LEGAL ISSUE: Determination of the competent authority for appointing the Warden of a college hostel. CASE TYPE: Education/Service Law. Case Name: The Chairperson Governing Body Daulat Ram College vs. Dr. Asha & Ors. Judgment Date: 05 January 2021

Introduction

Date of the Judgment: 05 January 2021
Citation: 2021 INSC 13
Judges: Ashok Bhushan, J. and M.R. Shah, J.

Who has the final say in appointing a college hostel warden—the principal, the staff council, or the governing body? The Supreme Court of India addressed this critical question in a recent case involving Daulat Ram College. The court clarified that the power to appoint a college hostel warden rests with the Governing Body, not the Principal or the Staff Council. The judgment emphasizes the administrative structure of colleges and the limits of authority within these institutions. The bench comprised Justices Ashok Bhushan and M.R. Shah.

Case Background

Daulat Ram College, affiliated with the University of Delhi since 1960, includes a hostel as an integral part of the institution. The Daulat Ram College Society, established in 1960, manages the college, which has a Governing Body approved by the University’s Executive Council. The dispute arose concerning the appointment of the Warden of the College Hostel.

On September 10, 2013, Dr. Kavita Sharma was appointed as Warden by the Governing Body for a two-year term. Her term was extended on September 11, 2015, for another two years. However, the Principal of the College, on May 6, 2016, appointed Dr. Asha as Warden, leading to a conflict. The Governing Body, in a meeting on June 24, 2016, resolved to maintain the status quo, with Dr. Kavita Sharma continuing as Warden until new guidelines were established. Dr. Asha then filed a writ petition challenging this decision.

Timeline

Date Event
03.03.1960 Daulat Ram College Society established.
1960 Daulat Ram College affiliated to the University of Delhi.
10.09.2013 Dr. Kavita Sharma appointed as Warden by the Governing Body for two years.
11.09.2015 Governing Body re-appointed Dr. Kavita Sharma as Warden for two years.
15.09.2015 Principal issued letter extending Dr. Kavita Sharma’s term as Warden up to 12.05.2016.
02.05.2016 Principal issued notice inviting applications for Warden.
06.05.2016 Principal appointed Dr. Asha as Warden.
21.05.2016 Dr. Asha directed to assume charge as Warden. Show cause notice issued to Dr. Asha for illegally attempting to occupy the post.
24.05.2016 Dr. Asha requested withdrawal of show cause notice.
June 9/14, 2016 Principal informed Indian Overseas Bank about Dr. Asha’s appointment as Warden.
13.06.2016 University of Delhi clarified that appointment of Warden is an administrative affair of the College.
24.06.2016 Governing Body resolved to maintain status quo, with Dr. Kavita Sharma continuing as Warden.
30.07.2016 Principal issued notice inviting applications for Warden.
19.08.2016 Single Judge passed an order of status quo regarding Dr. Asha’s position as Warden.
25.11.2016 Single Judge vacated the interim order dated 19.08.2016.
22.12.2016 Division Bench directed status quo to be maintained.
09.03.2018 Single Judge disposed of the writ petition, directing the Governing Body to fill the post of Warden.
07.04.2018 Governing Body resolved to appoint Dr. Kavita Sharma as Warden.
01.05.2018 Interim order passed by the Division Bench.
22.05.2018 Letters Patent Appeal filed by Dr. Asha.
06.03.2019 Division Bench issued directions for appointment of Warden.
05.04.2019 Supreme Court issued notice in the appeal and directed that the current warden shall continue.
01.04.2019 Staff Council recommended Dr. Asha for appointment as Warden.
June 2019 Hostel of the College closed.
05.01.2021 Supreme Court set aside the directions of the Division Bench.

Legal Framework

The primary legal framework discussed in the judgment includes:

  • University Grants Commission (UGC) Letter dated 19.02.1987: This letter discusses revising the staffing pattern in college hostels, stating that the Warden should be appointed by the Principal from amongst senior teachers. The Supreme Court noted that this letter was related to providing additional staff for the smooth functioning of the Hostel of the College and not about the appointment of Warden.

    The relevant portion of the letter states: “…it is felt that each hostel should have a warden who should be responsible for all hostel administration in the college and he/she should be appointed by the Principal from amongst senior teachers in the college.”

  • Ordinance XVIII of the University of Delhi: This ordinance deals with the Staff Council in every college. Clause 6-A(5)(b)(iii) discusses the formulation of guidelines for the residence and welfare of students. The Supreme Court clarified that this clause does not empower the Staff Council to make recommendations regarding the appointment of the Warden.

    The relevant portion of the ordinance states: “Subject to the provisions of the Act, the Statutes and the Ordinances of the University, the Staff Council shall make recommendations in respect of the following matters : (iii)Formulation of guidelines regarding arrangements for the residence and welfare of students in consultation with appropriate students organisations;”

  • Ordinance XVIII Chapter VII-2: This provision states that the Governing Body has general supervision and control of the affairs of the College.

