LEGAL ISSUE: Whether an appointment made by a duly constituted selection committee after calling names from the Employment Exchange can be deemed invalid due to procedural irregularities, and what is the effect of dismissal of a writ petition challenging a consequential order on the appointee’s right to continue on the post.

CASE TYPE: Service Law

Case Name: Rana Pratap Singh vs. Vittiye Evam Lekha Adhikari, District Basic Education Officer and Ors.

[Judgment Date]: 18 December 2019

Introduction

Date of the Judgment: 18 December 2019
Citation: (2019) Civil Appeal No. 9220 of 2019
Judges: Ashok Bhushan, J. and Navin Sinha, J.

Can an employee’s appointment be invalidated due to a technicality, even after years of service and promotions? The Supreme Court of India recently addressed this question in a case concerning the appointment of a Junior Accounts Clerk. The core issue revolved around whether the appointment of the appellant was valid and whether subsequent court orders affected his right to continue on the post. This judgment clarifies the importance of procedural fairness and the impact of interim orders on service matters. The judgment was delivered by a two-judge bench comprising Justice Ashok Bhushan and Justice Navin Sinha, with Justice Ashok Bhushan authoring the opinion.

Case Background

The case revolves around the appointment of Rana Pratap Singh as a Junior Accounts Clerk in the office of the District Basic Education Officer. Initially, Shiv Kumar Rai held this position, but he was promoted to Assistant Accountant, creating a vacancy. The District Basic Education Officer called for names from the Employment Exchange, which forwarded a list including Rana Pratap Singh. A Selection Committee was formed as per the Subordinate Offices Ministerial Staff (Direct Recruitment) Rules, 1985. After an initial selection process was cancelled, a fresh process was initiated. An advertisement was published in the Daily News Paper “Dainik Devvrat” on 05.12.1990, and the Employment Exchange was requested to intimate the candidates for an interview on 20.12.1990. Rana Pratap Singh was selected and appointed on 21.12.1990, joining on 22.12.1990. However, Shiv Kumar Rai’s promotion was cancelled on 11.11.1992, leading to the termination of Rana Pratap Singh’s appointment on the same day. This termination was challenged in court, and the legal battle ensued.

Timeline:

Date Event
1989 Shiv Kumar Rai promoted to Assistant Accountant, creating a vacancy for Junior Accounts Clerk.
16.08.1989 First selection process for Junior Accounts Clerk, later cancelled.
05.12.1990 Advertisement published in “Dainik Devvrat” for the vacant post of Junior Accounts Clerk.
07.12.1990 District Employment Officer requested to intimate candidates for interview.
20.12.1990 Rana Pratap Singh appears for interview.
21.12.1990 Rana Pratap Singh appointed as Junior Accounts Clerk.
22.12.1990 Rana Pratap Singh joins his post.
11.11.1992 Shiv Kumar Rai’s promotion cancelled; Rana Pratap Singh’s appointment terminated.
27.11.1992 High Court stays the order of reversion of Shiv Kumar Rai for three months.
04.12.1992 Rana Pratap Singh’s writ petition challenging his termination is dismissed.
01.01.1993 Rana Pratap Singh re-appointed as Junior Accounts Clerk till 27.02.1993.
27.02.1993 Order issued to Rana Pratap Singh to hand over charge as his reappointment was only till this date.
29.04.1993 High Court stays the order dated 27.02.1993.
18.05.1993 Re-appointment of Rana Pratap Singh was continued.
09.04.1993 Interim order in Shiv Kumar Rai’s writ petition continued.
15.09.2001 Shiv Kumar Rai’s writ petition dismissed as infructuous.
22.12.2004 Rana Pratap Singh given first promotional increment.
29.02.2008 Shiv Kumar Rai retires as Assistant Accountant.
22.12.2008 Rana Pratap Singh given second promotional upgradation.
13.01.2011 Order issued for second promotional upgradation of Rana Pratap Singh.
02.02.2012 Rana Pratap Singh’s writ petition dismissed by the Single Judge of the High Court.
01.08.2012 Rana Pratap Singh’s services confirmed as Junior Accounts Clerk w.e.f. 22.12.1993 and Assistant Accountant w.e.f. 22.12.2007.
06.02.2018 Division Bench of the High Court dismisses Rana Pratap Singh’s special appeal.
18.12.2019 Supreme Court allows the appeal.

