LEGAL ISSUE: Whether unqualified teachers can be appointed for basic education, and whether the State can relax statutory qualifications.

CASE TYPE: Education Law, Service Law

Case Name: State of U.P. & Anr. vs. Anand Kumar Yadav & Ors.

Judgment Date: 25 July 2017

Introduction

Date of the Judgment: 25 July 2017

Citation: (2017) INSC 683

Judges: Adarsh Kumar Goel, J., Uday Umesh Lalit, J.

Can a state government bypass mandatory qualifications for teachers to ensure universal education? The Supreme Court of India tackled this critical question in a case involving the appointment of “Shiksha Mitras” (para-teachers) in Uttar Pradesh. The court examined whether the state government could relax the statutory qualifications for teachers under the Right of Children to Free and Compulsory Education Act, 2009 (RTE Act, 2009) and the National Council for Teacher Education Act, 1993 (NCTE Act). The judgment, authored by Justice Adarsh Kumar Goel, with Justice Uday Umesh Lalit concurring, ultimately invalidated the appointments of Shiksha Mitras as regular teachers, emphasizing the importance of qualified educators for quality education.

Case Background

The State of Uttar Pradesh introduced the Shiksha Mitra scheme in 1999 to address the shortage of teachers in primary schools. These para-teachers were hired on a contractual basis with a fixed honorarium, and the scheme aimed to provide universal primary education at a lower cost. Over time, the state government sought to regularize these Shiksha Mitras as full-time teachers, leading to a legal challenge.

The core issue arose when the state government attempted to bypass the statutory qualifications for teachers as mandated by the RTE Act, 2009 and the NCTE Act, 1993. The state government issued notifications and orders to absorb Shiksha Mitras as Assistant Teachers, which was challenged by individuals who met the statutory qualifications for teachers. The petitioners argued that the state government’s actions violated the law, as the Shiksha Mitras did not possess the required qualifications and the state lacked the power to relax these qualifications.

Timeline

Date Event
26 May 1999 Government Order issued by the State of U.P. for engagement of Shiksha Mitras (Para-Teacher).
1 July 2001 G.O. issued by the State of U.P. clarifying that the Scheme was not for regular employment but community service.
23 August 2010 NCTE issued notification laying down minimum statutory qualifications for teachers.
8 November 2010 Central Government sought proposals for relaxation of teacher qualifications under Section 23(2) of the RTE Act.
14 January 2011 NCTE accepted the proposal of the State of Uttar Pradesh for training of untrained graduate Shiksha Mitras.
10 September 2012 Central Government issued relaxation order under Section 23(2) of the RTE Act, valid until 31st March, 2014.
19 June 2013 G.O. issued by the State of U.P. permitting appointment of Shiksha Mitras as Assistant Teachers without required qualifications.
30 May 2014 Notifications issued by the State of U.P. amending U.P. RTE Rules and the 1981 Rules to facilitate Shiksha Mitra appointments.
12 September 2015 Allahabad High Court quashed the amendments and orders for absorption of Shiksha Mitras.
25 July 2017 Supreme Court upheld the High Court’s decision, invalidating the Shiksha Mitra appointments.

Legal Framework

The judgment primarily revolves around the interpretation and application of the following key legal provisions:

  • Section 23 of the Right of Children to Free and Compulsory Education Act, 2009 (RTE Act, 2009): This section specifies the qualifications for appointment and terms and conditions of service of teachers.
    • Section 23(1): States that any person possessing the minimum qualifications laid down by an academic authority authorized by the Central Government is eligible for appointment as a teacher.
    • Section 23(2): Allows the Central Government to relax the minimum qualifications for a limited period (not exceeding five years) if a state does not have adequate teacher training institutions or qualified teachers. It also stipulates that teachers who do not possess the minimum qualifications at the commencement of the Act must acquire them within five years.
  • Notification dated 23rd August, 2010 issued by the National Council for Teacher Education (NCTE): This notification specifies the minimum qualifications for teachers in classes I to VIII, including the requirement to pass the Teacher Eligibility Test (TET).
  • U.P. Basic Education Act, 1972: The act that regulates and controls basic education in the State of U.P.
  • U.P. Basic Education (Teachers) Service Rules, 1981: The rules that lay down the sources of recruitment and qualifications for the appointment of teachers.

