Date of the Judgment: 9 October 2023
Citation: (2023) INSC 887
Judges: Abhay S. Oka, J., Pankaj Mithal, J.
Can a High Court alter a conviction from Section 302 read with Section 149 of the Indian Penal Code, 1860 (IPC) to Section 302 read with Section 34 of the IPC without prior notice to the accused? The Supreme Court of India addressed this critical question in a criminal appeal, ultimately overturning the High Court’s decision. The case involved a triple murder and the subsequent conviction of several accused, including the appellant, Chandra Pratap Singh. The judgment was delivered by a two-judge bench comprising Justice Abhay S. Oka and Justice Pankaj Mithal, with Justice Oka authoring the opinion.

Case Background

The case revolves around the murder of three individuals: Uma Prasad, Vinod Kumar, and Munau @ Anant Kishore Khare. On June 2, 1987, Vinod Kumar and Munau went to Naugaon village for medical treatment. When they did not return, their father, Uma Prasad, sent Naval Kishore (PW-1) and Manua Chammer (PW-2) to search for them. Uma Prasad also joined the search. Near a Hanuman temple, they encountered a group of armed individuals, including the appellant, Chandra Pratap Singh, and another accused, who were armed with spears. The prosecution alleged that the appellant and the other accused stopped Uma Prasad, causing him to fall from his bicycle. Subsequently, other accused persons assaulted and killed Uma Prasad. The appellant was further accused of dragging Uma Prasad’s body and throwing it into a well.

The prosecution also alleged that the accused went towards the bus stand and killed Vinod Kumar and Munau Khare. However, all the accused were acquitted by the Trial Court for the murder of Vinod Kumar and Munau, which became final.

Timeline:

Date Event
June 2, 1987 Vinod Kumar and Munau Khare go to Naugaon village for medical treatment.
June 2, 1987 Uma Prasad sends Naval Kishore (PW-1) and Manua Chammer (PW-2) to search for Vinod and Munau. Uma Prasad also joins the search.
June 2, 1987 Uma Prasad is assaulted and killed near the Hanuman temple.
June 2, 1987 The appellant and another accused drag Uma Prasad’s body and throw it into a well.
After the murder of Uma Prasad The accused allegedly go to the bus stand and kill Vinod Kumar and Munau Khare.
October 26, 2004 The appellant’s advocate was present when the appeal was called out before the High Court.
November 23, 2004 The High Court heard the appeal in the absence of the appellant’s advocate and reserved judgment.
April 20, 2012 The appellant was enlarged on bail as he remained incarcerated for about nine years.
October 9, 2023 The Supreme Court delivered the judgment.

Course of Proceedings

Initially, 17 accused were prosecuted for the triple murder. The Trial Court convicted several accused, including the appellant, under Section 302 read with Sections 148 and 149 of the IPC, and Section 201 of the IPC. However, the High Court acquitted some of the accused and modified the conviction of the appellant and others to Section 302 read with Section 34 of the IPC, while maintaining the conviction under Section 201 of the IPC. The appellant, along with two other accused, filed a joint appeal before the High Court. The High Court partly allowed their appeals by substituting their conviction under Section 302 read with Sections 148 and/or 149 of IPC with Section 302 read with Section 34 of IPC. The appellant’s conviction for the offence punishable under Section 201 of IPC was maintained. The Supreme Court noted that a Special Leave Petition filed by one of the co-accused was dismissed, and the other co-accused did not appeal.

Legal Framework

The judgment primarily deals with the interpretation and application of the following sections of the Indian Penal Code, 1860:

  • Section 34 of the IPC: This section defines the concept of common intention, stating, “When a criminal act is done by several persons in furtherance of the common intention of all, each of such persons is liable for that act in the same manner as if it were done by him alone.”
  • Section 141 of the IPC: This section defines an unlawful assembly as an assembly of five or more persons with a common object.
  • Section 148 of the IPC: This section deals with rioting, being armed with a deadly weapon.
  • Section 149 of the IPC: This section deals with the vicarious liability of members of an unlawful assembly for offences committed in furtherance of the common object of the assembly.
  • Section 201 of the IPC: This section deals with causing disappearance of evidence of offence, or giving false information to screen offender.
  • Section 302 of the IPC: This section defines the punishment for murder.