Course of Proceedings

The legal proceedings began when Shiv Kumar Rai’s promotion was cancelled, and Rana Pratap Singh’s services were terminated on 11.11.1992. Shiv Kumar Rai filed a writ petition challenging the cancellation of his promotion and obtained a stay order on 27.11.1992. Rana Pratap Singh also filed a writ petition against his termination, which was dismissed on 04.12.1992, as the court was not informed about the stay order in favour of Shiv Kumar Rai. Subsequently, Rana Pratap Singh was re-appointed on 01.01.1993, but this was limited till 27.02.1993. He then filed another writ petition challenging the order dated 27.02.1993, which was stayed by the High Court on 29.04.1993. Shiv Kumar Rai’s writ petition was eventually dismissed as infructuous on 15.09.2001. The Single Judge of the High Court dismissed Rana Pratap Singh’s writ petition on 02.02.2012, stating his appointment was not made following the due procedure of law. The Division Bench of the High Court dismissed his special appeal on 06.02.2018, leading to the present appeal before the Supreme Court.

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Legal Framework

The case primarily involves the interpretation and application of the Subordinate Offices Ministerial Staff (Direct Recruitment) Rules, 1985. Rule 22 of the 1985 Rules, titled “Notification of Vacancies to the Employment Exchange,” specifies the procedure for filling vacancies. It states:

“The appointing Authority shall determine the number of vacancies to be filled during the course of the year as also the vacancies to reserved under Rule 7. The vacancies shall be notified to the Employment Exchange. The Appointing Authority may also invite application directly from the person who have their names registered in the Employment Exchange. For this purpose, the Appointing Authority shall issue an advertisement in a local daily news paper besides pasting a notice for the same on the Notice Board. All such application shall be placed before the Selection Committee.”

This rule mandates that vacancies be notified to the Employment Exchange and allows for direct applications from those registered with the exchange, provided an advertisement is published in a local newspaper. The case also touches upon the principles of natural justice and the effect of interim orders on the rights of parties.

Arguments

Appellant’s Submissions:

  • The appellant argued that his appointment was made by a duly constituted Selection Committee as per the 1985 Rules, after names were called from the Employment Exchange, which included his name.
  • He contended that the observation of the Single Judge that his appointment was made without following the procedure known to law was incorrect.
  • The appellant submitted that the dismissal of his first writ petition on 04.12.1992 should not prejudice his claim, as the main order regarding Shiv Kumar Rai had been stayed.
  • He argued that the order dated 01.01.1993 was not a re-appointment but a reinstatement based on his earlier appointment of 21.12.1990.
  • The appellant highlighted that the writ petition filed by Shiv Kumar Rai was dismissed as infructuous, and Shiv Kumar Rai never returned to his original post, thus his continuance should not be affected.
  • He emphasized that he had been in service for 27 years, received promotional pay scales, and was confirmed on his post.
  • The appellant also relied on reports submitted by authorities stating that his appointment was made following the due procedure of law.

Respondents’ Submissions:

  • The respondents argued that the appellant’s appointment was not made following the procedure prescribed by law.
  • They claimed that no advertisement was issued in the Daily News Paper “Dainik Devvrat” on 05.12.1990, as claimed by the appellant.
  • The respondents contended that since the writ petition was dismissed on 02.02.2012, and there was no interim order in the special appeal, the appellant’s continuation and receipt of salary after 02.02.2012 was not explained.
  • They submitted that the appellant concealed the dismissal of his writ petition from the department.
  • The respondents argued that there were several complaints against the appellant, leading to enquiries and actions against him.

Submissions of Parties:

Main Submission Appellant’s Sub-Submissions Respondents’ Sub-Submissions
Validity of Appointment
  • Appointment by duly constituted Selection Committee.
  • Names called from Employment Exchange.
  • Advertisement published in “Dainik Devvrat” on 05.12.1990.
  • No proper procedure followed.
  • No advertisement in “Dainik Devvrat”.
Effect of Dismissal of Writ Petition on 04.12.1992
  • Consequential order, main order stayed.
  • Dismissal should not prejudice his claim.
  • Dismissal makes removal final.
Nature of Re-appointment on 01.01.1993
  • Reinstatement, not re-appointment.
  • Based on earlier appointment.
  • Limited till 27.02.1993.
Effect of Dismissal of Shiv Kumar Rai’s Writ Petition
  • Dismissed as infructuous.
  • Shiv Kumar Rai never returned to original post.
  • Terminates vacancy of Junior Accounts Clerk.
Conduct of Appellant
  • No concealment or misrepresentation.
  • Department continued him on post and granted promotion.
  • Concealed dismissal of writ petition.
  • Not entitled to relief.
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Issues Framed by the Supreme Court