The Supreme Court emphasized that the qualifications laid down by the NCTE under Section 23(1) of the RTE Act are mandatory and cannot be relaxed by the State Government, except as permitted by Section 23(2) by the Central Government for a limited period.

Arguments

Appellants (State of U.P. and Shiksha Mitras) Arguments:

  • Need for Universal Education: The appellants argued that the Shiksha Mitra scheme was necessary to provide universal primary education, especially in rural areas, as qualified teachers were not affordable or readily available.
  • Selection and Training: They contended that Shiksha Mitras were duly selected, trained at district training institutes, and most were graduates or at least intermediate-level qualified.
  • Relaxation of TET: The appellants argued that TET was not applicable to teachers appointed before 25th August, 2010, and that the Central Government had extended the time for acquiring minimum qualifications.
  • Constitutional Mandate: They submitted that Article 243G of the Constitution allows for panchayats to function as institutions of self-governance in education, including primary schools, and the Shiksha Mitra scheme was consistent with this provision.
  • Policy Making Power: The appellants argued that the government is free to frame policy in the absence of legislation, and the state had the power to relax qualifications.
  • Long Service: The appellants argued that the long service of Shiksha Mitras should be considered for regularization.
  • Source of Recruitment: The appellants argued that the State can specify a source for fresh recruitment with relaxed educational qualification.
  • Procedural Issue: The appellants argued that the High Court judgment was a nullity because Order I Rule 8 C.P.C. was not followed and all Shiksha Mitras were not impleaded as parties.
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Respondents (Original Writ Petitioners) Arguments:

  • Importance of Qualified Teachers: The respondents argued that while universal education is important, maintaining the quality of education with qualified teachers is equally crucial.
  • Violation of Law: They contended that the state government’s actions violated Section 23(1) of the RTE Act and the NCTE’s notifications, as the Shiksha Mitras did not meet the statutory qualifications.
  • Limited Relaxation: They argued that the relaxation provision under Section 23(2) was only for a limited period and for teachers already appointed, not for regularizing Shiksha Mitras.
  • No Basis for Ultra Vires: The respondents argued that there was no basis to hold the 23rd August, 2010 Notification to be ultra vires.
  • Article 142: They argued that power under Article 142 should be exercised to advance justice and not to defeat the Parliamentary mandate for advancement of proper education.
  • Procedural Issue: The respondents argued that the alleged non-compliance of provisions of Order 1 Rule 8 CPC was inconsequential as the State and the Shiksha Mitras were duly represented.
  • Regularization Invalid: They contended that the regularization of Shiksha Mitras as teachers was contrary to the law laid down by the Supreme Court in various cases, including State of Karnataka versus Uma Devi.

Sub-Submissions Table

Main Submission Appellants’ Sub-Submissions Respondents’ Sub-Submissions
Need for Universal Education
  • Shiksha Mitra scheme was to achieve education for all at less cost.
  • Extremely learned teachers not required for elementary education.
  • Qualified teachers are equally important for maintaining quality of education.
  • Ad hoc arrangements may be necessary, but qualified teachers are essential.
Qualifications and Training
  • Shiksha Mitras were duly selected and trained.
  • Most were graduates, all at least intermediate.
  • Training imparted to Shiksha Mitras did not render them eligible under Section 23(1) of the RTE Act.
  • Shiksha Mitras did not possess the requisite statutory qualifications.
Relaxation of TET and Qualifications
  • TET was applicable to teachers appointed after 25th August, 2010.
  • Central Government extended time for acquiring minimum qualifications.
  • State had power to relax qualifications.
  • Relaxation under Section 23(2) was for limited period and for already appointed teachers.
  • State had no legislative or other competence to dilute educational standards.
  • No permanent exemption from TET.
Constitutional and Legal Basis
  • Article 243G allows for decentralization of powers to Panchayats in education.
  • Government can frame policy in absence of legislation.
  • Article 243G does not permit violation of a valid legislation.
  • 23rd August, 2010 Notification was not ultra vires.
Regularization and Service
  • Regularization cannot be held invalid in view of long service of Shiksha Mitras.
  • State can specify a source for fresh recruitment with relaxed qualifications.
  • Regularization of Shiksha Mitras as teachers was contrary to law.
  • Shiksha Mitras were not being regularized against their posts but against posts of teachers.
Procedural Issues
  • Order I Rule 8 C.P.C. not followed, all Shiksha Mitras not impleaded.
  • Non-compliance of Order 1 Rule 8 CPC was inconsequential.
  • State and Shiksha Mitras were duly represented.

