of India) Relevance of Family Register. The Court referred to this case to state that the Family Register is relevant to determine the age, though the evidentiary value depends on the facts of each case.
Ashwani Kumar Saxena v. State of Madhya Pradesh, [AIR 2013 SC 553] (Supreme Court of India) Nature of inquiry under Section 7A of the 2000 Act. The Court relied on this case to explain that the inquiry under Section 7A is not a trial but an inquiry under the JJ Act, following the procedure laid down in Rule 12 of the 2007 Rules.
Shah Nawaz v. State of Uttar Pradesh, [(2011) 13 SCC 751] (Supreme Court of India) Scope of Rule 12 of the 2007 Rules. The Court referred to this case to reiterate that medical opinion should be sought only when other documentary evidence is not available.
Vishnu v. State of Maharashtra, [(2006) 1 SCC 283] (Supreme Court of India) Evidentiary value of the ossification test. The Court cited this case to clarify that the ossification test is advisory in nature and cannot override other documentary evidence.
Ram Suresh Singh v. Prabhat Singh, [(2009) 6 SCC 681] (Supreme Court of India) Ossification test is not conclusive. The Court referred to this case to state that the ossification test is not conclusive for age determination.
Jyoti Prakash Rai v. State of Bihar, [(2008) 15 SCC 223] (Supreme Court of India) Ossification test is not conclusive. The Court referred to this case to state that the ossification test is not conclusive for age determination.
Mukarrab v. State of Uttar Pradesh, [(2017) 2 SCC 210] (Supreme Court of India) Ossification test is not conclusive for persons above 30 years. The Court relied on this case to reiterate that the ossification test is not conclusive, especially for those who have crossed 30 years of age.
Arnit Das v. State of Bihar, [(2000) 5 SCC 488] (Supreme Court of India) Approach while appreciating evidence for age determination. The Court referred to this case to emphasize that a hyper-technical approach should not be adopted and that in borderline cases, the court should lean in favor of holding the accused to be a juvenile.
Rajendra Chandra v. State of Chhattisgarh, [(2002) 2 SCC 287] (Supreme Court of India) Standard of proof for age determination. The Court cited this case to clarify that the standard of proof for age determination is the degree of probability and not proof beyond reasonable doubt.
Rishipal Singh Solanki v. State of Uttar Pradesh, [(2021) SCC OnLine SC 1079] (Supreme Court of India) Section 94 of the 2015 Act does not give precedence to matriculation certificates. The Court referred to this case to reiterate that Section 94 of the 2015 Act does not give precedence to matriculation certificates.
Ram Vijay Singh v. State of U.P., [(2021) SCC Online SC 142] (Supreme Court of India) Reliability of ossification test. The Court relied on this case to emphasize that the reliability of the ossification test remains vulnerable and that when it cannot yield trustworthy results, it cannot be made a basis for age determination.
Court On Its Own Motion v. Dept. of Women and Child Development, [2012 SCC OnLine Del 2774] (Delhi High Court) Children languishing in Tihar Jail due to incorrect age determination. The Court referred to this case to highlight the issue of children being treated as adults in the criminal justice system.
Section 7A of the Juvenile Justice (Care and Protection of Children) Act, 2000 Procedure to be followed when claim of juvenility is raised before any Court. The Court relied on this section to emphasize that a claim of juvenility may be raised before any Court and it shall be recognised at any stage, even after final disposal of the case.
Rule 12(3) of the Juvenile Justice (Care and Protection of Children) Rules, 2007 Procedure to be followed in determination of age. The Court used this rule to highlight the procedure for age determination, including the preference for documentary evidence over medical opinion.
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Judgment

How each submission made by the Parties was treated by the Court?

Submission Court’s Treatment
Petitioner’s claim that the law allows for a plea of juvenility to be raised at any stage, even after final disposal of the case. The Court accepted this submission, citing Section 7A of the 2000 Act and various precedents.
Petitioner’s claim that the Medical Board certificate and the Family Register provide clinching evidence that he was a juvenile. The Court acknowledged the documents but directed the Sessions Court to verify their authenticity and genuineness.
State’s argument that the Family Register is not admissible in evidence. The Court held that the Family Register is relevant for age determination, though its evidentiary value depends on the facts of each case.
State’s argument that no ossification test was undertaken. The Court directed a fresh ossification test, but also noted that it may not be conclusive, particularly given the petitioner’s age.

How each authority was viewed by the Court?