The Supreme Court framed the following issues for consideration:

  1. Whether the appointment of the appellant on the post of Junior Accounts Clerk on 21.12.1990 was not validly made in accordance with law?
  2. Whether by dismissal of Writ Petition No.Nil of 1992 on 04.12.1992 filed against the consequential order dated 11.11.1992 issued to the petitioner, the appellant’s right to continue on his post shall come to an end?
  3. Whether the re-appointment of the appellant dated 01.01.1993 was limited only till 27.02.1993, and after the efflux of the said period, the appellant’s right to continue on the post shall come to an end?
  4. Whether by dismissal of W.P.No.44384 of 1992 – Shiv Kumar Rai versus Director Basic Education and others on 15.09.2001 shall result in terminating the vacancy on the post of Junior Accounts Clerk on which the appellant was appointed and was working?

Treatment of the Issue by the Court

The following table demonstrates as to how the Court decided the issues

Issue Court’s Decision and Reasons
Validity of Appointment (21.12.1990) The Court held that the appointment was validly made. The appointment was made by a Selection Committee constituted under the statutory rules. The names were called from the Employment Exchange, and the appellant’s name was included in the list. The court also noted that no proceedings were initiated by any candidate or the appointing authority questioning the appointment.
Effect of Dismissal of Writ Petition (04.12.1992) The Court held that the dismissal of the writ petition did not terminate the appellant’s right to continue. The main order regarding Shiv Kumar Rai was stayed, making the consequential order inoperative. The dismissal was due to the court not being informed of the stay.
Validity of Re-appointment (01.01.1993) The Court held that the order was not a re-appointment but a reinstatement. The order was issued due to the interim order in favour of Shiv Kumar Rai. The mention of 27.02.1993 was only because the interim order was initially for three months. The appellant was entitled to continue based on his original appointment.
Effect of Dismissal of Shiv Kumar Rai’s Writ Petition (15.09.2001) The Court held that the dismissal of Shiv Kumar Rai’s writ petition did not terminate the vacancy. The writ petition was dismissed as infructuous, and Shiv Kumar Rai never returned to the post of Junior Accounts Clerk. The Court stated that a technical view cannot be taken to terminate the appellant’s right to continue.

Authorities

The court considered the following authorities:

Legal Provisions:

  • The Subordinate Offices Ministerial Staff (Direct Recruitment) Rules, 1985: The court examined Rules 22 and 23 of the 1985 Rules, which provide the procedure for notification of vacancies and the selection process. Rule 22 specifically outlines the requirement to notify the Employment Exchange and the option to invite direct applications through advertisement in a local newspaper.

Authorities Considered by the Court

Authority How the Court Considered It
The Subordinate Offices Ministerial Staff (Direct Recruitment) Rules, 1985 The Court used the Rules to determine whether the procedure for appointment was followed. It concluded that the appointment was made by a duly constituted Selection Committee as per the rules, after calling names from the Employment Exchange.

Judgment

How each submission made by the Parties was treated by the Court?

Submission Court’s Treatment
Appellant’s appointment was not validly made. Rejected. The court held the appointment was validly made by a Selection Committee after calling names from the Employment Exchange.
Dismissal of writ petition on 04.12.1992 terminated the appellant’s right to continue. Rejected. The court held that the dismissal was due to a technicality and did not affect the appellant’s right to continue.
Re-appointment on 01.01.1993 was limited till 27.02.1993. Rejected. The court held that the order was a reinstatement and the date was due to the interim order of Shiv Kumar Rai.
Dismissal of Shiv Kumar Rai’s writ petition terminated the vacancy. Rejected. The court held that the dismissal was infructuous and did not affect the appellant’s right to continue.
Appellant concealed the dismissal of his writ petition. Rejected. The court noted that the appellant filed a special appeal and was continued on his post by the department.

How each authority was viewed by the Court?

  • The Subordinate Offices Ministerial Staff (Direct Recruitment) Rules, 1985: The court relied on these rules to conclude that the appointment was made following the due procedure, as the names were called from the Employment Exchange and a Selection Committee was constituted.
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What weighed in the mind of the Court?

