LEGAL ISSUE: Whether the President’s rejection of a mercy petition can be judicially reviewed and what are the grounds for such review.
CASE TYPE: Criminal Law; Constitutional Law; Mercy Petition
Case Name: Mukesh Kumar vs. Union of India and Others
Judgment Date: 29 January 2020
Introduction
Date of the Judgment: 29 January 2020
Citation: Mukesh Kumar vs. Union of India and Others (2020) INSC 49
Judges: R. Banumathi, J., Ashok Bhushan, J., A.S. Bopanna, J. (authored by R. Banumathi, J.)
Can the Supreme Court interfere with the President of India’s decision to reject a mercy petition? The Supreme Court of India recently addressed this question in a case involving a death-row convict, Mukesh Kumar, in the infamous Nirbhaya case. The court examined whether the rejection of his mercy petition was done fairly and in accordance with established legal principles. This case highlights the delicate balance between the executive’s power of clemency and the judiciary’s role in ensuring justice.
The Supreme Court was tasked with determining whether the President’s decision to reject Mukesh Kumar’s mercy petition was lawful, considering the arguments that relevant materials were not considered, there was non-application of mind, and that the petitioner faced undue suffering in prison.
Case Background
The case revolves around Mukesh Kumar, a death-row convict in the Nirbhaya gang rape case of 16 December 2012. He was convicted by the trial court on 13 September 2013, and his death sentence was upheld by the High Court on 13 March 2014 and by the Supreme Court on 5 May 2017. The Supreme Court also dismissed his review petition on 9 July 2018 and curative petition on 14 January 2020.
Following the dismissal of his curative petition, Mukesh Kumar filed a mercy petition to the President of India under Article 72 of the Constitution and to the Lieutenant Governor under Article 161 of the Constitution on 14 January 2020. He sought commutation of his death sentence, alleging that relevant materials were not placed before the President, there was a pre-determined stance, he was kept in solitary confinement, and his suffering in prison was ignored.
The petitioner’s mercy petition was rejected by the Lieutenant Governor on 15 January 2020, by the Government of NCT of Delhi on 16 January 2020, and finally by the President of India on 17 January 2020.
Timeline
Date | Event |
---|---|
16 December 2012 | Nirbhaya gang rape incident occurred in Delhi. |
18 December 2012 | Mukesh Kumar was arrested in connection with the case. |
13 September 2013 | Trial court convicted Mukesh Kumar and other co-accused and sentenced them to death. |
13 March 2014 | High Court confirmed the death sentence. |
5 May 2017 | Supreme Court confirmed the death sentence. |
9 July 2018 | Supreme Court dismissed the review petition. |
8 January 2020 | Mukesh Kumar filed a curative petition before the Supreme Court. |
14 January 2020 | Supreme Court dismissed the curative petition. Mukesh Kumar filed a mercy petition to the President of India and the Lieutenant Governor. |
15 January 2020 | Lieutenant Governor rejected the mercy petition. |
16 January 2020 | Government of NCT of Delhi recommended the rejection of the mercy petition. |
17 January 2020 | President of India rejected the mercy petition. Fresh execution warrant issued. |
20 January 2020 | Mukesh Kumar filed an RTI application seeking documents related to his mercy petition. |
20-23 January 2020 | Tihar Jail provided documents related to the mercy petition to Mukesh Kumar. |
29 January 2020 | Supreme Court dismissed the writ petition challenging the rejection of the mercy petition. |
Course of Proceedings
The trial court convicted Mukesh Kumar and other co-accused on 13 September 2013, sentencing them to death. The High Court of Judicature at Delhi confirmed the death sentence on 13 March 2014. The Supreme Court of India upheld the conviction and sentence on 5 May 2017, noting the brutal nature of the crime. The review petition was dismissed by the Supreme Court on 9 July 2018. Finally, the curative petition was dismissed on 14 January 2020, leading to the filing of the mercy petition.
Legal Framework
The Supreme Court considered the following legal provisions:
-
Article 72 of the Constitution of India: This article grants the President of India the power to grant pardons, reprieves, respites, or remissions of punishment, or to suspend, remit, or commute the sentence of any person convicted of any offense. This includes the power to commute a death sentence.
“Article 72 of the Constitution, the President of India shall have the power to grant pardons, reprieves, respites or remissions of punishment or to suspend, remit or commute the sentence of any person convicted of any offence. As per Article 72(1)(c) of the Constitution, the power is inclusive of commutation in cases where the sentence is a sentence of death.” -
Article 161 of the Constitution of India: This article grants the Governor of a State similar powers to grant relief to persons convicted of offenses against state laws.