  • The Court followed the principle laid down in Abuzar Hossain ALIAS Gulam Hossain v. State of West Bengal [(2012) 10 SCC 489]* that a claim of juvenility can be raised at any stage.
  • The Court relied on Pratap Singh v. State of Jharkhand [(2005) 3 SCC 551]* and Bijender Singh v. State of Haryana [(2005) 3 SCC 685]* to emphasize that the 2000 Act applies to pending cases and that a person not a juvenile under the 1986 Act could be treated as one under the 2000 Act for sentencing purposes.
  • The Court used Dharambir v. State (NCT of Delhi) [(2010) 5 SCC 344]* and Kalu v. State of Haryana [(2012) 8 SCC 34]* to support the view that a court can determine the juvenility of a person even after conviction.
  • The Court considered Manoj v. State of Haryana [(2022) 6 SCC 187]* to establish that a Family Register is relevant to determine age.
  • The Court relied on Ashwani Kumar Saxena v. State of Madhya Pradesh [AIR 2013 SC 553]* to explain the nature of the inquiry under Section 7A of the 2000 Act.
  • The Court followed Shah Nawaz v. State of Uttar Pradesh [(2011) 13 SCC 751]* to emphasize that medical opinion should be sought only when other documentary evidence is not available.
  • The Court reiterated the principle laid down in Vishnu v. State of Maharashtra [(2006) 1 SCC 283]* that the ossification test is advisory in nature and cannot override other documentary evidence.
  • The Court followed Ram Suresh Singh v. Prabhat Singh [(2009) 6 SCC 681]* and Jyoti Prakash Rai v. State of Bihar [(2008) 15 SCC 223]* to state that the ossification test is not conclusive for age determination.
  • The Court relied on Mukarrab v. State of Uttar Pradesh [(2017) 2 SCC 210]* to reiterate that the ossification test is not conclusive, especially for those who have crossed 30 years of age.
  • The Court followed Arnit Das v. State of Bihar [(2000) 5 SCC 488]* and Rajendra Chandra v. State of Chhattisgarh [(2002) 2 SCC 287]* to emphasize that a hyper-technical approach should not be adopted and that in borderline cases, the court should lean in favor of holding the accused to be a juvenile.
  • The Court followed Rishipal Singh Solanki v. State of Uttar Pradesh [(2021) SCC OnLine SC 1079]* to reiterate that Section 94 of the 2015 Act does not give precedence to matriculation certificates.
  • The Court relied on Ram Vijay Singh v. State of U.P. [(2021) SCC Online SC 142]* to emphasize that the reliability of the ossification test remains vulnerable and that when it cannot yield trustworthy results, it cannot be made a basis for age determination.
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What weighed in the mind of the Court?

The Supreme Court’s decision was significantly influenced by the principle of protecting the rights of juveniles, even when the claim is made belatedly. The Court emphasized that the Juvenile Justice Act is a beneficial legislation aimed at the reformation of juveniles and that a hyper-technical approach should not be adopted. The Court’s reasoning was also based on the understanding that the ossification test is not conclusive, especially for older individuals, and that documentary evidence should be given due consideration. The Court also considered the practical difficulties faced by individuals in obtaining proof of age, particularly in cases involving poverty and illiteracy.

The Court’s reasoning also reflects a concern for ensuring that the benefits of the Juvenile Justice Act are not defeated by procedural hurdles. The Court’s decision to direct a fresh inquiry and ossification test is an attempt to balance the need for a fair trial with the protection of juvenile rights.

Reason Percentage
Protection of Juvenile Rights 30%
Beneficial nature of Juvenile Justice Act 25%
Ossification Test Limitations 20%
Importance of Documentary Evidence 15%
Practical difficulties in obtaining age proof 10%
Category Percentage
Fact 30%
Law 70%

The sentiment analysis shows that the Court was most influenced by the need to protect juvenile rights and the beneficial nature of the Juvenile Justice Act. The legal considerations weighed more heavily than the factual aspects of the case, indicating the Court’s emphasis on upholding the principles of juvenile justice.

Logical Reasoning

Issue: Claim of Juvenility Raised
Is there a Matriculation Certificate or Equivalent?
If No: Is there a Date of Birth Certificate from the School First Attended?
If No: Is there a Birth Certificate from a Corporation, Municipality, or Panchayat?
If No: Medical Opinion (Ossification Test)
Sessions Court examines all evidence, including Family Register
Report submitted to Supreme Court

Key Takeaways

  • A claim of juvenility can be raised at any stage of a legal proceeding, even after the final disposal of the case.
  • The Family Register is a relevant document for determining age, though its evidentiary value depends on the facts of each case.
  • The ossification test is not conclusive, particularly for older individuals, and should be considered in conjunction with other evidence.
  • The Juvenile Justice Act is a beneficial legislation aimed at the reformation and rehabilitation of juveniles, and a hyper-technical approach should not be adopted.
  • Courts should lean in favor of holding the accused to be a juvenile in borderline cases.
  • The standard of proof for age determination is the degree of probability and not proof beyond reasonable doubt.

This judgment reinforces the importance of protecting the rights of juveniles and ensures that claims of juvenility are given due consideration, even when raised belatedly. It also highlights the limitations of the ossification test and the need to consider other forms of evidence. The decision may lead to a greater scrutiny of age determination processes in criminal cases and may prompt authorities to adopt a more child-centric approach.

Directions

The Supreme Court issued the following directions:

  1. The Sessions Court, Agra, is directed to examine the claim of the writ applicant to juvenility within one month from the date of communication of the order.
  2. The Sessions Court shall examine the authenticity and genuineness of the Family Register and other documents relied upon by the writ applicant.
  3. The Sessions Court shall also subject the convict to a further ossification test, but the Court has clarified that the ossification test may not be conclusive.
  4. The Sessions Court is directed to submit a report to the Supreme Court within two months from the date of communication of the order.