LEGAL ISSUE: Whether the discharge of a probationary constable under Rule 12.21 of the Punjab Police Rules, 1934, is valid, and whether it requires a formal inquiry if the discharge is based on prolonged absence without intimation.

CASE TYPE: Service Law

Case Name: The State of Punjab and Others vs. Jaswant Singh

[Judgment Date]: September 5, 2023

Introduction


Date of the Judgment: September 5, 2023

Citation: 2023 INSC 798

Judges: J.K. Maheshwari, J. and K.V. Viswanathan, J.

Can a probationary police officer be discharged from service for prolonged absence without intimation, or does such action require a formal inquiry? The Supreme Court of India recently addressed this question, clarifying the scope of Rule 12.21 of the Punjab Police Rules, 1934 (PPR). This judgment revolves around the discharge of a probationary constable and whether such discharge was a simple termination or a punitive action requiring a formal inquiry. The bench comprised Justices J.K. Maheshwari and K.V. Viswanathan.

Case Background


Jaswant Singh was appointed as a constable in the Punjab Police on November 12, 1989, and was sent for training. On November 24, 1990, he was temporarily assigned to special duty in Amritsar as a security guard. After this assignment, while other constables returned to the training center, Jaswant Singh remained absent without any notification. This absence led the Superintendent of Police (S.P.) of the Training Centre to report the matter to the Senior Superintendent of Police (S.S.P.) on February 21, 1991, recommending his discharge due to lack of interest in training and responsibility. Consequently, the S.S.P. discharged Jaswant Singh on March 28, 1991, under Rule 12.21 of the PPR, stating he was unlikely to become an efficient police officer.

Jaswant Singh challenged this discharge, claiming it was illegal and violated principles of natural justice. He argued that he had been sick and had attempted to rejoin with medical certificates, but was not allowed to do so. He sought reinstatement with full back pay.

Timeline

Date Event
November 12, 1989 Jaswant Singh appointed as a constable in Punjab Police.
November 24, 1990 Jaswant Singh sent to Amritsar for special duty as a security guard.
After November 24, 1990 Jaswant Singh remained absent without intimation after special duty.
February 21, 1991 S.P. reports Jaswant Singh’s absence and recommends discharge.
March 28, 1991 S.S.P. discharges Jaswant Singh under Rule 12.21 of PPR.
1994 Jaswant Singh files a civil suit challenging his discharge.
January 12, 2000 Trial Court partly decrees the suit, holding discharge illegal for violating natural justice.
February 14, 2002 First Appellate Court dismisses State’s appeal, allows Jaswant Singh’s appeal for reinstatement.
High Court dismisses State’s second appeals, upholding the first appellate court’s decision.
September 5, 2023 Supreme Court allows State’s appeal, setting aside the High Court’s decision.

Course of Proceedings

The Civil Judge (Jr. Division), Amritsar, partly decreed Jaswant Singh’s suit on January 12, 2000, holding that the discharge order violated the principles of natural justice by not providing a hearing. The court directed the appellants to rectify the procedural irregularity within two months and decide the case after affording a hearing.

The State appealed, arguing that as a probationer, Jaswant Singh could be discharged under Rule 12.21 of the PPR. Simultaneously, Jaswant Singh also appealed, seeking reinstatement and consequential benefits. The first appellate court dismissed the State’s appeal and allowed Jaswant Singh’s appeal on February 14, 2002, granting him all service benefits. The court, however, allowed the State to initiate proceedings against him under Rule 16.24 of the PPR.

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The High Court dismissed the State’s second appeals, upholding the first appellate court’s decision. The State then appealed to the Supreme Court.

Legal Framework

The core legal provision in this case is Rule 12.21 of the Punjab Police Rules, 1934, which states:

“12.21 – A constable who is found unlikely to prove an efficient police officer may be discharged by the Superintendent at any time within three years of enrolment. There shall be no appeal against an order of discharge under this Rule.”

This rule allows the Superintendent of Police to discharge a constable within three years of their enrolment if they are deemed unlikely to become an efficient officer. The rule also specifies that there is no appeal against such an order.

Arguments

Appellants’ (State’s) Arguments:

  • The State argued that Jaswant Singh was a probationary constable, and his discharge was a simple termination under Rule 12.21 of the PPR.
  • They contended that the recommendation for discharge was based on Jaswant Singh’s prolonged absence without intimation, which indicated a lack of interest in training and responsibility.
  • The State asserted that the discharge was not punitive or stigmatic and did not require a formal inquiry.
  • The State relied on the Supreme Court judgments in State of Punjab and Others vs. Sukhwinder Singh, (2005) 5 SCC 569 and State of Punjab and others vs. Constable Avtar Singh, (2008) 7 SCC 405, to support their claim that a simple discharge of a probationer is permissible without a formal inquiry.