“Under Article 161 of the Constitution, similar is the power of the Governor to give relief to any person convicted of any offence against any law relating to a matter to which the executive power of the State extends.” - Section 30(2) of the Prisons Act: This provision relates to the custodial segregation of prisoners under a sentence of death.
The Court emphasized that the power under Articles 72 and 161 is a constitutional duty, not a matter of grace, and should be exercised in the aid of justice. The exercise of this power is subject to limited judicial review to ensure that constitutional authorities consider all relevant materials.
Arguments
The petitioner, Mukesh Kumar, argued that:
- Relevant materials, such as DNA reports, odontology reports, and other documents proving his innocence, were not placed before the President of India during the consideration of his mercy petition.
- The mercy petition was rejected swiftly, indicating a pre-determined stance and non-application of mind by the authorities.
- He was kept in solitary confinement for more than one and a half years, which led to severe psychiatric ailments.
- His sufferings in prison, including alleged beatings and sexual harassment, were not considered.
- The Superintendent of Tihar Jail did not provide a recommendation in his nominal roll, which is a crucial consideration for mercy.
The Union of India and the Government of NCT of Delhi, represented by the Solicitor General, argued that:
- All relevant materials, as laid down in Shatrughan Chauhan and another v. Union of India and others (2014) 3 SCC 1, were placed before the President of India.
- The petitioner was not kept in solitary confinement but in a single room with iron bars, open to air, and intermingled with other prisoners.
- Quick consideration of the mercy petition does not imply non-application of mind.
Main Submissions | Petitioner’s Sub-Submissions | Respondent’s Sub-Submissions |
---|---|---|
Non-placement of relevant materials | ✓ DNA Report, Odontology Report, Complaint under Section 154 Cr.P.C., Case diary, charge sheet and other documents proving innocence were not placed. | ✓ All relevant documents as per Shatrughan Chauhan were placed before the President. |
Non-application of mind and pre-determined stance | ✓ Mercy petition rejected swiftly within 24 hours, indicating bias. | ✓ Quick disposal of mercy petition does not indicate non-application of mind. |
Solitary confinement | ✓ Petitioner kept in solitary confinement for more than one and a half years. | ✓ Petitioner was kept in a single room with iron bars, open to air, and intermingled with other prisoners as per rules. |
Sufferings in prison | ✓ Petitioner was beaten up, sexually harassed, and suffered due to brother’s death. | ✓ Sufferings in prison are not a ground for judicial review of the executive order. |
Absence of Jail Superintendent’s recommendation | ✓ Nominal roll lacked recommendation from the Jail Superintendent. | ✓ Recommendation from the Jail Superintendent is not mandatory. |
Issues Framed by the Supreme Court
The Supreme Court considered the following issues:
- Whether relevant materials were not placed before the President of India and were kept out of consideration while considering the mercy petition.
- Whether the mercy petition was rejected swiftly, indicating a pre-determined stance and non-application of mind.
- Whether the solitary confinement of the petitioner for more than one and a half years led to severe psychiatric ailments.
- Whether the non-consideration of relevant circumstances, such as the prisoner’s suffering in prison, and consideration of extraneous and irrelevant circumstances, was valid.
- Whether there was non-observance of established rules and guidelines in considering the petitioner’s mercy petition.
- Whether the absence of recommendation of the Superintendent, Tihar Jail in nominal roll is a ground for judicial review.