Issues Framed by the Supreme Court

The Supreme Court framed the following key issues for consideration:

  1. Whether, under the scheme of appointment of Shiksha Mitras, they could be treated as teachers appointed as per applicable qualifications?
  2. If Shiksha Mitras were not duly appointed teachers, could they be regularized as teachers?
  3. Whether the qualification laid down under Section 23(1) of the RTE Act was applicable or stood relaxed in the case of Shiksha Mitras?
  4. Whether statutory qualifications in a Central Statute on a concurrent list subject could be relaxed by a State legislative/administrative action?

Treatment of the Issue by the Court

The following table demonstrates as to how the Court decided the issues

Issue Court’s Decision Brief Reasons
Whether Shiksha Mitras were appointed as teachers as per applicable qualifications? No Shiksha Mitras were appointed on a contractual basis, not as per the qualifications prescribed for teachers, and not on the pay scale of teachers.
Whether Shiksha Mitras could be regularized as teachers? No Regularization is only for irregularities, not illegalities. Shiksha Mitras’ appointment was illegal as they did not meet the statutory qualifications for teachers.
Whether qualifications under Section 23(1) of the RTE Act were applicable or relaxed for Shiksha Mitras? Applicable The qualifications under Section 23(1) are mandatory. Relaxation is only permissible under Section 23(2) by the Central Government for a limited period, which did not apply to Shiksha Mitras.
Whether statutory qualifications in a Central Statute on a concurrent list subject could be relaxed by a State legislative/administrative action? No The State is not competent to relax the qualifications laid down by the Central Government under the RTE Act.

Authorities

The Supreme Court considered various authorities, including case laws and legal provisions, to arrive at its decision. These are categorized by the legal point they address:

Authorities Considered by the Court

Authority Court How it was Considered
State of Karnataka versus Uma Devi (2006) 4 SCC 131 Supreme Court of India Cited to emphasize that regularization is not permissible for appointments made outside the rules.
Km Sandhya Singh versus State of Uttar Pradesh 2013 (7) ADJ 1 (FB) Allahabad High Court Referred to regarding the nature of appointments of Shiksha Mitras.
Shiv Kumar Sharma versus State of Uttar Pradesh 2013 (6) ADJ 310 (FB) Allahabad High Court Cited to emphasize that TET is a mandatory qualification for post 23rd August, 2010 appointments.
State of Karnataka versus M.L. Kesari (2010) 9 SCC 247 Supreme Court of India Distinguished as not applicable since the Shiksha Mitras’ appointments were not merely irregular but illegal.
Amarendra Kumar Mohapatra versus State of Orissa (2014) 4 SCC 583 Supreme Court of India Distinguished as not applicable since the Shiksha Mitras’ appointments were not merely irregular but illegal.
Sant Ram Sharma versus State of Rajasthan (1968) 1 SCR 111 Supreme Court of India Distinguished as not applicable.
Union Carbide Corporation versus Union of India (1991) 4 SCC 584 Supreme Court of India Distinguished as not applicable.
Official Liquidator versus Dayanand (2008) 10 SCC 1 Supreme Court of India Distinguished as not applicable.
Amrit Lal Berry versus Collector of Central Excise, New Delhi (1975) 4 SCC 714 Supreme Court of India Distinguished as not applicable.
Ramchander Sunda versus Union of India (1999) 9 SCC 105 Supreme Court of India Distinguished as not applicable.
Common Cause, A Registered Society versus Union of India (1994) 5 SCC 557 Supreme Court of India Distinguished as not applicable.
Surayya Begum (MST) versus Mohd. Usman (1991) 3 SCC 114 Supreme Court of India Cited to state that due publication of proceedings has been made.
Olga Tellis versus Bombay Municipal Corporation (1985) 3 SCC 545 Supreme Court of India Cited to state that due publication of proceedings has been made.
Union of India versus Arulmozhi Iniarasu (2011) 7 SCC 397 Supreme Court of India Cited to state that regularization of Shiksha Mitras as teachers is contrary to law.
Grah Rakshak, Home Guards Welfare Association versus State of Himachal Pradesh (2015) 6 SCC 247 Supreme Court of India Cited to state that regularization of Shiksha Mitras as teachers is contrary to law.
Yogesh Kumar versus Govt. of NCT, Delhi (2003) 3 SCC 548 Supreme Court of India Cited to state that regularization of Shiksha Mitras as teachers is contrary to law.
K. Narayanan versus State of Karnataka (1994) Suppl.(1) Page 44 Supreme Court of India Cited to state that regularization of Shiksha Mitras as teachers is contrary to law.
Ashoka Kumar Thakur v. Union of India (2008) 6 SCC 1 Supreme Court of India Cited to highlight the importance of quality education.
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Judgment