Additionally, the judgment refers to Section 386 of the Code of Criminal Procedure, 1973 (Cr.PC), which outlines the powers of the Appellate Court, and Section 216 of the Cr.PC, which allows for alteration or addition of charges.

Arguments

Appellant’s Submissions:

  • The appellant’s counsel argued that the High Court erred in hearing the appeal in the absence of the appellant’s advocate. The cause title of the High Court judgment mentioned the absence of the appellant’s advocate, and the judgment did not record any submissions made on behalf of the appellant.
  • The appellant’s counsel contended that the High Court could not have convicted the appellant with the aid of Section 34 of the IPC because there was no evidence of a common intention.
  • The appellant’s counsel further argued that the High Court should have provided notice to the appellant that it intended to modify the charge to invoke Section 34 of the IPC. The alteration of the charge prejudiced the appellant, as the ingredients of Section 34 were not proven.
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Respondent’s Submissions:

  • The respondent’s counsel submitted that the High Court had carefully reviewed the evidence of the prosecution witnesses.
  • The respondent’s counsel argued that under Section 386 of the Cr.PC read with Section 216 of the Cr.PC, the Appellate Court has the power to alter or add a charge when no prejudice is shown to the accused.
  • The respondent’s counsel contended that there was sufficient evidence on record to prove the ingredients of Section 34 of the IPC.
  • The respondent’s counsel emphasized the gravity of the offense and argued against any interference.
Main Submission Sub-Submissions Party
High Court erred in hearing the appeal in the absence of the appellant’s advocate Cause title of the judgment mentioned the absence of the appellant’s advocate. Appellant
Judgment did not record any submissions made on behalf of the appellant. Appellant
High Court should have appointed a lawyer to espouse his cause. Appellant
High Court could not have convicted the appellant with the aid of Section 34 of the IPC There was no evidence of a common intention. Appellant
The appellant and other accused ought to have been put to notice by the High Court that it intended to modify the charge for invoking Section 34. Appellant
High Court has the power to alter or add a charge when no prejudice is shown to the accused. Under Section 386 of the Cr.PC read with Section 216 of the Cr.PC, the Appellate Court has the power to alter or add a charge when no prejudice is shown to the accused. Respondent
There was enough evidence on record to prove the ingredients of Section 34 of the IPC. Respondent
Gravity of the offence No interference is called for. Respondent

Innovativeness of the Argument: The appellant’s argument that the High Court should have provided notice before altering the charge to invoke Section 34 of IPC is a significant point, highlighting the importance of fair procedure and the right of the accused to defend themselves against specific charges.

Issues Framed by the Supreme Court

The Supreme Court framed the following issues for consideration:

  1. Whether any prejudice was caused to the appellant as his appeal was heard in the absence of his advocate.
  2. Whether the High Court was justified in altering the charge to Section 302 read with Section 34 of the IPC without providing notice to the appellant.
  3. Whether there was sufficient evidence on record to prove the existence of common intention under Section 34 of the IPC.

Treatment of the Issue by the Court:

Issue Court’s Decision Brief Reasons
Whether any prejudice was caused to the appellant as his appeal was heard in the absence of his advocate. Yes, prejudice was caused. The High Court heard the appeal in the absence of the appellant’s advocate and did not appoint a lawyer to espouse his cause.
Whether the High Court was justified in altering the charge to Section 302 read with Section 34 of the IPC without providing notice to the appellant. No, the High Court was not justified. The High Court altered the charge without putting the appellant on notice, denying him the opportunity to argue against the new charge.
Whether there was sufficient evidence on record to prove the existence of common intention under Section 34 of the IPC. No, there was no sufficient evidence. The evidence did not establish a prior meeting of minds or a common intention to commit the murder.