The Supreme Court’s decision was heavily influenced by the following points:

  • Procedural Fairness: The court emphasized that the appellant’s appointment was made by a duly constituted Selection Committee following the statutory rules. The court noted that the names were called from the Employment Exchange, and the appellant’s name was included in the list. The court also noted that no proceedings were initiated by any candidate or the appointing authority questioning the appointment.
  • Impact of Interim Orders: The court took a strong view of the fact that the dismissal of the appellant’s first writ petition was due to the non-disclosure of the stay order in favour of Shiv Kumar Rai. The court noted that the consequential order issued to the appellant became inoperative due to the stay order.
  • Substance over Form: The court looked beyond the technicalities of the re-appointment order dated 01.01.1993 and held that it was essentially a reinstatement. The court noted that the mention of 27.02.1993 was because of the limited period of the interim order.
  • Practical Realities: The court took note of the fact that Shiv Kumar Rai never returned to his original post and continued on his promotional post till his retirement. The court noted that the dismissal of Shiv Kumar Rai’s writ petition was infructuous.
  • Length of Service: The court considered the fact that the appellant had been in service for 27 years and had received promotions and confirmation on his post. The court also noted that the Department had continued the appellant and had granted him promotion and confirmation.

Sentiment Analysis of Reasons Given by the Supreme Court:

Reason Percentage
Procedural Fairness 30%
Impact of Interim Orders 25%
Substance over Form 20%
Practical Realities 15%
Length of Service 10%

Fact:Law Ratio:

Category Percentage
Fact 40%
Law 60%

Logical Reasoning

Issue 1: Validity of Appointment

Selection Committee Constituted as per Rules
Names Called from Employment Exchange
Appellant’s Name Included
No Challenge to Appointment
Conclusion: Appointment Valid

Issue 2: Effect of Dismissal of Writ Petition (04.12.1992)

Order of Shiv Kumar Rai Stayed
Consequential Order Becomes Inoperative
Dismissal Due to Non-Disclosure
Conclusion: Dismissal Does Not Affect Appellant’s Right

Issue 3: Validity of Re-appointment (01.01.1993)

Interim Order in Favour of Shiv Kumar Rai
Order is Reinstatement, Not Re-appointment
Date Due to Limited Interim Order
Conclusion: Appellant Entitled to Continue

Issue 4: Effect of Dismissal of Shiv Kumar Rai’s Writ Petition (15.09.2001)

Writ Petition Dismissed as Infructuous
Shiv Kumar Rai Never Reverted to Original Post
Technical View Cannot Terminate Appellant’s Right
Conclusion: Dismissal Does Not Affect Appellant’s Right

Key Takeaways

  • Valid Appointments: Appointments made by a duly constituted Selection Committee following statutory rules are generally valid, even if there are minor procedural irregularities.
  • Effect of Interim Orders: Interim orders have a significant impact on the rights of parties, and consequential orders become inoperative when the main order is stayed.
  • Substance over Form: Courts will look beyond technicalities and consider the substance of orders, especially in service matters.
  • Length of Service: Courts will consider the length of service and the conduct of the parties while deciding service-related matters.
  • Infructuous Dismissals: Dismissal of a writ petition as infructuous does not automatically terminate the rights of other parties, especially when the main issues are not adjudicated on merits.

Directions

The Supreme Court set aside the judgments of the Single Judge and the Division Bench of the High Court. The appeal was allowed.

Development of Law

The ratio decidendi of this case is that an appointment made by a duly constituted Selection Committee following statutory rules is valid, and the dismissal of a writ petition due to a technicality or as infructuous does not automatically terminate the rights of other parties. The court also emphasized the importance of considering the substance of orders and the practical realities of the case. This case reinforces the principle that technicalities should not override the substantive rights of individuals, especially in service matters.

Conclusion

The Supreme Court’s judgment in Rana Pratap Singh vs. Vittiye Evam Lekha Adhikari upholds the appointment of the appellant, emphasizing that procedural fairness and the substance of orders should prevail over technicalities. The court’s decision underscores the importance of considering the practical realities and the length of service in service-related matters. The court held that the appointment of the appellant was valid, and the subsequent orders did not affect his right to continue on the post. This judgment provides clarity on the impact of interim orders and the effect of dismissal of writ petitions on service matters.