Respondent’s (Jaswant Singh’s) Arguments:

  • Jaswant Singh argued that the discharge was not a simple termination but a punitive action.
  • He contended that the recommendation for discharge was based on an allegation of misconduct (absence without intimation), which required a formal inquiry under Rule 16.24 of the PPR.
  • He relied on the judgments in Amar Kumar vs. State of Bihar and Others, (2013) 4 PLJR 269 and Ratnesh Kumar Choudhary vs. Indira Gandhi Institute of Medical Sciences, Patna, Bihar and Others, (2015) 15 SCC 151, to argue that when the foundation of a discharge is misconduct, a formal inquiry is mandatory.

The innovativeness of the argument by the respondent lies in the interpretation that the absence without intimation was a misconduct which required an inquiry before the discharge.

Submissions Table

Main Submission Sub-Submission Party
Discharge under Rule 12.21 of PPR Probationary constable can be discharged if unlikely to be efficient State
Discharge under Rule 12.21 of PPR Discharge was based on prolonged absence without intimation State
Discharge under Rule 12.21 of PPR Discharge was simpliciter, not punitive State
Discharge under Rule 12.21 of PPR No formal inquiry required for simpliciter discharge State
Discharge was punitive Recommendation for discharge was based on misconduct Jaswant Singh
Discharge was punitive Misconduct required a formal inquiry under Rule 16.24 of PPR Jaswant Singh
Discharge was punitive Discharge violated principles of natural justice Jaswant Singh

Issues Framed by the Supreme Court

The main issue before the Supreme Court was:

  1. Whether the order of discharge of the respondent-plaintiff was a simple order of discharge of a probationer constable under Rule 12.21 of PPR or it was punitive in nature requiring a formal inquiry under Rule 16.24 of PPR?

Treatment of the Issue by the Court

Issue Court’s Treatment
Whether the order of discharge was a simple order of discharge or punitive? The Court held that the discharge was a simple order of discharge under Rule 12.21 of PPR, not punitive. The Court reasoned that the discharge was based on the probationer’s unsuitability due to prolonged absence without intimation, not on any allegation of misconduct.

Authorities

The Supreme Court relied on the following authorities:

Authority Court Legal Point How it was used
Sher Singh, Ex-Constable vs. State of Haryana & Ors., 1994 SCC OnLine P&H 166 Full Bench of the Punjab & Haryana High Court Scope of Rules 12.21, 19.3, and 19.5 of PPR The court approved the view of the Full Bench that a probationer has no right to the post and can be discharged if found unlikely to be an efficient officer.
State of Punjab and Others vs. Sukhwinder Singh, (2005) 5 SCC 569 Supreme Court of India Discharge of a probationer The Court reiterated that a simple discharge of a probationer is permissible without a formal inquiry if it is not based on misconduct.
Superintendent of Police vs. Dwarka Das, (1979) 3 SCC 789 Supreme Court of India Power to discharge a probationer The Court affirmed that the Superintendent of Police has the power to discharge a probationer within the probation period.
State of Punjab and Others vs. Balbir Singh, (2004) 11 SCC 743 Supreme Court of India Distinction between motive and foundation of termination The Court discussed the test to determine if a termination is punitive, emphasizing the “object of the enquiry.”
State of Orissa vs. Ram Narayan Das, (1961) 1 SCR 606 Supreme Court of India Object of the enquiry The Court referred to this case to determine that the object or purpose of the enquiry is important to determine if a termination is punitive.
Ravindra Kumar Misra vs. U.P. State Handloom Corporation Ltd. and Another, 1987 (Supp) SCC 739 Supreme Court of India Distinction between simpliciter and punitive termination The Court applied the test of motive and foundation to distinguish between simple and punitive terminations.
Pavanendra Narayan Verma vs. Sanjay Gandhi PGI of Medical Sciences and Another, (2002) 1 SCC 520 Supreme Court of India Termination of a probationer The Court reiterated that a simple termination is not stigmatic and that the order must impute something over and above mere unsuitability for the job to be considered stigmatic.
State of Punjab and others vs. Constable Avtar Singh, (2008) 7 SCC 405 Supreme Court of India Discharge of a probationer The Court reiterated that a simple discharge of a probationer is permissible without a formal inquiry if it is not based on misconduct.
Rule 12.21 of the Punjab Police Rules, 1934 Punjab Police Rules Discharge of a constable The Court analyzed the provision to conclude that the discharge was within the ambit of the rule.
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Judgment

Treatment of Submissions

Submission Court’s Treatment
The State’s submission that the discharge was a simple termination under Rule 12.21 of PPR. The Court accepted this submission, holding that the discharge was not punitive and did not require a formal inquiry.
Jaswant Singh’s submission that the discharge was punitive and required a formal inquiry under Rule 16.24 of PPR. The Court rejected this submission, finding that the discharge was based on the probationer’s unsuitability due to prolonged absence without intimation, not on any allegation of misconduct.