    The relevant portion of the ordinance states: “The Governing Body will meet at least once in a term, and, subject as hereinafter provided, shall have general supervision and control of the affairs of the College and maintain its own records of its proceedings which shall be open to inspection by the inspection authority.”

See also  Supreme Court Upholds Conviction in Murder Case: Santosh & Anr. vs. State of Uttar Pradesh (22 February 2022)

Arguments

Appellant (Governing Body) Arguments:

  • The Governing Body is the appointing authority for the Warden of the College Hostel. The appointment of Dr. Asha by the Principal was illegal as it lacked the Governing Body’s approval.

  • The Delhi University clarified that the appointment of Warden and Matron is an administrative affair of the College, with no role for the University.

  • Ordinance XVIII, 6A(5)(b)(iii) does not authorize the Staff Council to appoint a Warden.

  • The University Grants Commission letter dated 19.02.1987 does not empower the Principal to appoint the Warden.

  • The Division Bench’s directions encroach on the Governing Body’s jurisdiction to appoint the Warden.

Respondents (Principal and Dr. Asha) Arguments:

  • The Principal, as the administrative head of the College, is the appointing authority for the Warden, based on the University Grants Commission letter dated 19.02.1987, which was ratified by the Executive Council of the University.

  • The Staff Council has no role in the appointment of the Warden, which is the Principal’s domain.

  • After the Division Bench’s judgment, the Staff Council recommended Dr. Asha for appointment as Warden.

Respondent No. 2 (University of Delhi) Arguments:

  • The appointment of an existing teaching staff as Warden is not specifically provided for under the University of Delhi Act, Statutes, or Ordinances.

  • Colleges affiliated with the University follow the practice of inviting applications through the Principal, who then recommends a name for the Governing Body’s approval.

Submissions Table

Main Submission Sub-Submissions Party
Appointing Authority for Warden
  • Governing Body is the sole appointing authority
Governing Body
Appointing Authority for Warden
  • Principal is the appointing authority
  • UGC letter supports Principal’s authority
Principal & Dr. Asha
Role of Staff Council
  • Staff Council has no role in appointment of Warden
Principal & Dr. Asha
Role of Staff Council
  • Ordinances do not empower Staff Council to recommend Warden
Governing Body
University’s Position
  • Appointment of Warden is an administrative matter of the College
  • University has no role in the appointment
University of Delhi
Procedure for Appointment
  • Principal invites applications and recommends a name
  • Governing Body grants approval
University of Delhi

Issues Framed by the Supreme Court

The Supreme Court framed the following issues for consideration:

  1. Whether it is the Principal of the College who is empowered to appoint Warden of the Hostel of the College or it is the Governing Body in whom the power to appoint Warden is vested?
  2. What is the procedure to be adopted before making appointment of Warden of the College Hostel?

Treatment of the Issue by the Court

The following table demonstrates as to how the Court decided the issues

Issue Court’s Decision
Whether the Principal or the Governing Body has the power to appoint the Warden? The Supreme Court held that the Governing Body has the authority to appoint the Warden of the College Hostel. The Court clarified that the letter of the University Grants Commission dated 19.02.1987 does not empower the Principal to appoint the Warden. The Court also found that the Executive Council of the Delhi University did not ratify the decision of the Commission regarding the appointment of Warden by the Principal.
What is the procedure for appointing the Warden? The Court stated that the applications are to be invited through the Principal of the College. The Principal’s recommendation is to be given due weight. The Governing Body is to take the final decision regarding the appointment of the Warden.
See also  Supreme Court Directs High Courts to Address Prison Overcrowding and Staff Vacancies: Re-Inhuman Conditions in 1382 Prisons (8 May 2018)

Authorities

The Court considered the following authorities:

Authority Court How it was considered
University Grants Commission (UGC) Letter dated 19.02.1987 University Grants Commission The Court analyzed the letter and concluded that it did not empower the Principal to appoint the Warden. The letter was related to providing additional staff for the smooth functioning of the Hostel of the College and not about the appointment of Warden.
Ordinance XVIII of the University of Delhi, 6-A(5)(b)(iii) University of Delhi The Court interpreted this ordinance and held that it does not empower the Staff Council to make recommendations regarding the appointment of the Warden. The ordinance deals with the formulation of guidelines for the residence and welfare of students, not the appointment of Warden.
Ordinance XVIII Chapter VII-2 University of Delhi The Court interpreted this ordinance and held that the Governing Body has general supervision and control of the affairs of the College.

Judgment

How each submission made by the Parties was treated by the Court?