Treatment of the Issue by the Court
The following table demonstrates as to how the Court decided the issues:
Issue | Court’s Decision |
---|---|
Whether relevant materials were not placed before the President | The Court found that all relevant materials, including judgments of the trial court, High Court, and Supreme Court, were placed before the President. The documents mentioned by the Petitioner were part of the case record and were considered by the courts. |
Whether the mercy petition was rejected swiftly | The Court held that quick consideration and rejection of the mercy petition is not a ground for judicial review. Delay in disposal might be a ground, but not swiftness. |
Whether the petitioner was kept in solitary confinement | The Court accepted the affidavit of the Director General, Prisons, that the petitioner was kept in a single room with iron bars open to air and was intermingling with other prisoners, which does not amount to solitary confinement. |
Whether the sufferings in prison were not considered | The Court held that alleged sufferings in prison are not a ground for judicial review of the executive order passed under Article 72 of the Constitution. |
Whether there was non-observance of established rules and guidelines | The Court found no reason to believe that the guidelines were not kept in view during the consideration of the mercy petition. |
Whether the absence of recommendation of the Superintendent, Tihar Jail in nominal roll is a ground for judicial review. | The Court held that the recommendation of the Jail Superintendent is not mandatory. |
Authorities
The Supreme Court considered the following authorities:
Authority | Court | How it was used |
---|---|---|
Kehar Singh v. Union of India (1989) 1 SCC 204 | Supreme Court of India | Referred to establish that the power under Article 72 is independent of the judiciary. |
Ashok Kumar v. Union of India (1991) 3 SCC 498 | Supreme Court of India | Referred to support the principle that the power exercised under Article 72 is subject to limited judicial review. |
Swaran Singh v. State of U.P. (1998) 4 SCC 75 | Supreme Court of India | Referred to support the principle that the power exercised under Article 72 is subject to limited judicial review. |
Satpal v. State of Haryana (2000) 5 SCC 170 | Supreme Court of India | Referred to lay down the grounds for judicial review of orders under Article 72/161. |
Bikas Chatterjee v. Union of India (2004) 7 SCC 634 | Supreme Court of India | Referred to reiterate the limited grounds for judicial review of orders under Article 72 and that the President is presumed to act carefully. |
Epuru Sudhakar and Another v. Govt. of A.P. and Others (2006) 8 SCC 161 | Supreme Court of India | Referred to highlight the grounds for judicial review of orders under Article 72/161 and the desirability of indicating reasons in the order. |
Narayan Dutt and others v. State of Punjab and another (2011) 4 SCC 353 | Supreme Court of India | Referred to reiterate the limited grounds for judicial review of orders under Article 72/161. |
Devender Pal Singh Bhullar v. State of (NCT of Delhi) (2013) 6 SCC 195 | Supreme Court of India | Referred to state that the disposal of mercy petitions requires consideration of various factors. |
Shatrughan Chauhan and another v. Union of India and others (2014) 3 SCC 1 | Supreme Court of India | Referred to for the guidelines regarding the consideration of mercy petitions, the materials to be placed before the President, and the concept of solitary confinement. |
Sunil Batra v. Delhi Administration and Others (1978) 4 SCC 494 | Supreme Court of India | Referred to for the interpretation of solitary confinement under Section 30 of the Prisons Act. |
Maru Ram v. Union of India (1981) 1 SCC 107 | Supreme Court of India | Referred to highlight that the power under Article 72 is a high prerogative power and that the authority is presumed to act carefully. |
Judgment
The Supreme Court dismissed the writ petition, upholding the President’s decision to reject the mercy petition. The Court found no merit in the petitioner’s arguments regarding non-placement of relevant materials, pre-determined stance, solitary confinement, or non-consideration of his sufferings in prison.
Submission by the Parties | How the Court Treated the Submission |
---|---|
Non-placement of relevant materials | The Court held that all relevant documents, including judgments and case records, were placed before the President. The documents mentioned by the petitioner were part of the case record and were considered by the courts. |
Mercy petition rejected swiftly | The Court held that quick consideration is not a ground for judicial review. Delay, not swiftness, could be a ground for review. |
Solitary confinement | The Court accepted the affidavit of the Director General, Prisons, that the petitioner was not in solitary confinement but in a single room with iron bars open to air and intermingling with other prisoners. |
Sufferings in prison | The Court held that sufferings in prison are not a ground for judicial review of the executive order passed under Article 72. |
Absence of Jail Superintendent’s recommendation | The Court held that the recommendation of the Jail Superintendent is not mandatory. |
How each authority was viewed by the Court?
- Kehar Singh v. Union of India (1989) 1 SCC 204*: The Court referred to this case to reiterate that the power under Article 72 is independent of the judiciary.
- Ashok Kumar v. Union of India (1991) 3 SCC 498, Swaran Singh v. State of U.P. (1998) 4 SCC 75, Satpal v. State of Haryana (2000) 5 SCC 170*: The Court referred to these cases to support the principle that the power exercised under Article 72 is subject to limited judicial review.
- Bikas Chatterjee v. Union of India (2004) 7 SCC 634*: The Court referred to this case to reiterate the limited grounds for judicial review of orders under Article 72 and that the President is presumed to act carefully.