How each submission made by the Parties was treated by the Court?

Submission Court’s Treatment
Shiksha Mitras were necessary for universal education due to lack of qualified teachers. Rejected. The court emphasized the importance of qualified teachers for quality education.
Shiksha Mitras were duly selected and trained. Rejected. The court found that their training did not meet statutory qualification requirements.
TET was not applicable to Shiksha Mitras. Rejected. The court held that TET is mandatory for all teachers appointed after 23rd August, 2010.
Article 243G allows for decentralization of education to Panchayats. Rejected. The court clarified that this provision does not permit violation of statutory laws.
Government can frame policy in absence of legislation. Rejected. The court held that the State cannot bypass mandatory qualifications.
Long service of Shiksha Mitras should be considered for regularization. Rejected. The court held that long service cannot be a substitute for statutory qualifications.
State can specify a source for fresh recruitment with relaxed educational qualification. Rejected. The court held that any recruitment must adhere to the mandatory qualifications.
Order I Rule 8 C.P.C. was not followed. Rejected. The court stated that all Shiksha Mitras were duly represented, and a full hearing was given to them.
Qualified teachers are equally important for maintaining quality of education. Accepted. The court strongly emphasized the need for qualified teachers for quality education.
State government’s actions violated Section 23(1) of the RTE Act. Accepted. The court found that the State’s actions were in conflict with the mandate of Section 23(1).
Relaxation under Section 23(2) was limited. Accepted. The court held that the relaxation was only for a limited period and for already appointed teachers.
23rd August, 2010 Notification was not ultra vires. Accepted. The court found no basis to hold the notification ultra vires.
Regularization of Shiksha Mitras was contrary to law. Accepted. The court found the regularization was not permissible under the law.

How each authority was viewed by the Court?

State of Karnataka versus Uma Devi [CITATION]*: The court relied on this case to emphasize that regularization is not permissible for appointments made outside the rules, and that adherence to the rule of equality in public employment is a basic feature of the Constitution.

Km Sandhya Singh versus State of Uttar Pradesh [CITATION]*: The court referred to this case regarding the nature of appointments of Shiksha Mitras.

Shiv Kumar Sharma versus State of Uttar Pradesh [CITATION]*: The court relied on this case to emphasize that TET is a mandatory qualification for post 23rd August, 2010 appointments.

State of Karnataka versus M.L. Kesari [CITATION]*: The court distinguished this case, stating that it was not applicable since the Shiksha Mitras’ appointments were not merely irregular but illegal.

Amarendra Kumar Mohapatra versus State of Orissa [CITATION]*: The court distinguished this case, stating that it was not applicable since the Shiksha Mitras’ appointments were not merely irregular but illegal.

Sant Ram Sharma versus State of Rajasthan [CITATION]*: The court distinguished this case as not applicable.

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Union Carbide Corporation versus Union of India [CITATION]*: The court distinguished this case as not applicable.

Official Liquidator versus Dayanand [CITATION]*: The court distinguished this case as not applicable.

Amrit Lal Berry versus Collector of Central Excise, New Delhi [CITATION]*: The court distinguished this case as not applicable.

Ramchander Sunda versus Union of India [CITATION]*: The court distinguished this case as not applicable.

Common Cause, A Registered Society versus Union of India [CITATION]*: The court distinguished this case as not applicable.

Surayya Begum (MST) versus Mohd. Usman [CITATION]*: The court cited this case to state that due publication of proceedings has been made.

Olga Tellis versus Bombay Municipal Corporation [CITATION]*: The court cited this case to state that due publication of proceedings has been made.

Union of India versus Arulmozhi Iniarasu [CITATION]*: The court cited this case to state that regularization of Shiksha Mitras as teachers is contrary to law.