Authorities

The Supreme Court considered the following authorities:

Cases:

  • Mala Singh v. State of Haryana [(2019) 5 SCC 127]: This case was cited by the appellant to argue that the appellant could not have been convicted with the aid of Section 34 of the IPC as there was no evidence of common intention.
  • Chittarmal v. State of Rajasthan [(2003) 2 SCC 266]: This case discussed the conversion of a charge from Section 302 read with Section 149 of the IPC to Section 302 read with Section 34 of the IPC. The Court explained that Section 34 and Section 149 deal with vicarious liability and that the substitution of Section 34 for Section 149 might result in prejudice to the accused if the common object does not necessarily involve a common intention.
  • Barendra Kumar Ghosh v. King Emperor [AIR 1925 PC 1]: This case was cited in Chittarmal v. State of Rajasthan for the proposition that if several persons do an act and intend to do it, both Section 34 and Section 149 may apply.
  • Mannam Venkatadari v. State of A.P. [(1971) 3 SCC 254]: This case was cited in Chittarmal v. State of Rajasthan for the proposition that if several persons do an act and intend to do it, both Section 34 and Section 149 may apply.
  • Nethala Pothuraju v. State of A.P. [(1992) 1 SCC 49]: This case was cited in Chittarmal v. State of Rajasthan for the proposition that if several persons do an act and intend to do it, both Section 34 and Section 149 may apply.
  • Ram Tahal v. State of U.P. [(1972) 1 SCC 136]: This case was cited in Chittarmal v. State of Rajasthan for the proposition that if several persons do an act and intend to do it, both Section 34 and Section 149 may apply.
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Statutory Provisions:

  • Section 34 of the Indian Penal Code, 1860: Defines common intention.
  • Section 141 of the Indian Penal Code, 1860: Defines unlawful assembly.
  • Section 148 of the Indian Penal Code, 1860: Deals with rioting, being armed with a deadly weapon.
  • Section 149 of the Indian Penal Code, 1860: Deals with the vicarious liability of members of an unlawful assembly.
  • Section 201 of the Indian Penal Code, 1860: Deals with causing disappearance of evidence of offence.
  • Section 302 of the Indian Penal Code, 1860: Defines the punishment for murder.
  • Section 216 of the Code of Criminal Procedure, 1973: Allows for alteration or addition of charges.
  • Section 386 of the Code of Criminal Procedure, 1973: Outlines the powers of the Appellate Court.
Authority How it was considered by the Court
Mala Singh v. State of Haryana [(2019) 5 SCC 127] Cited by the appellant to argue against conviction under Section 34 IPC without evidence of common intention.
Chittarmal v. State of Rajasthan [(2003) 2 SCC 266] Explained the distinction between Section 34 and Section 149 of the IPC and the circumstances under which a charge can be altered.
Barendra Kumar Ghosh v. King Emperor [AIR 1925 PC 1] Cited in Chittarmal v. State of Rajasthan for the proposition that if several persons do an act and intend to do it, both Section 34 and Section 149 may apply.
Mannam Venkatadari v. State of A.P. [(1971) 3 SCC 254] Cited in Chittarmal v. State of Rajasthan for the proposition that if several persons do an act and intend to do it, both Section 34 and Section 149 may apply.
Nethala Pothuraju v. State of A.P. [(1992) 1 SCC 49] Cited in Chittarmal v. State of Rajasthan for the proposition that if several persons do an act and intend to do it, both Section 34 and Section 149 may apply.
Ram Tahal v. State of U.P. [(1972) 1 SCC 136] Cited in Chittarmal v. State of Rajasthan for the proposition that if several persons do an act and intend to do it, both Section 34 and Section 149 may apply.
Section 34 of the Indian Penal Code, 1860 Explained the concept of common intention.
Section 141 of the Indian Penal Code, 1860 Explained the concept of unlawful assembly.
Section 148 of the Indian Penal Code, 1860 Explained the concept of rioting, being armed with a deadly weapon.
Section 149 of the Indian Penal Code, 1860 Explained the concept of vicarious liability of members of an unlawful assembly.
Section 201 of the Indian Penal Code, 1860 Explained the concept of causing disappearance of evidence of offence.
Section 302 of the Indian Penal Code, 1860 Explained the punishment for murder.
Section 216 of the Code of Criminal Procedure, 1973 Discussed the power of the court to alter or add charges.
Section 386 of the Code of Criminal Procedure, 1973 Discussed the powers of the Appellate Court.