- Epuru Sudhakar and Another v. Govt. of A.P. and Others (2006) 8 SCC 161*: The Court referred to this case to highlight the grounds for judicial review of orders under Article 72/161 and the desirability of indicating reasons in the order.
- Narayan Dutt and others v. State of Punjab and another (2011) 4 SCC 353*: The Court referred to this case to reiterate the limited grounds for judicial review of orders under Article 72/161.
- Devender Pal Singh Bhullar v. State of (NCT of Delhi) (2013) 6 SCC 195*: The Court referred to this case to state that the disposal of mercy petitions requires consideration of various factors.
- Shatrughan Chauhan and another v. Union of India and others (2014) 3 SCC 1*: The Court heavily relied on this case for the guidelines regarding the consideration of mercy petitions, the materials to be placed before the President, and the concept of solitary confinement.
- Sunil Batra v. Delhi Administration and Others (1978) 4 SCC 494*: The Court referred to this case for the interpretation of solitary confinement under Section 30 of the Prisons Act.
- Maru Ram v. Union of India (1981) 1 SCC 107*: The Court referred to this case to highlight that the power under Article 72 is a high prerogative power and that the authority is presumed to act carefully.
What weighed in the mind of the Court?
The Court’s decision was primarily influenced by the following factors:
- The Court emphasized that the power under Article 72 is a constitutional duty, not an act of grace. It should be exercised with great care and circumspection.
- The Court found that all relevant materials, including judgments of the trial court, High Court, and Supreme Court, were placed before the President.
- The Court reiterated that the scope of judicial review of the President’s decision under Article 72 is very limited. The grounds for review are: (a) lack of application of mind, (b) mala fide intent, (c) extraneous considerations, (d) keeping relevant materials out of consideration, and (e) arbitrariness.
- The Court accepted the affidavit of the Director General, Prisons, that the petitioner was not in solitary confinement.
- The Court held that alleged sufferings in prison are not a ground for judicial review of the executive order passed under Article 72.
- The Court held that quick consideration of the mercy petition is not a ground for judicial review.
- The Court held that the recommendation of the Jail Superintendent is not mandatory.
Sentiment | Percentage |
---|---|
Constitutional Duty | 25% |
Limited Judicial Review | 20% |
No Solitary Confinement | 15% |
No Ground for Sufferings in Prison | 15% |
Swift Consideration is Not a Ground | 15% |
Non-Mandatory Jail Superintendent Recommendation | 10% |
Ratio | Percentage |
---|---|
Fact | 30% |
Law | 70% |
The Court emphasized the limited scope of judicial review in matters of mercy petitions under Article 72 of the Constitution. The Court reiterated that the President is presumed to act carefully and objectively, considering all aspects of the matter.
The Court quoted:
“The power of pardon is essentially an executive action, which needs to be exercised in the aid of justice and not in defiance of it.”
“To be “under sentence of death” means “to be under a finally executable death sentence”.”
“Merely because there was quick consideration and rejection of the petitioner’s mercy petition, it cannot be assumed that the matter was proceeded with pre-determined mind.”
Key Takeaways
- The President’s power to grant mercy under Article 72 is a constitutional duty, not a matter of grace.
- Judicial review of the President’s decision on mercy petitions is limited to specific grounds such as lack of application of mind, mala fide intent, or consideration of extraneous factors.
- Quick rejection of a mercy petition is not a valid ground for judicial review.
- The term “solitary confinement” has a specific legal meaning and does not apply to situations where a prisoner is kept in a single room with some level of interaction with other inmates.
- Sufferings in prison are not a ground for judicial review of the executive order passed under Article 72.
- The recommendation of the Jail Superintendent in the nominal roll is not mandatory for consideration of mercy petitions.
Directions
No specific directions were given by the Supreme Court in this judgment.
Development of Law
The ratio decidendi of this case is that the judicial review of the President’s decision on a mercy petition is very limited and can only be challenged on grounds such as lack of application of mind, mala fide intent, consideration of extraneous factors, or keeping relevant materials out of consideration. This decision reinforces the principles laid down in previous cases like Shatrughan Chauhan, and it does not change the previous positions of law.
Conclusion
In conclusion, the Supreme Court dismissed the writ petition filed by Mukesh Kumar, upholding the President’s decision to reject his mercy petition. The Court found that the President had considered all relevant materials and that the petitioner’s arguments lacked merit. The judgment reiterates the limited scope of judicial review in matters of mercy petitions and reinforces the constitutional duty of the President in such matters.
Source: Mukesh Kumar vs. Union of India