Grah Rakshak, Home Guards Welfare Association versus State of Himachal Pradesh [CITATION]*: The court cited this case to state that regularization of Shiksha Mitras as teachers is contrary to law.

Yogesh Kumar versus Govt. of NCT, Delhi [CITATION]*: The court cited this case to state that regularization of Shiksha Mitras as teachers is contrary to law.

K. Narayanan versus State of Karnataka [CITATION]*: The court cited this case to state that regularization of Shiksha Mitras as teachers is contrary to law.

Ashoka Kumar Thakur v. Union of India [CITATION]*: The court cited this case to highlight the importance of quality education.

What weighed in the mind of the Court?

The Supreme Court’s decision was primarily driven by the following considerations:

  • Rule of Law: The court emphasized the importance of upholding the rule of law and ensuring that appointments are made according to statutory provisions. The court was of the opinion that no consideration could be above the rule of law.
  • Quality Education: The court strongly emphasized the fundamental right of children to receive quality education from qualified teachers. The court was of the opinion that the right to education is the right to quality education.
  • Statutory Mandate: The court highlighted the mandatory nature of the qualifications laid down by the NCTE under Section 23(1) of the RTE Act and that the State is not competent to relax the qualifications.
  • Regularization Principles: The court reiterated that regularization is only for irregularities and not illegalities. The appointments of Shiksha Mitras were held to be illegal due to the lack of required qualifications.
  • Limited Relaxation: The court clarified that the relaxation provision under Section 23(2) of the RTE Act was for a limited period and for teachers already appointed as per applicable rules relating to qualifications, which did not apply to the Shiksha Mitras.

Sentiment Analysis Ranking

Reason Percentage
Rule of Law 35%
Quality Education 30%
Statutory Mandate 20%
Regularization Principles 10%
Limited Relaxation 5%

Fact:Law Ratio

Category Percentage
Fact 20%
Law 80%

Logical Reasoning

Issue
Shiksha Mitras Appointed as Teachers?
(No)
Can Shiksha Mitras be Regularized?
(No, due to illegal appointments)
Are Qualifications under Section 23(1) of RTE Act Applicable?
(Yes, mandatory)
Can State Relax Central Qualifications?
(No, not competent)
Judgment:
Appointments of Shiksha Mitras as teachers are invalid.

Final Order

The Supreme Court upheld the Allahabad High Court’s decision and invalidated the appointments of Shiksha Mitras as regular teachers. The court directed the State of Uttar Pradesh to appoint teachers strictly according to the statutory qualifications laid down under the RTE Act and the NCTE Act. The court also observed that the State may take steps to allow Shiksha Mitras to acquire the necessary qualifications and seek appointment as teachers in accordance with law.

The Court also ordered that the State Government may take steps to allow Shiksha Mitras to appear in the next Teacher Eligibility Test (TET) and seek appointment as teachers in accordance with law, subject to their acquiring the necessary qualifications.

Implications

The Supreme Court’s judgment had significant implications:

  • Emphasis on Qualified Teachers: The judgment reinforced the importance of qualified teachers for quality education and upheld the statutory qualifications laid down by the NCTE.
  • Invalidation of Appointments: The decision led to the invalidation of the appointments of a large number of Shiksha Mitras as regular teachers, creating a significant impact on the education sector in Uttar Pradesh.
  • Need for Compliance: The judgment made it clear that state governments cannot bypass mandatory qualifications for teachers and must adhere to the statutory provisions.
  • Long Term Impact: The judgment had a long-term impact on the teacher recruitment process and the education system in Uttar Pradesh, leading to the need for proper planning and implementation of teacher training programs.
  • Opportunity for Shiksha Mitras: While the appointments were invalidated, the court provided an opportunity for Shiksha Mitras to acquire the necessary qualifications and seek appointment as teachers in accordance with law.

Conclusion

The Supreme Court’s judgment in the case of State of U.P. & Anr. vs. Anand Kumar Yadav & Ors. is a landmark decision that reaffirmed the importance of qualified teachers for quality education. The court made it clear that no consideration can be above the rule of law. The judgment emphasized that the right to education is the right to quality education, and that statutory qualifications for teachers cannot be relaxed by the State Government. The case serves as a reminder of the need for strict adherence to statutory provisions in the education sector and the importance of maintaining the quality of educators for the betterment of the education system.