Judgment

Submission Made by the Parties Treatment by the Court
The High Court erred in hearing the appeal in the absence of the appellant’s advocate. The Court agreed, stating the High Court committed an illegality by deciding the appeal without hearing the appellant or his advocate.
The appellant could not have been convicted with the aid of Section 34 of the IPC due to lack of evidence of common intention. The Court agreed, holding that there was no evidence of common intention to attract Section 34 of the IPC.
The High Court should have provided notice to the appellant that it intended to modify the charge to invoke Section 34 of the IPC. The Court agreed, holding that the High Court should have put the appellant on notice of the proposed alteration of charge.
The Appellate Court has the power to alter or add a charge when no prejudice is shown to the accused. The Court acknowledged the power of the Appellate Court under Section 386 of Cr.PC read with Section 216 of Cr.PC but stated that natural justice requires the accused to be put on notice of the charge proposed to be altered.
There was enough evidence on record to prove the ingredients of Section 34 of the IPC. The Court disagreed, stating that there was no evidence of prior meeting of minds to prove common intention.

How each authority was viewed by the Court?

The Supreme Court relied on Chittarmal v. State of Rajasthan [(2003) 2 SCC 266]* to emphasize the distinction between common intention (Section 34 IPC) and common object (Section 149 IPC), and held that the substitution of Section 34 for Section 149 might result in prejudice to the accused if the common object does not necessarily involve a common intention. The Court also considered Mala Singh v. State of Haryana [(2019) 5 SCC 127]* to highlight that conviction under Section 34 requires evidence of common intention. The Court also considered the other cases mentioned in the judgment of Chittarmal v. State of Rajasthan [(2003) 2 SCC 266]* to explain the difference between Section 34 and Section 149 of the IPC. The Court also considered the statutory provisions of Section 34, 141, 148, 149, 201 and 302 of the IPC and Section 216 and 386 of the CrPC to come to the conclusion.

What weighed in the mind of the Court?

The Supreme Court’s decision was primarily influenced by the principles of natural justice and the need to ensure a fair trial. The Court emphasized that the High Court’s actions in hearing the appeal without the appellant’s advocate and altering the charge without prior notice caused significant prejudice to the appellant. The absence of a finding on the applicability of Section 34 of the IPC and the lack of reasons for concluding that the accused had acted in furtherance of a common intention also weighed heavily in the Court’s decision. The Court also considered the fact that the incident occurred in 1987 and the present appeal is of 2011 and therefore, it would be unjust to pass an order of remand.

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Sentiment Percentage
Violation of Natural Justice (Hearing appeal without advocate) 30%
Prejudice Caused by Alteration of Charge without Notice 30%
Lack of Evidence of Common Intention 25%
Need to avoid remand due to the age of the case 15%
Category Percentage
Fact 30%
Law 70%

Logical Reasoning:

Issue: Was the appellant prejudiced by the High Court hearing the appeal without his advocate?
Yes, the High Court should have appointed a lawyer after finding the appellant’s advocate absent.
Issue: Was the appellant prejudiced by the High Court altering the charge to Section 302 read with Section 34 of IPC without notice?
Yes, the High Court should have put the appellant on notice of the proposed alteration to enable him to defend against the same.
Issue: Was there sufficient evidence to prove common intention under Section 34 of IPC?
No, there was no evidence of a prior meeting of minds or a common intention to commit the murder.
Conclusion: The appellant’s conviction under Section 302 read with Section 34 of IPC is set aside, but conviction under Section 201 of IPC is upheld.