Submission Court’s Treatment
Governing Body is the appointing authority for the Warden. The Court accepted this submission, holding that the Governing Body has the authority to appoint the Warden of the College Hostel.
The Principal is the appointing authority for the Warden, based on the UGC letter. The Court rejected this submission, stating that the UGC letter does not empower the Principal to appoint the Warden.
The Staff Council has no role in the appointment of the Warden. The Court accepted this submission, clarifying that the Staff Council is not statutorily empowered to make any recommendation regarding the appointment of Warden.
The appointment of Dr. Asha by the Principal was illegal. The Court agreed that the appointment of Dr. Asha by the Principal was irregular and lacked the Governing Body’s approval.
The Division Bench’s directions encroach on the Governing Body’s jurisdiction. The Court agreed with this submission and set aside the directions in paragraph 41 of the Division Bench judgment.

How each authority was viewed by the Court?

  • The University Grants Commission (UGC) Letter dated 19.02.1987* was viewed as not conferring the power to appoint the Warden on the Principal. The court held that the letter was related to providing additional staff for the smooth functioning of the Hostel of the College and not about the appointment of Warden.
  • Ordinance XVIII of the University of Delhi, 6-A(5)(b)(iii)* was interpreted as not empowering the Staff Council to make recommendations regarding the appointment of the Warden. The court held that the ordinance deals with the formulation of guidelines for the residence and welfare of students, not the appointment of Warden.
  • Ordinance XVIII Chapter VII-2* was interpreted as giving the Governing Body general supervision and control of the affairs of the College.

What weighed in the mind of the Court?

The Supreme Court’s decision was primarily influenced by the following:

  • Interpretation of the University Grants Commission Letter: The Court found that the UGC letter dated 19.02.1987 did not explicitly grant the Principal the authority to appoint the Warden. The letter was intended to address the staffing pattern of hostels and provide additional staff.

  • Interpretation of University Ordinances: The Court clarified that Ordinance XVIII, 6-A(5)(b)(iii) does not empower the Staff Council to make recommendations regarding the appointment of the Warden. The Court also noted that the Governing Body has general supervision and control of the affairs of the College.

  • Administrative Structure of the College: The Court emphasized that the Governing Body is responsible for the overall administration of the College, including the appointment of key administrative staff like the Warden.

  • Lack of Statutory Basis for Principal’s Claim: The Court noted that neither the University Act, Statutes, nor Ordinances specifically empower the Principal to appoint the Warden of the College Hostel.

See also  Supreme Court Commutes Death Sentence to Life Imprisonment in Heinous Child Rape and Murder Case: Dattatraya @ Datta Ambo Rokade vs. The State of Maharashtra (21 February 2019)

Sentiment Analysis of Reasons

Reason Percentage
Interpretation of the UGC Letter 30%
Interpretation of University Ordinances 40%
Administrative Structure of the College 20%
Lack of Statutory Basis for Principal’s Claim 10%

Fact:Law Ratio

Category Percentage
Fact 20%
Law 80%

Logical Reasoning for Issue 1

Issue: Who has power to appoint Warden?

Consider UGC Letter (19.02.1987)

UGC Letter does not grant power to Principal

Consider University Ordinances (XVIII)

Ordinances do not empower Staff Council

Governing Body has general supervision

Conclusion: Governing Body appoints Warden

Key Takeaways

  • Governing Body’s Authority: The Governing Body of a college is the competent authority to appoint the Warden of the College Hostel.

  • Principal’s Role: The Principal’s recommendation is important, and the applications are to be invited through the Principal, but the final decision rests with the Governing Body.

  • Staff Council’s Limited Role: The Staff Council does not have the statutory power to make recommendations regarding the appointment of the Warden.

  • Administrative Clarity: The judgment clarifies the administrative structure within colleges, ensuring that the Governing Body’s authority is recognized in matters of appointment.

  • Procedure for Appointment: The procedure for appointment of Warden is that applications are to be invited through the Principal of the College, and the applications along with recommendation of the Principal may be placed before the Governing Body which is to take decision regarding appointment of the Warden of the Hostel of the College.

Directions

The Supreme Court directed the Governing Body to initiate a fresh process for the appointment of the Warden of the College Hostel by inviting applications through the Principal of the College. The Court emphasized that this process should be undertaken before the Hostel is reopened for students.

Specific Amendments Analysis

(Omitted as the judgment does not discuss any specific amendments)

Development of Law

The ratio decidendi of this case is that the Governing Body of a college, not the Principal or the Staff Council, is the competent authority to appoint the Warden of the College Hostel. This judgment clarifies the administrative structure within colleges and the limits of authority of the Principal and the Staff Council. There is no change in the previous position of law, but the judgment clarifies the existing position of law.

Conclusion

The Supreme Court’s judgment in The Chairperson Governing Body Daulat Ram College vs. Dr. Asha & Ors. clarifies that the Governing Body of a college is the competent authority to appoint the Warden of the College Hostel. The Court set aside the directions of the Division Bench of the Delhi High Court, which had directed the Staff Council to make recommendations for the appointment of Warden. The Supreme Court held that the Principal’s recommendation is important, but the final decision rests with the Governing Body. This ruling provides clarity on the administrative structure within educational institutions and ensures that the Governing Body’s authority is upheld.