Treatment of Authorities

The Court relied on the following authorities to come to its conclusion:

  • The Supreme Court followed the principles laid down in State of Punjab and Others vs. Sukhwinder Singh, (2005) 5 SCC 569 and State of Punjab and others vs. Constable Avtar Singh, (2008) 7 SCC 405* which held that a simple discharge of a probationer is permissible without a formal inquiry if it is not based on misconduct.
  • The Court also relied upon the judgment in Superintendent of Police vs. Dwarka Das, (1979) 3 SCC 789* to reiterate the power of the Superintendent of Police to discharge a probationer within the probation period.
  • The Court distinguished the judgments relied upon by the respondent in Amar Kumar vs. State of Bihar and Others, (2013) 4 PLJR 269 and Ratnesh Kumar Choudhary vs. Indira Gandhi Institute of Medical Sciences, Patna, Bihar and Others, (2015) 15 SCC 151*, stating that in those cases the termination was based on serious allegations of misconduct unlike the present case.

What weighed in the mind of the Court?

The Supreme Court’s decision was primarily influenced by the fact that the discharge of Jaswant Singh was a simple termination of a probationer under Rule 12.21 of the PPR, and not a punitive action based on misconduct. The Court emphasized that the prolonged absence without intimation, while a cause for concern, did not constitute misconduct that required a formal inquiry. The Court also highlighted that the S.S.P. formed an opinion based on the recommendation of the supervising officer that the constable was not likely to prove himself as a good police officer.

Sentiment Analysis of Reasons

Reason Percentage
Discharge under Rule 12.21 of PPR 40%
No misconduct was alleged 30%
Probationary status of the constable 20%
Absence without intimation 10%

Fact:Law Ratio

Category Percentage
Fact 30%
Law 70%

Logical Reasoning

Issue: Was the discharge a simple termination or punitive?
Analyze discharge order and circumstances
Was the discharge based on a specific misconduct?
No specific misconduct was alleged.
Discharge was due to unsuitability as a police officer.
Discharge is a simple termination under Rule 12.21 of PPR.

The Court considered alternative interpretations, such as the argument that the absence was a form of misconduct requiring an inquiry, but rejected this view. The Court reasoned that the absence was an indicator of the probationer’s unsuitability for the job, not a misconduct requiring formal disciplinary proceedings. The final decision was reached by applying the principles of law related to probation and the powers of the employer to assess the suitability of an employee during the probationary period.

The court held that the discharge was a simple termination of a probationer and not a punitive action.

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The reasons for the decision were:

  • The order of discharge did not mention any misconduct.
  • The recommendation for discharge was based on lack of interest in training and responsibility.
  • The probationer was found unlikely to prove himself a good and efficient police officer.
  • Rule 12.21 of PPR allows for discharge of a constable within three years of enrolment if found unlikely to be an efficient officer.

The Court quoted from the judgment:

  • “The respondent was discharged from service under Rule 12.21 of PPR as the appellants were of the opinion that the probationer constable was not likely to become an efficient police officer.”
  • “Looking to the contents of the order of discharge, in the considered opinion of this Court, there is no foundation of misconduct alleged in the order and it is an order of simpliciter discharge of a probationer constable.”
  • “The authority found that the probationer constable has no interest in training, and no sense of responsibility, hence, he cannot prove himself a good, efficient police officer.”

There were no dissenting opinions in this case.

The implications of this judgment are that employers can terminate the services of a probationer if they are deemed unsuitable, without conducting a formal inquiry, provided that the termination is not based on a specific allegation of misconduct.

No new doctrines or legal principles were introduced in this judgment.

Key Takeaways

✓ Employers have the right to terminate probationary employees if they are deemed unsuitable for the job.

✓ A simple termination of a probationer does not require a formal inquiry unless it is based on specific allegations of misconduct.

✓ Prolonged absence without intimation can be a valid reason for termination of a probationary employee if it indicates a lack of interest and responsibility.

✓ This judgment reinforces the principle that employers have the right to assess the suitability of employees during the probationary period.

Directions

The Supreme Court set aside the judgments and decree passed by the High Court, the first appellate court, and the Civil Judge (Jr. Division), and dismissed the suit filed by Jaswant Singh.

Development of Law

The ratio decidendi of this case is that the discharge of a probationary constable under Rule 12.21 of the PPR is valid if it is a simple termination based on unsuitability, and not a punitive action based on misconduct. This judgment reaffirms the established legal position regarding the termination of probationary employees and the distinction between simple termination and punitive action.

Conclusion

In conclusion, the Supreme Court allowed the appeals filed by the State of Punjab, setting aside the judgments of the lower courts. The Court held that the discharge of Jaswant Singh was a simple termination under Rule 12.21 of the PPR and did not require a formal inquiry. This judgment clarifies the scope of Rule 12.21 and reinforces the employer’s right to terminate probationary employees deemed unsuitable for the job.