The Court considered alternative interpretations, such as the possibility of upholding the conviction under Section 34 of the IPC if there was sufficient evidence of common intention. However, after a thorough review of the evidence, the Court found no such evidence. The Court also considered the possibility of remanding the case to the High Court for a fresh hearing but decided against it due to the long passage of time since the incident.

The Supreme Court held that the High Court had committed an illegality by deciding the appeal against the conviction without hearing the appellant or his advocate. The Court also held that the High Court should have put the appellant on notice about the proposed alteration of the charge. The Court also found that there was no evidence of prior meeting of minds to prove common intention, which is a necessary ingredient of Section 34 of the IPC. The Court, therefore, set aside the appellant’s conviction under Section 302 read with Section 34 of the IPC.

The Court, however, upheld the appellant’s conviction under Section 201 of the IPC for causing the disappearance of evidence, as the evidence of the eyewitnesses was consistent on the role played by the appellant in dragging the dead body of the deceased and throwing the same into a well. The appellant had already undergone the sentence for the said offence.

The Supreme Court stated, “The High Court has, thus, committed illegality by deciding the appeal against the conviction preferred by the appellant without hearing the appellant or his advocate.”

The Court further stated, “Therefore, grave prejudice has been caused to the appellant by altering the charge without giving any notice to the appellant or his advocate about the charge.”

The Court also observed, “There is no material to prove the existence of common intention which is the necessary ingredient of Section 34 of IPC.”

The judgment was delivered by a two-judge bench, with both judges concurring. There were no dissenting opinions.

The Supreme Court’s decision has significant implications for future cases involving the alteration of charges by appellate courts. It underscores the importance of adhering to principles of natural justice and ensuring that the accused are given a fair opportunity to defend themselves against specific charges.

The Court’s decision also clarifies the distinction between common intention and common object, emphasizing that the mere presence of multiple individuals at the scene of a crime does not automatically establish common intention.

Key Takeaways

  • Appellate Courts must ensure that the accused is represented by counsel before hearing an appeal against conviction.
  • Appellate Courts cannot alter or add a charge without putting the accused on notice, especially when such alteration is likely to cause prejudice to the accused.
  • Conviction under Section 34 of the IPC requires proof of a common intention to commit the crime, not merely a common object.
  • The principles of natural justice and fair trial are paramount in the judicial process.

The judgment serves as a reminder to appellate courts to exercise their powers judiciously and to ensure that the accused are given a fair opportunity to defend themselves against specific charges.

Directions

The Supreme Court directed that the bail bonds of the appellant stand cancelled as the appellant had already undergone the sentence for the offence under Section 201 of the IPC.

Development of Law

The ratio decidendi of this case is that an Appellate Court cannot alter a charge to invoke Section 34 of the IPC without notice to the accused, especially when the original charge was under Section 302 read with Section 149 of the IPC, and there is no evidence of common intention. This judgment reinforces the importance of natural justice and fair trial and clarifies the distinction between common intention and common object. It also clarifies the circumstances under which a charge can be altered by an appellate court.

Conclusion

In conclusion, the Supreme Court partly allowed the appeal, setting aside the appellant’s conviction under Section 302 read with Section 34 of the IPC, while upholding the conviction under Section 201 of the IPC. The Court emphasized the importance of adhering to the principles of natural justice and ensuring that the accused are given a fair opportunity to defend themselves against specific charges. The judgment also clarified the distinction between common intention and common object under the IPC.